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HomeMy WebLinkAboutCity of Kansas City - Public Financial ReportPOPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 POPULAR ANNUAL FINANCIAL REPORT For the Fiscal Year Ended April 30, 2021 FINANCE DEPARTMENT TABLE OF CONTENTS Purpose of Report 1 Awards 2 City Councilmembers and Districts 3 Community Profile and Demographics 4 Financial Planning Cycle 7 Financial Highlights 8 Net Position 9 Revenues 10 Expenses 11 Capital Assets 12 Long-term Obligations 13 City’s Credit 14 Investments 15 Ratios/Trends 16 Glossary 19 1 City Hall Erected 1936 The Popular Annual Financial Report (PAFR) is an unaudited summary report of the financial activities of the City and is prepared primarily from detailed information contained in the City’s 2021 Annual Comprehensive Financial Report (ACFR), with selected information from ACFRs prepared for earlier years. The ACFR is prepared in accordance with generally accepted accounting principles (GAAP) and includes audited financial statements. As such, it provides much more detail as well as full disclosure of all material events, both financial and non- financial. The GAAP presentation also includes the City’s component units (related organizations) and information on individual funds. The information in the ACFR can be technical and complex and as such not as useful to citizens wishing to gain an overview of the City’s finances. The PAFR has been prepared to simplify the information in the ACFR and better inform the public about the overall financial condition of the City, without the heavy use of technical accounting terms or excessive detail. The PAFR is not intended to provide a complete financial picture of the City in accordance with GAAP. Questions or feedback concerning any of the information provided in this report or requests for additional financial information may be directed to the City Controller’s Office via U.S. mail to 414 East 12th Street, Suite 302, Kansas City, Missouri 64106, via email to finance@kcmo.org or via telephone at 816- 513-1173. Purpose of Report Copies of both the PAFR and ACFR are available online at: KCMO.GOV/CITY-HALL/DEPARTMENTS/FINANCE/FINANCIAL-INFORMATION-REPORTS-AND-POLICIES 2 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT Effective May 1, 2020, the City adopted GASB NO. 84 Fiduciary Activities; GASB NO. 88 Certain Disclosures Related to Debt, including Direct Borrowing and Direct Placements; and GASB NO. 98 The Annual Comprehensive Financial Report. The Government Finance Officers Association of the United States and Canada (GFOA) has given an award for Outstanding Achievement in Popular Annual Financial Reporting to the City of Kansas City, Missouri for its Popular Annual Financial Report for the fiscal year ended April 30, 2020. The Award for Outstanding Achievement in Popular Annual Financial Reporting is a prestigious national award recognizing conformance with the highest standards for preparation of state and local government popular reports. In order to receive an Award for Outstanding Achievement in Popular Annual Financial Reporting, a government unit must publish a Popular Annual Financial Report, whose contents conform to program standards of creativity, presentation, understandability and reader appeal. An Award for Outstanding Achievement in Popular Annual Financial Reporting is valid for a period of one year only. The City of Kansas City, Missouri published its eleventh Popular Annual Financial Report for the fiscal year ended April 30, 2020, for which it received an award. We believe our current report continues to conform to the Popular Annual Financial Reporting requirements, and we are submitting it to GFOA. The City of Kansas City, Missouri was awarded the Certificate of Achievement for Excellence in Financial Reporting by the GFOA of the United States and Canada for its annual comprehensive financial report for year ended April 30, 2020. This was the 32nd consecutive year that the City has achieved this award. The Certificate of Achievement is the highest form of recognition for excellence in state and local government financial reporting. In order to be awarded a Certificate of Achievement, a government unit must publish an easily readable and efficiently organized comprehensive annual financial report, whose contents conform to program standards. The report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our annual comprehensive financial report continues to conform to the Certificate of Achievement program requirements, and we are submitting our annual comprehensive financial report for the current year to the GFOA. Awards Government Finance Officers Association Award for Outstanding Achievement in Popular Annual Financial Reporting Presented to City of Kansas City Missouri For its Annual Financial Report for the Fiscal Year Ended 2020 Executive Director/CEO Katheryn Shields 4th District At Large Brandon Ellington 3rd District At Large Eric Bunch 4th District Dan Fowler 2nd District Kevin McManus 6th District Mayor Pro Tem Andrea Bough 6th District At Large Melissa Robinson 3rd District Teresa Loar 2nd District At Large Kevin O’Neill 1st District At Large Mayor Quinton Lucas Ryana Parks-Shaw 5th District Heather Hall 1st District Lee Barnes, Jr. 5th District At Large Kansas City was founded in 1838 as the “Town of Kansas” and was incorporated as a city in 1850. The original charter establishing the Council/Manager form of government was passed on February 24, 1925. The Kansas City Mayor is the presiding member of the City Council, which has 12 other members, one member for each district, plus one at-large member per district. Council DistrictsAbout Kansas City FY 2020-21 Councilmembers Brian Platt City Manager 3 Vision: Our local government will be nationally known for its transformative efforts that make Kansas City the diverse and sustainable community of choice for people to live, work, and play as a result of its business, educational, and cultural opportunities; sustainable, vibrant neighborhoods; connectedness; safety; and vitality. Mission: The mission of the City of Kansas City, Missouri is to deliver quality, customer- focused municipal services with an emphasis on public safety, neighborhood livability, job creation, responsible planning for economic growth, infrastructure improvements, transportation systems, public health, and the environment. In pursuit of this mission, we use data to make decisions and measure progress based on economic, social, and environmental factors. 4 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT Kauffman Performing Arts Center The City of Kansas City, Missouri was incorporated in June, 1850 and has the largest municipal government in the state of Missouri. Under a home-rule charter adopted in 1925 and most recently revised in 2014, a mayor and 12 council members, who may serve two consecutive four-year terms, represent six council districts. The mayor and six council members are elected at-large, and voters elect the remaining six council members within their council districts. The Mayor recommends and the City Council approves the selection of the City Manager, who is the chief administrative officer. Kansas City, known as the “City of Fountains-Heart of the Nation,” is centrally located within 250 miles of the geographic center of the nation. The maximum distance from Kansas City to anywhere in the continental United States is approximately 1,900 miles. The City includes land area in Cass, Clay, Jackson, and Platte Counties and covers 319 square miles, the 14th largest land area in the country. Much of the City north of the Missouri River, known as the northland, remains undeveloped. Kansas City, Missouri is situated at the junction of the Missouri and Kansas rivers and sits opposite Kansas City, Kansas. It is the largest city in the Kansas City Metropolitan Area; the most populous city in Missouri, the sixth largest city in the Midwest, and the 36th most populous city in the United States. Kansas City’s location makes it a national transportation hub. The most geo-central market in the nation, metro Kansas City is served by four interstate highways. Kansas City has a diversified economy including transportation, telecommunications, manufacturing, health care, legal services, trade, financial services, and governmental services. The region provides access to over one million jobs in over seven hundred occupations. The top three employers by employer within Kansas City are Government at 8.55%, Healthcare at 3.53%, and Healthcare Technology at 1.15%. Kansas City is recognized for a growing number of hot spot attractions such as the Kauffman Center for the Performing Arts, the National World War I Memorial and Museum, the Nelson-Atkins Museum of Art, the American Jazz Museum, the Negro Leagues Baseball Museum, Arabia Steamboat Museum, Science City, Toy and Miniature Museum, Kemper Museum of Contemporary Art, Starlight Theatre, the Kansas City Zoo, SEA LIFE Kansas City, Worlds of Fun, Country Club Plaza, River Market, and the College Basketball Experience. Housing in the City of Kansas City is comparatively affordable among major metropolitan cities, with values holding steady. The median price of an existing home is $204,011 while the Community Profile and Demographics Union Station; photo by Margaret Norcross Kansas City Streetcar Kansas City Streetcar Transit Stop at Union Station 5 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 median home value in Missouri is $198,838. U.S. News and World Report listed Kansas City 23rd on its “25 best Affordable Places to Live in the U.S.” ranking, showcasing the value of residing in Kansas City. Kansas City has the honor of being the only U.S. city named a music city by the United Nations Educational, Scientific and Cultural Organization (UNESCO). Sixty-four cities from 44 countries have received this distinguished designation as UNESCO Creative Cities. The City has joined the frontline of UNESCO’s efforts to foster innovation and creativity as key drivers for a more sustainable and inclusive urban development. While these cities differ geographically, demographically or economically, all Creative Cities commit to develop and exchange innovative best practices to promote creative industries, strengthen participation in cultural life, and integrate culture into sustainable urban development policies. Kansas City celebrated its second consecutive American Football Conference Championship in 2021 after the Kansas City Chiefs defeated the Buffalo Bills 38-24. This resulted in the team’s fourth trip to the Super Bowl. Per the Bureau of Labor Statistics, the unemployment rate (not seasonally adjusted) for Kansas City as of April 30, 2021, was 5.7%, which is 0.4 percentage points lower than the national unemployment rate of 6.1%. For sports fans, Kansas City Missouri offers two professional sports teams - the Kansas City Chiefs (National Football League-2020 Super Bowl champions), and the Kansas City Royals (Major League Baseball - 2015 World Series Champions). Within the Kansas City region are Sporting Kansas City (Major Soccer League - 2013 Champions), Kansas City Current (National Women’s Soccer League), Kansas City Mavericks (Central Hockey League), Kansas City Monarchs (American Association of Independent Professional Baseball), and the Missouri Comets (Major Indoor Soccer League). Kansas City Urban Youth Academy enhances Parade Park for neighbors and supports the existing efforts of Major League Baseball to attract more youth to the game. Swope Park Soccer Village KC Urban Youth Academy National WWI Museum Bartle Hall Sky Station Repair 6 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT Since 2012, population has risen 8.4 percent. As of the fiscal year ended April 30, 2021, the City has an estimated population of 503,443 Per capita personal income in Kansas City has risen 27.5 percent in the last ten years Although the City’s unemployment rate has fallen to 5.7 percent in 2021 from the 7.3 percent in 2012, the unemployment rate has not recovered to pre-pandemic levels of 3.1 percent in 2019. Kansas City Population Per Capita Personal Income Unemployment Rate 26,066 26,202 26,998 29,261 29,524 31,767 32,108 32,517 33,875 33,236 15,000 20,000 25,000 30,000 35,000 40,000 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 Dollars ($) 7.3 7.3 6.9 5.7 4.9 4.3 3.5 3.1 7.2 5.7 — 1.0 2.0 3.0 4.0 5.0 6.0 7.0 8.0 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 464.5 467.3 470.9 475.3 482.1 488.9 489.5 494.3 499.1 440.0 450.0 460.0 470.0 480.0 490.0 500.0 510.0 2012 2013 2014 2015 2016 2017 2018 2019 2020 503.4 2021 (i n t h o u s a n d s ) In fiscal year 2021, the top ten employers in the KC metropolitan statistical area (MSA) employed 14.41% of the total workforce Top Ten Principal Employers Employer Employees % of total Public School System 42,287 3.79% Federal Government 28,396 2.55% State/County/City Government 24,701 2.21% The University of Kansas Hospital 12,839 1.15% Cerner Corp. 12,778 1.15% HCA Midwest Health System 10,076 0.90% Saint Luke's Health System 9,056 0.81% Children's Mercy 7,398 0.66% Ford Motor Co. KC Assembly Plant 7,250 0.65% T-Mobile US Inc. 6,000 0.54% Total employment Kansas City MSA 1,115,600 14.41% 7 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 Financial Planning Cycle The City’s fiscal year is from May 1st to April 30th. The City Charter requires that the City Council adopt a five-year citywide business plan and financial strategic plan by November 1st of each year. The five-year business and financial plan contains the strategic priorities and critical issues that serve as the foundation for the preparation of the submitted budget which must be adopted by the City Council at the fourth regular council meeting in March, for the fiscal year commencing on May 1st. The following provides a graphical sequence of the financial planning cycle. The City Charter requires the City Council to adopt an annual budget by the fourth regular meeting in March. The City’s fiscal year spans from May 1 to April 30. The City’s year-round budget and planning process includes several phases: citywide business planning, budget development and review, budget adoption, and budget amendments. CITYWIDE BUSINESS PLANNING The City Council has adopted a vision statement, mission statement, and seven goal statements to guide the budget process and to ensure clearly communicated priorities. The Citywide Business Plan and budget cycle begins in May, the first month of the new fiscal year, when the City Council and departments develop goals and objectives to achieve the organization’s mission. A forecast model that links expenditure choices to service levels and performance standards gives policymakers the tools to set priorities, make choices, and understand the opportunity costs of those choices. The planning process influences the budget by identifying financial parameters to reach fiscal balance. Budget development begins with the adoption of the five-year financial plan. BUDGET DEVELOPMENT AND REVIEWBy November 1 of each year, the Mayor and Council adopt a five-year financial plan. The annual budget is prepared in consideration of the five-year financial plan and priorities established by the Council as the City Charter requires. The Finance Department issues budget instructions to city departments, boards, and commissions. Departments use the instructions to estimate revenues and to request the appropriations necessary for their program needs in the next fiscal year. Business Plan & Budget Cycle Council Priorities Department Strategic PlansTrend Analysis Submitted Citywide Business Plan Adopted Citywide Business PlanSubmitted Budget Adopted Budget Public Process BUDGET PROCESS 8 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT Financial Highlights The information provided is summarized and represents only selected funds and therefore is not in accordance with generally accepted accounting principles (GAAP) and is not intended to represent all of the City’s component units (CU’s) and fiduciary funds. A glossary of accounting terms and acronyms used in this report may be found on pages 19 and 20. The following table is a summary of select financial data for the past three fiscal years. Governmental Activities: general government, public safety (police, fire and municipal court), public works, neighborhood development, health, culture and recreation, convention facilities, and economic development Business-type Activities: water system, sanitary sewer and stormwater systems, and aviation FFiinnaanncciiaall SSuummmmaarryy (in thousands)22002200--22002211 22001199--22002200 22001188--22001199 NNeett PPoossiittiioonn Assets plus Deferred Outflows 11,079,608$ 10,300,548$ 9,185,714$ Liabilities plus Deferred Inflows 6,297,698 5,420,102 4,262,120 Total Net Position 4,781,910 4,880,446 4,923,594 RReevveennuueess Governmental Activities 1,321,338$ 1,236,716$ 1,203,417$ Business-type Activities 605,716 680,961 642,682 Total Revenues 1,927,054 1,917,677 1,846,099 EExxppeennsseess Governmental Activities 1,513,979$ 1,409,631$ 1,375,103$ Business-type Activities 511,611 551,194 450,733 Total Expenses 2,025,590 1,960,825 1,825,836 CCaappiittaall AAsssseettss Governmental Activities 3,813,774$ 3,955,406$ 4,147,508$ Business-type Activities 3,926,195 3,324,527 2,984,903 Total Capital Assets 7,739,969 7,279,933 7,132,411 LLoonngg--TTeerrmm LLiiaabbiilliittiieess Governmental Activities 2,723,407$ 2,536,554$ 2,473,454$ Business-type Activities 3,018,288 2,365,121 1,338,414 Total Long-Term Liabilities 5,741,695 4,901,675 3,811,868 9 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 The Balance Sheet, known as the Statement of Net Position in governmental financial statements, presents information concerning the City’s assets, deferred outflows, liabilities and deferred inflows with the net amount reported as net position. Increases and decreases in net position serve as an indicator of the City’s financial position and of the results of the City’s operations. The assets and deferred outflows of the City exceeded its liabilities and deferred inflows at the close of fiscal year 2021 by $4.782 billion. Of this amount, a negative $495,246 million is considered unrestricted. At the end of the prior fiscal year, assets exceeded liabilities by $4.880 billion indicating that the government financial position declined during the year. The largest portion of the City’s net position, $4.637 billion or 97.0%, consists of its investment in capital assets (land, buildings, land improvements, monuments and fountains, machinery and equipment, and infrastructure) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Therefore, even though the City’s investment in capital assets is reported net of related debt, the resources needed to repay debt cannot come from the capital assets themselves and must be provided from other sources. An additional portion of the City’s net position, $640.3 million or 13.4%, represents resources that are subject to external restrictions as to how they may be used. The remaining balance of unrestricted net position is a negative $495.2 million which represents the amount available to be used to meet ongoing obligations to citizens and creditors. It is also important to note the total unrestricted net position of the City’s business-type activities, or $599.0 million, may not be used to fund governmental activities. The unrestricted net position of the governmental activities decreased by $3.3 million. The unrestricted net position of the business-type activities increased by $34.9 million. Net Position SSttaatteemmeenntt ooff NNeett PPoossiittiioonn (in thousands) 2020-21 2019-20 2020-21 2019-20 2020-21 2019-20 Current and Other Assets 729,258$ 678,189$ 2,181,919$ 2,034,637$ 2,911,177$ 2,712,826$ Capital Assets 3,813,774 3,955,406 3,926,195 3,324,527 7,739,969 7,279,933 TToottaall AAsssseettss 44,,554433,,003322 44,,663333,,559955 66,,110088,,111144 55,,335599,,116644 1100,,665511,,114466 99,,999922,,775599 Deferred Outflows 382,183 283,400 46,279 24,389 428,462 307,789 Long-term Liabilities Outstanding 2,723,407 2,536,554 3,018,288 2,365,121 5,741,695 4,901,675 Other Liabilities 282,202 283,537 160,395 145,064 442,597 428,601 TToottaall LLiiaabbiilliittiieess 33,,000055,,660099 22,,882200,,009911 33,,117788,,668833 22,,551100,,118855 66,,118844,,229922 55,,333300,,227766 Deferred Inflows 101,416 86,073 11,990 3,753 113,406 89,826 NNeett PPoossiittiioonn::11,,881188,,119900$$ 22,,001100,,883311$$ 22,,996633,,772200$$ 22,,886699,,661155$$ 44,,778811,,991100$$ 44,,888800,,444466$$ Net Investment in Capital Assets 2,633,287$ 2,790,472$ 2,003,563$ 1,941,799$ 4,636,850$ 4,732,271$ Restricted 279,188 311,365 361,118 363,706 640,306 675,071 Unrestricted (1,094,285) (1,091,006) 599,039 564,110 (495,246) (526,896) TToottaall NNeett PPoossiittiioonn 11,,881188,,119900$$ 22,,001100,,883311$$ 22,,996633,,772200$$ 22,,886699,,661155$$ 44,,778811,,991100$$ 44,,888800,,444466$$ GGoovveerrnnmmeennttaall AAccttiivviittiieess BBuussiinneessss--ttyyppee AAccttiivviittiieess TToottaall 10 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT 27941120204Check % rates on chart to make sure agree 60101 Revenues-Business-type Activities %Amount Charges for Services 83.9%83.9%508,292 Grants and Contributions 13.2%13.2%79,985 Investment Earnings 2.9%2.9%17,439 Total 100%605,716 Expenses-Governmental Activities Amount per printed CAFR Economic Development 7,764 7,764$ Convention Facilities 39,134 39,134 Health 68,447 68,447 Culture and Recreation 86,623 86,623 Interest on Long-Term Debt 65990 110445 65,990 Neighborhood Development 110445 65990 110,445 General Government 241,070 241,070 Public Works 388,812 388,812 Public Safety 504,869 504,869 Unallocated Depreciation 825 825 1,513,979 - 1,513,979 316,675 181,815 47,599 171,589 289,036 221,835 27,977 62,503 2,309 Services 23.9%Operating Grants 13.8% Capital Grants 3.6% Property Taxes 13.0% Earnings and Profits Taxes 21.9% Sales Taxes 16.8%Hotel and Restaurant Taxes 2.1% Other Taxes 4.7%Interest 0.2% RReevveennuueess--GGoovveerrnnmmeennttaall AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 Thousands 83.9% 13.2% 2.9% RReevveennuueess--BBuussiinneessss--ttyyppee AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 Charges for Services 83.9% Grants and Contributions 13.2% Investment Earnings 2.9% 83.9% 13.2% 2.9% 0.0% 10.0% 20.0% 30.0% 40.0% 50.0% 60.0% 70.0% 80.0% 90.0% Charges for Services 83.9% Grants and Contributions 13.2% Investment Earnings 2.9% RReevveennuueess--BBuussiinneessss--ttyyppee AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 Revenues Governmental Activities • Program Revenues increased $88.6M due to Operating Grants and Contributions, and Capital Grants and Contributions. • General Revenues decreased $4.0M due to the decline in the local economy. Business-type Activities • Charges for services decreased by $48.9M, partly due to lower revenue from terminal, landing, and parking fees at the KCI airport. • Investment earnings decreased by $44.7M mostly due to the change in the market value of the investments year over year WHERE DOES THE MONEY COME FROM? TToottaall RReevveennuueess -- GGoovveerrnnmmeennttaall AAccttiivviittiieess TToottaall EExxppeennsseess -- GGoovveerrnnmmeennttaall AAccttiivviittiieess (in thousands)(in thousands) 2020-21 2019-20 2020-21 2019-20 Program Revenues Expenses Charges for Services 316,675$ 326,871$ Public Safety 504,869$ 490,091$ Operating Grants and Contributions 181,815 107,178 Public Works 388,812 382,235 Capital Grants and Contributions 47,599 23,431 General Government 241,070 195,757 General Revenues Neighborhood Development 110,445 90,880 Earnings and Profits Taxes 289,036 244,895 Culture and Recreation 86,623 75,617 Sales Taxes 221,835 240,632 Interest on Long-Term Debt 65,990 65,300 Property Taxes 171,589 164,786 Health 68,447 55,607 Hotel and Restaurant Taxes 27,977 49,578 Convention Facilities 39,134 40,740 Other Taxes 62,503 58,424 Economic Development 7,764 12,351 Investment Earnings 2,309 20,921 Unallocated Depreciation 825 1,053 TToottaall RReevveennuueess 11,,332211,,333388$$ 11,,223366,,771166$$ TToottaall EExxppeennsseess 11,,551133,,997799$$ 11,,440099,,663311$$ TToottaall RReevveennuueess -- BBuussiinneessss--ttyyppee AAccttiivviittiieess TToottaall EExxppeennsseess -- BBuussiinneessss--ttyyppee AAccttiivviittiieess (in thousands)(in thousands) 2020-21 2019-20 2020-21 2019-20 Program Revenues Expenses Charges for Services 508,292$ 557,215$ Water 134,179$ 131,481$ Operating Grants and Contributions 35,142 29,388 Sewer 182,908 189,486 Capital Grants and Contributions 44,843 32,226 Aviation 194,524 230,227 General Revenues TToottaall EExxppeennsseess 551111,,661111$$ 555511,,119944$$ Investment Earnings 17,439 62,132 TToottaall RReevveennuueess 660055,,771166$$ 668800,,996611$$ 35,703$ 2794112020 4 Check % rates on chart to make sure agree 6 0 101 Revenues-Business-type Activities %Amount Charges for Services 83.9%83.9%508,292 Grants and Contributions 13.2%13.2%79,985 Investment Earnings 2.9%2.9%17,439 Total 100%605,716 Expenses-Governmental Activities Amount per printed CAFR Economic Development 7,764 7,764$ Convention Facilities 39,134 39,134 Health 68,447 68,447 Culture and Recreation 86,623 86,623 Interest on Long-Term Debt 65990 110445 65,990 Neighborhood Development 110445 65990 110,445 General Government 241,070 241,070 Public Works 388,812 388,812 Public Safety 504,869 504,869 Unallocated Depreciation 825 825 1,513,979 - 1,513,979 316,675 181,815 47,599 171,589 289,036 221,835 27,977 62,503 2,309 Services 23.9%Operating Grants 13.8% Capital Grants 3.6% Property Taxes 13.0% Earnings and Profits Taxes 21.9% Sales Taxes 16.8%Hotel and Restaurant Taxes 2.1% Other Taxes 4.7%Interest 0.2% RReevveennuueess--GGoovveerrnnmmeennttaall AAccttiivviittiieessFFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 Thousands 83.9% 13.2% 2.9% RReevveennuueess--BBuussiinneessss--ttyyppee AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 Charges for Services 83.9% Grants and Contributions 13.2% Investment Earnings 2.9% 83.9% 13.2% 2.9% 0.0% 10.0% 20.0% 30.0% 40.0% 50.0% 60.0% 70.0% 80.0% 90.0% Charges for Services 83.9% Grants and Contributions 13.2% Investment Earnings 2.9% RReevveennuueess--BBuussiinneessss--ttyyppee AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 11 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 Expenses-Business-type Activities Amount Water 123,221 Sewer 170,893 Aviation 194,524 Total 488,638 $0 $100,000 $200,000 $300,000 $400,000 $500,000 $600,000 Economic Development Convention Facilities Health Culture and Recreation Interest on Long-Term Debt Neighborhood Development General Government Public Works Public Safety EExxppeennsseess--GGoovveerrnnmmeennttaall AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 ((iinn tthhoouussaannddss)) $0 $50,000 $100,000 $150,000 $200,000 $250,000 Water Sewer Aviation EExxppeennsseess--BBuussiinneessss--ttyyppee AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 ((iinn tthhoouussaannddss)) Expenses WHERE DOES THE MONEY GO? Governmental Activities • General Government expenses increased from the prior year by $104.3M due to the COVID-19 related expenses. Business-type Activities • Sewer and Water fund expenses decreased by $3.9M, due to decreased costs to comply with the department’s separate and combined sewer system overflow control program. • Aviation fund expenses decreased by $35.7M due to a decrease in passenger traffic and travel activity as a result of the COVID-19 Pandemic. TToottaall RReevveennuueess -- GGoovveerrnnmmeennttaall AAccttiivviittiieess TToottaall EExxppeennsseess -- GGoovveerrnnmmeennttaall AAccttiivviittiieess (in thousands)(in thousands) 2020-212019-20 2020-21 2019-20 Program Revenues Expenses Charges for Services316,675$ 326,871$ Public Safety 504,869$ 490,091$ Operating Grants and Contributions181,815 107,178 Public Works 388,812 382,235 Capital Grants and Contributions47,599 23,431 General Government 241,070 195,757 General Revenues Neighborhood Development 110,445 90,880 Earnings and Profits Taxes289,036 244,895 Culture and Recreation 86,623 75,617 Sales Taxes221,835 240,632 Interest on Long-Term Debt 65,990 65,300 Property Taxes171,589 164,786 Health 68,447 55,607 Hotel and Restaurant Taxes27,977 49,578 Convention Facilities 39,134 40,740 Other Taxes62,503 58,424 Economic Development 7,764 12,351 Investment Earnings2,309 20,921 Unallocated Depreciation 825 1,053 TToottaall RReevveennuueess11,,332211,,333388$$ 11,,223366,,771166$$ TToottaall EExxppeennsseess 11,,551133,,997799$$ 11,,440099,,663311$$ TToottaall RReevveennuueess -- BBuussiinneessss--ttyyppee AAccttiivviittiieess TToottaall EExxppeennsseess -- BBuussiinneessss--ttyyppee AAccttiivviittiieess (in thousands)(in thousands) 2020-212019-20 2020-21 2019-20 Program Revenues Expenses Charges for Services508,292$ 557,215$ Water 134,179$ 131,481$ Operating Grants and Contributions35,142 29,388 Sewer 182,908 189,486 Capital Grants and Contributions44,843 32,226 Aviation 194,524 230,227 General Revenues TToottaall EExxppeennsseess 551111,,661111$$ 555511,,119944$$ Investment Earnings17,439 62,132 TToottaall RReevveennuueess660055,,771166$$ 668800,,996611$$ 35,703$ Expenses-Business-type Activities Amount Water 123,221 Sewer 170,893 Aviation 194,524 Total 488,638 $0 $100,000 $200,000 $300,000 $400,000 $500,000 $600,000 Economic Development Convention Facilities Health Culture and Recreation Interest on Long-Term Debt Neighborhood Development General Government Public Works Public Safety EExxppeennsseess--GGoovveerrnnmmeennttaall AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 ((iinn tthhoouussaannddss)) $0 $50,000 $100,000 $150,000 $200,000 $250,000 Water Sewer Aviation EExxppeennsseess--BBuussiinneessss--ttyyppee AAccttiivviittiieess FFoorr FFiissccaall YYeeaarr EEnnddeedd AApprriill 3300,, 22002211 ((iinn tthhoouussaannddss)) 12 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT Capital Assets WHAT DO WE OWN?Governmental capital assets, net of depreciation and disposals, decreased by $141.6 million. This calculation is composed of $266.9 million in new asset expenditures less ($312.7) million in depreciation plus ($95.8) million for disposals and decreases to construction in progress. The $266.9 million is due to $40 million in building improvements, including Linwood Shopping Center, District One Fire Station, and Municipal Court renovation; $63 million in land, land improvements, and infrastructure, including construction on roadways for Prospect Max, Tiffany Springs Rd over I-29, N Oak – NKC to Indianola, NE 104th – 291 to A Hwy, Walnut St – 3rd to 5th St, and 107th St from Blue Ridge Blvd; $10.1 million for vehicles; $147.5 millions in additions to construction in progress and numerous smaller projects; $6.4 million for machinery, equipment & rolling stock and software, including equipment for fire fighters (self – contained breathing apparatuses), software wireless upgrade, and lawn equipment. The City received assets of $20.2 million in donations. These consisted mainly of $10.4 million for land improvements deeded to the City from Friends of the Zoo. Business type capital assets, net of depreciation and disposals, increased by $601.7 million as follows: • $436.1 million net increase in aviation assets for airfield rehabilitation, facility upgrades, construction of a new airport terminal, and equipment purchases • $41.2 million net increase for water utility lines and improvements, buildings and improvements, and equipment • $124.4 million net increase for sewer utility lines and improvements, buildings and improvements, and machinery and equipment The City needs more than just dollars to provide its citizens with services, and as such, many types of assets are required to keep the City performing and delivering its various services. The City’s acquisition of capital assets, net of depreciation, for governmental and business-type activities as of April 30, 2021 amounted to $7.740 billion, which was an increase of 6.32% from fiscal year 2020. Capital assets include land, buildings, improvements, machinery and equipment, land improvements, monuments, fountains and other works of art, street surfacing, bridges and culverts, curbs, sidewalks, street lighting, traffic signals, signage, utility lines and runways. CCaappiittaall AAsssseettss (in thousands) 2020-21 2019-20 2020-21 2019-20 2020-21 2019-20 Land/Permanent Right of Way 365,941$ 365,891$ 61,419$ 61,364$ 427,360$ 427,255$ Works of Art 3,753 3,700 - - 3,753 3,700 Buildings and Improvements 1,536,703 1,496,765 1,133,176 1,120,946 2,669,879 2,617,711 Monuments and Fountains 127,856 127,850 - - 127,856 127,850 Temporary Right of Way 916 905 - - 916 905 Land Improvements 422,505 407,725 11,961 8,855 434,466 416,580 Machinery and Equipment 347,655 333,821 397,865 379,813 745,520 713,634 Infrastructure-Modified 599,184 596,397 - - 599,184 596,397 Infrastructure-Depreciated 2,124,722 2,079,421 3,114,257 2,979,472 5,238,979 5,058,893 Green infrastructure - - 29,755 11,938 29,755 11,938 Accumulated Depreciation (1,946,055) (1,635,622) (1,750,641) (1,683,687) (3,696,696) (3,319,309) Construction in Progress 230,594 178,553 928,403 445,826 1,158,997 624,379 TToottaall CCaappiittaall AAsssseettss 33,,881133,,777744$$ 33,,995555,,440066$$ 33,,992266,,119955$$ 33,,332244,,552277$$ 77,,773399,,996699$$ 77,,227799,,993333$$ GGoovveerrnnmmeennttaall AAccttiivviittiieess BBuussiinneessss--ttyyppee AAccttiivviittiieess TToottaall IInnffrraassttrruuccttuurree--MMooddiiffiieedd CCoonnddiittiioonn AAsssseessssmmeenntt DDeessiirreedd CCoonnddiittiioonn LLeevveell 22002211 22002200 22001199 22001188 22001177 22001166 Bridges *>= 65 79.10 77.64 77.64 77.00 77.00 76.98 Street Lighting >= 90 98.87 97.15 96.61 98.41 97.16 98.46 * 75% of bridges should be rated 65 or better PPeerrcceennttaaggee aabboovvee DDeessiirreedd CCoonnddiittiioonn LLeevveell 13 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 As of April 30, 2021, the City’s long-term obligations totaled $5.741 billion, comprised of $2.723 billion for governmental activities and $3.018 billion for business-type activities. Of this total, $196.1 million is due within one year. The long- term obligations for the City include debt, pension, other post-employment benefit obligations, compensated absences and claims payable. Long-term Obligations WHAT DO WE OWE? Long-Term Debt April 30, 2021 LLoonngg--TTeerrmm OObblliiggaattiioonn (in thousands ) AAmmoouunnttss AAmmoouunnttss AAmmoouunnttss PPaayyaabbllee aatt DDuuee WWiitthhiinn PPaayyaabbllee aatt DDuuee WWiitthhiinn PPaayyaabbllee aatt DDuuee WWiitthhiinn AApprriill 3300,, 22002211 OOnnee YYeeaarr AApprriill 3300,, 22002211 OOnnee YYeeaarr AApprriill 3300,, 22002211 OOnnee YYeeaarr General obligation bonds 380,185 37,375 - - 380,185 37,375 Bonds – KCMAC 57,443 6,953 - - 57,443 6,953 Implied Loan-Off Market Swap 2,585 197 - - 2,585 197 Bonds – PIEA - - - - - - Special Obligations 873,487 44,353 - - 873,487 44,353 Bonds – IDA 77,745 - 1,616,985 11,830 1,694,730 11,830 Bonds – LCRA - - - - - - Revenue Bonds - - 902,934 44,701 902,934 44,701 Notes payable – various 71,131 14,056 - - 71,131 14,056 Contract payments due developer 36,944 509 - - 36,944 509 Net pension liability 977,594 - 115,426 1,093,020 - Net Other Post Employment Benefit Obligation 73,734 - 19,643 - 93,377 - Compensated absences 41,660 9,139 10,771 3,428 52,431 12,567 Claims Payable 60,292 14,125 40,659 9,483 100,951 23,608 Add: Unamortized Premium 72,333 - 313,649 - 385,982 - Less: Discount (1,726) - (1,779) - (3,505) - TToottaall LLoonngg--TTeerrmm OObblliiggaattiioonn 22,,772233,,440077$$ 112266,,770077$$ 33,,001188,,228888$$ 6699,,444422$$ 55,,774411,,669955$$ 119966,,114499$$ Limited Obligation Debt 67.8%2,699,376 67.8% Revenue Bonds 22.7%902,934 22.7% General Obligation Bonds 9.5%380,185 9.5%3,982,495 GGoovveerrnnmmeennttaall AAccttiivviittiieess BBuussiinneessss--ttyyppee AAccttiivviittiieess TToottaall Limited Obligation Debt 67.8% Revenue Bonds 22.7% General Obligation Bonds 9.5% LLoonngg--TTeerrmm OObblliiggaattiioonn (in thousands) AAmmoouunnttss AAmmoouunnttss AAmmoouunnttss PPaayyaabbllee aatt DDuuee WWiitthhiinn PPaayyaabbllee aatt DDuuee WWiitthhiinn PPaayyaabbllee aatt DDuuee WWiitthhiinn AApprriill 3300,, 22002211 OOnnee YYeeaarr AApprriill 3300,, 22002211 OOnnee YYeeaarr AApprriill 3300,, 22002211 OOnnee YYeeaarr General obligation bonds 380,185 37,375 - - 380,185 37,375 Bonds – KCMAC 57,443 6,953 - - 57,443 6,953 Implied Loan-Off Market Swap 2,585 197 - - 2,585 197 Bonds – PIEA - - - - - - Special Obligations 873,487 44,353 - - 873,487 44,353 Bonds – IDA 77,745 - 1,616,985 11,830 1,694,730 11,830 Bonds – LCRA - - - - - - Revenue Bonds - - 902,934 44,701 902,934 44,701 Notes payable – various 71,131 14,056 - - 71,131 14,056 Contract payments due developer 36,944 509 - - 36,944 509 Net pension liability 977,594 - 115,426 1,093,020 - Net Other Post Employment Benefit Obligation 73,734 - 19,643 - 93,377 - Compensated absences 41,660 9,139 10,771 3,428 52,431 12,567 Claims Payable 60,292 14,125 40,659 9,483 100,951 23,608 Add: Unamortized Premium 72,333 - 313,649 - 385,982 - Less: Discount (1,726) - (1,779) - (3,505) - TToottaall LLoonngg--TTeerrmm OObblliiggaattiioonn 22,,772233,,440077$$ 112266,,770077$$ 33,,001188,,228888$$ 6699,,444422$$ 55,,774411,,669955$$ 119966,,114499$$ Limited Obligation Debt 67.8%2,699,376 67.8%Revenue Bonds 22.7%902,934 22.7%General Obligation Bonds 9.5%380,185 9.5%3,982,495 GGoovveerrnnmmeennttaall AAccttiivviittiieess BBuussiinneessss--ttyyppee AAccttiivviittiieess TToottaall Limited Obligation Debt67.8% Revenue Bonds 22.7% General Obligation Bonds9.5% Schedule of Funding Progress-Pension Systems TToottaall PPeennssiioonn FFiidduucciiaarryy NNeett NNeett PPeennssiioonn FFuunnddeedd LLiiaabbiilliittyy PPoossiittiioonn LLiiaabbiilliittyy RRaattiioo Employees' Retirement System Governmental Activities $$900,637 $$692,500 $$208,137 76.89% Business-type Activities 520,760 405,334 115,426 77.84% Firefighters' Pension System 821,693 524,724 296,969 63.86% Civilian Employees' Retirement System 198,752 145,365 53,387 73.14% Police Retirement System 1,293,439 874,338 419,101 67.60% Total $$3,735,281 $$2,642,261 $$1,093,020 70.74% 14 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT External credit ratings are important and have a direct influence on the City’s ability to: • minimize borrowing costs – a stated objective of the City’s Debt Policy • successfully borrow money to complete the acquisition and construction of long-lived capital assets. As shown below, the City’s most recent credit ratings are in the categories of “A” and “AA’”. According to the rankings provided by the rating agencies, “AA” rated bonds are high credit quality bonds and are subject to low credit risk. “A” rated bonds are also of high credit quality but are susceptible to adverse business or economic conditions. City’s Credit HOW’S OUR CREDIT? During fiscal year 2021, $174 out of every $1,000 spent by the City on governmental operating activities paid for principal and interest on outstanding bonds and notes. 201915.4% 202016.3% 202117.4% 15.0% 15.4% 14.3%14.9% 14.6%14.9%15.2%15.4%16.3%17.4% 0.0% 2.0% 4.0% 6.0% 8.0% 10.0% 12.0% 14.0% 16.0% 18.0% 20.0% 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 DDeebbtt SSeerrvviiccee aass %% ooff nneett OOppeerraattiinngg EExxppeennddiittuurreess EExxcclluuddeess BBuussiinneessss--ttyyppee aaccttiivviittiieess CCiittyy''ss BBoonndd CCrreeddiitt RRaattiinnggss as of April 30, 2021 MMooooddyy''ss SSttaannddaarrdd aanndd FFiittcchh''ss Type of Bonds Issued RRaattiinngg PPoooorr''ss RRaattiinngg RRaattiinngg General Obligation Bonds Aa3 AA AA- Kansas City, Missouri Special Obligation Bonds A2 AA-Not Rated Water Revenue Bonds (Senior Lien Bonds)Aa2 AA+Not Rated Sewer Revenue Bonds (Junior Lien Bonds)Aa2 AA Not Rated Airport Annual Appropriation Obligations A2 A-A 15 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 Investments HOW SAFE IS OUR MONEY? TYPES OF RISK Interest Rate Risk – the risk that the fair value of the City’s investments will decrease as a result of an increase in interest rates. Credit Risk – the risk that the City will not recover its investments due to the inability of the counterparty to fulfill its obligation. Custodial Credit Risk – the risk that, in the event of the failure of the counterparty, the City will not be able to recover the value of its deposits, investments or collateral securities that are in the possession of an outside party (i.e. the City’s safekeeping institution). WAYS THE CITY MITIGATES RISK Interest Rate Risk – to limit its exposure to fair value losses arising from rising interest rates, the City’s Investment Policy limits the final maturity on any security owned to a maximum of five years. Credit Risk – in order to prevent over concentration by investment type, the City’s Investment Policy provides for diversification of its portfolio. Custodial Credit Risk – the City’s Investment Policy requires that all funds on deposit with any financial institution be secured with collateral securities in an amount equal to at least 102 percent of the deposit less any amount insured by the FDIC. The policy also requires that all investment securities be held in the City’s name in the City’s safekeeping account at its safekeeping institution. The fair value of the City’s investments as of April 30, 2021 is displayed below. CCaasshh aanndd IInnvveessttmmeennttss (in thousands)footnote 2 - Summary schedule Deposits 28,339$ 28,339$ 28,339$ Investments 1,477,031 1,477,031 1,477,031$ Trustee Accounts 1,130,640 1,130,640 1,130,640$ Imprest Funds 43 43 43$ TToottaall 22,,663366,,005533$$ 22,,663366,,005533$$ 22,,663366,,005533$$ The deposits and investments of the City are reflected in the financial statements as follows. (in thousands) Cash and Short-term Investments 1,181,242$ Restricted Cash and ST Investments 1,453,800 TToottaall 22,,663355,,004422$$ IInnvveessttmmeennttss (in thousands) IInnvveessttmmeenntt TTyyppee FFaaiirr VVaalluuee PPoooolleedd IInnvveessttmmeennttss:: US Treasury Notes/Bonds 306,803 Municipal Bonds 38,333 US Agency - Discounts 9,999 US Agency - Noncallable 728,339 US Agencies - Callable 224,636 US Agency - MBS 8,184 Total Pooled 1,316,294$ RReessttrriicctteedd IInnvveessttmmeennttss:: US Treasury Bills 34,997 US Treasury Notes/Bonds 21,327 US Agency Discounts 24,500 US Agencies - Noncallable 64,468 US Agencies - Callable 15,445 Total Restricted 160,737$ GGrraanndd TToottaall 11,,447777,,003311$$ FFaaiirr VVaalluuee IInnvveessttmmeenntt TTyyppee MMooooddyy''ss//SS&&PP RRaattiinnggss US Agency Securities 1,075,571 Aaa/AA+ Municipal Obligations 38,333 Aaa/AA+ TToottaall 11,,111133,,990044$$ 16 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT The general fund’s total fund balance decreased by ($14.5) million in fiscal year 2021. The general fund’s reserves decreased by ($13.1) million in fiscal 2021, comprised of ($1.0) million for stabilization amount, ($1.0) million for countercyclical reserves, and ($11.1) million in unassigned. The stabilization and countercyclical reserves are fully funded as of April 30, 2021       Ratios/Trends HOW ARE WE DOING? Looking at key financial ratios and trends over several years enables the City to have a clearer picture of where it has been and where it is going. Total Margin Ratio focuses on whether the government lived within its financial means during the fiscal year. A ratio of 1.0 or higher is desired. % Change in Net Assets focuses on the extent to which the financial position improved or deteriorated. A positive per- centage change is desired. Quick Ratio focuses on the ability to meet short-term ob- ligations and is a measure of the government’s liquidity. A ratio of 1.0 or higher is desired. Net Position Ratio focuses on the ability to meet long-term obligations and is a measure of the government’s solvency. A high ratio is desired. Debt to Assets Ratio focuses on the extent to which total assets are financed with long-term debt and is a measure of the government’s leverage. A lower ratio is desired as a high ratio implies an over reliance on debt for financing assets. Capital Assets Condition Ratio focuses on the condition of capital assets in relation to the remaining useful life. A high ratio is desired as it implies the government is investing in capital assets. Overall Summary: The ratios for the past five years are relatively flat. The near term financial position, as indicated by the quick ratio remains strong but is beginning to show a decline. Two of the last three ratios that look at the long term financial position continue to show a slight downward trend. HHooww aarree 22001122 22001133 22001144 22001155 22001166 22001177 22001188 22001199 22002200 22002211 wwee ddooiinngg?? ♦Total Margin Ratio 1.03 0.96 1.00 1.04 0.99 0.97 0.97 0.88 0.88 0.87 ♦% Change in Net Position 1.0%-1.4%0.1%1.3%-0.2%-1.2%-1.3%-7.0%-7.6%-9.6% ♦Quick Ratio 2.46 1.92 1.88 1.71 1.77 1.72 1.63 1.49 1.59 2.63 ♦Net Position Ratio -0.01 -0.09 -0.12 -0.11 -0.26 -0.26 -0.29 -0.35 -0.39 -0.36 ♦Debt to Assets Ratio 0.34 0.33 0.34 0.32 0.46 0.33 0.33 0.31 0.33 0.34 ♦Capital Assets Condition Ratio 0.69 0.67 0.65 0.63 0.61 0.61 0.60 0.69 0.63 0.57 GGoovveerrnnmmeennttaall AAccttiivviittiieess OOnnllyy FFuunndd BBaallaannccee 22002200--22002211 22001199--22002200 22001188--22001199 Nonspendable -$ -$ -$ Restricted - - 800 Committed 46,188 46,859 56,812 Assigned 46,277 49,026 49,895 Unassigned 8,708 19,765 7,359 TToottaall FFuunndd BBaallaannccee 110011,,117733$$ 111155,,665500$$ 111144,,886666$$ FFuunndd BBaallaannccee 22002200--22002211 22001199--22002200 22001188--22001199 Restricted Workers compensation -$ -$ 800$ Committed Stabilization amount 43,532 44,543 45,889 Contractual obligations 1,205 251 8,481 Re-appropriations 1,451 2,065 2,442 Assigned Countercyclical reserve 43,532 44,543 45,889 Contractual obligations 2,745 4,483 4,006 Unassigned 8,708$ 19,765 7,359 TToottaall FFuunndd BBaallaannccee 110011,,117733$$ 111155,,665500$$ 111144,,886666$$ GGeenneerraall FFuunndd GGeenneerraall FFuunndd 17 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 KKCC AAiirrppoorrttss FFuunndd HHooww aarree 22001144 22001155 22001166 22001177 22001188 22001199 22002200 22002211 wwee ddooiinngg?? φ Total Margin Ratio 0.99 1.16 1.20 1.27 1.25 1.23 1.02 0.73 φ % Change in Net Position -0.4%4.6%5.3%7.1%6.1%5.4%-6.2%-8.29% φ Quick Ratio 1.25 0.77 1.31 0.88 0.78 2.4 12.75 10.25 φ Net Position Ratio 0.22 0.27 0.34 0.39 0.41 0.34 0.09 0.06 φ Debt to Assets Ratio 0.32 0.29 0.26 0.22 0.41 0.24 0.63 0.72 φ Capital Assets Condition Ratio 0.39 0.37 0.35 0.34 0.32 0.32 0.30 0.28 WWaatteerr FFuunndd HHooww aarree 22001144 22001155 22001166 22001177 22001188 22001199 22002200 22002211 wwee ddooiinngg?? φ Total Margin Ratio 1.35 1.50 1.55 1.42 1.39 1.35 1.28 1.32 φ % Change in Net Position 6.4%8.6%8.4%6.9%6.7%6.6%5.7%4.7% φ Quick Ratio 1.19 1.51 1.13 1.66 1.32 1.21 1.10 1.30 φ Net Position Ratio 0.24 0.22 0.22 0.23 0.27 0.32 0.31 0.25 φ Debt to Assets Ratio 0.32 0.36 0.32 0.35 0.27 0.30 0.26 0.28 φ Capital Assets Condition Ratio 0.79 0.79 0.80 0.81 0.81 0.82 0.82 0.81 SSeewweerr FFuunndd HHooww aarree 22001144 22001155 22001166 22001177 22001188 22001199 22002200 22002211 wwee ddooiinngg?? φ Total Margin Ratio 1.76 1.65 1.51 1.54 1.37 1.46 1.45 1.54 φ % Change in Net Position 10.5%9.3%7.6%8.0%2.0%8.8%9.4%7.8% φ Quick Ratio 1.36 1.44 4.18 1.53 2.19 1.66 1.75 1.53 φ Net Position Ratio 0.30 0.39 0.29 0.34 0.28 0.41 0.42 0.51 φ Debt to Assets Ratio 0.29 0.26 0.32 0.29 0.34 0.31 0.30 0.28 φ Capital Assets Condition Ratio 0.72 0.73 0.72 0.72 0.75 0.75 0.75 0.76 18 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT This page intentionally left blank 19 POPULAR ANNUAL FINANCIAL REPORT | FOR THE FISCAL YEAR ENDED APRIL 30, 2021 Glossary Capital grants – grants consisting of capital assets or resources that are restricted for capital purposes, such as to purchase, construct, or renovate capital assets associated with a specific program. Differing from operating grants, these revenues are not available to finance regular operations. [SGAS 34] Charges for services – includes revenues based on exchange or exchange-like transactions. These revenues arise from charges to customers or applicants who purchase, use, or directly benefit from the goods, services, or privileges provided. [SGAS 34] CIP – construction in progress is a special major asset class for capital assets that are still in the process of construction or development. [GAAFR] Compensated absences – absences for which employees will be paid, such as vacation and sick leave. Countercyclical reserve – an amount established by the Director of Finance. The countercyclical reserve, when combined with the emergency reserve, shall not be greater than two months of general fund operating expenditures. CU - component unit is a legally separate organization for which the elected officials of the City are financially accountable. [SGAS 14] Debt per capita – a calculation of the amount of bonds, notes and capital leases (net of unamortized premium, discount and deferred charge) outstanding divided by the estimated population of KCMO. Deferred inflows of resources - an acquisition of net assets by the government that is applicable to a future reporting period and have a negative effect on net position, similar to liabilities. [GASB Concept Statement 4] Deferred outflows of resources - a consumption of net assets by the government that is applicable to a future reporting period and have a positive effect on net position, similar to assets. [GASB Concept Statement 4] Fiduciary fund – a fund used to report assets held in a trustee or agency capacity for others and therefore cannot be used to support the City’s own programs. [SGAS 34] Fund balance – net position of a governmental fund or the difference between assets, liabilities, deferred outflow of resources and deferred inflow of resources, categorized as follows: • Nonspendable – amounts that cannot be spent because they are either (a) not in spendable form or (b) legally or contractually required to be maintained intact. Items not expected to be converted into cash, for example, inventories and prepaid amounts. • Restricted – amounts that have constraints placed on the use of resources by either: (a) externally imposed by creditors (such as through debt covenants), grantors, contributors, or laws or regulations of other governments or (b) imposed by law through constitutional provisions or enabling legislation. • Committed – amounts that can only be used for specific purposes pursuant to constraints imposed by formal action of the government‘s highest level of decision-making authority and remains legally binding unless removed in the same manner. • Assigned – amounts that are constrained by the government‘s intent to be used for specific purposes, but are neither restricted nor committed. • Unassigned - the residual classification for the general fund. This classification represents fund balance that has not been assigned to other funds and that has not been restricted, committed, or assigned to specific purposes within the general fund. The general fund should be the only fund that reports a positive unassigned fund balance amount. [SGAS 54] Funded ratio – the ratio of a pension plan’s assets to its liabilities. GAAFR – Governmental Accounting, Auditing, and Financial Reporting is the comprehensive guidance published by the GFOA An alphabetical listing of some of the terms and acronyms used within this report 20 CITY OF KANSAS CITY, MISSOURI | FINANCE DEPARTMENT GASB – Governmental Accounting Standards Board is the independent organization that establishes and improves standards of accounting and financial reporting for U.S. state and local governments. Established in 1984 by agreement of the Financial Accounting Foundation (FAF) and 10 national associations of state and local government officials, the GASB is recognized by governments, the accounting industry, and the capital markets as the official source of generally accepted accounting principles (GAAP) for state and local governments. General fund – the chief operating fund of the government and the fund that accounts for and reports all financial resources not accounted for and reported in another fund. General obligation debt – a form of government debt that is backed by the full faith and credit of the government. General revenues – all revenues are general revenues unless they are required to be reported as program revenues. All taxes, even those that are levied for a specific purpose, are general revenues and should be reported by type of tax—for example, sales tax, property tax, franchise tax, income tax. [SGAS 34] GFOA – Government Finance Officers Association, a professional organization of public officials whose mission is to enhance and promote the professional management of governments for the public benefit by identifying and developing financial policies and best practices and promoting their use through education, training, facilitation of member networking, and leadership. Imprest funds – small cash funds such as, petty cash and change funds held by a department outside of the Treasury bank account. Net position - is the difference between (a) assets and deferred outflows of resources and (b) liabilities and deferred inflows of resources, or in other words is the residual of all other elements presented in a statement of financial position. Operating expenditures – all expenditures other than expenditures for capital improvements. These may include expenditures for salaries and benefits, contractual services, commodities and debt service. Operating grants – revenues arising from mandatory and voluntary non-exchange transactions with other governments, organizations, or individuals that are restricted for use in a particular program and may be used for the operations of that program. [SGAS 34] Other post-employment benefit obligations – the obligation arising from all types of benefits, other than pensions, provided to retired employees, their beneficiaries and covered dependents, such as a subsidy for healthcare benefits. Per capita personal income – an estimate of an individual’s income from all sources for all individuals residing in KCMO, calculated from data provided by the US Census Bureau. Program revenues – derived directly from a program itself or from parties outside the reporting government’s taxpayers or citizenry; as a whole, they reduce the net cost of the function to be financed from the government’s general revenues. Three categories of program revenues are: (a) charges for services, (b) program-specific operating grants and contributions, and (c) program-specific capital grants and contributions. [SGAS 34] SGAS – Statements of Governmental Accounting Standards are issued by the GASB. Stabilization arrangement – an emergency reserve established by the City Council. The balance shall be equal to one month of general fund operating expenditures. Unallocated depreciation – depreciation not properly reported as a direct expense of a function or program. For example, depreciation expense for capital assets such as a city hall building that essentially serves all functions of the government. [SGAS 34]