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HomeMy WebLinkAboutCity of Thornton - Public Financial Report � � � - - - � " � � � . � � � � 1 -��� ``r :� x, , �,. _ t�r;�,'`�'; ` z 7; .jYy y � ��'_ ����'.���:���—+� ��. . Ja � j 'Y!� � � Y � � 1 J'� ' `.� 1' a � ,1n. -C✓. :�s�,�*�' y'f" �." aM �YexhkL . . t � r. ,c � r._ '�.�' ' F �. t b.� �'�'� F .�.r .. . � ,y!A! �.— . ..- - '� �t«���w _ �'. � �.� ��.: . �.'� r,'..'�y, . � � �i` � �t .. ��.„� �'�.� _ . r ���� � � Nr���. .� - �,.< `-m'-- e.____...�_ ,.��y�;..id � � �� ` ;� �s� � ��._...a�� .;i i� "i � �;I. f r� '+�"..,9;- h �'rwWlln , �" j�`'': , 91 Zi w-- _. — � � ����- �i �� - _ _ _ � , � �, K �,.,� ,�,�, _ r���+�. �� �,���'��'?� .r aK. .���•� .���;�,`•k, e�KK,���jr • � .��M =. 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'�K,,�lk��! 4�. �a;.,i � 4 [ .4 f���� �i7,ti�eru�, , � j Fs; ! t� . � �, �t b '�� t �d4;t�. t t� • � �•.'� ��� .. ,.;r,'4�t 'i w # . }�„�'y° ��� Y ' a �.,.bq a�.vu9i �it�"h'��?j� ,c.4n..:`''�;:{•cn • yf V > '�.:a�..4 t1h'tt�JS'{2."ba�„S,t�i: +1+.,<�::`._ta,1J< .:f i�?��t`�A� w�.,. � / • � � _ _�� • � � • • City of Thornton, Colorado Annual Comprehensive Financial Report For the fiscal year ended December 31, 2022 Prepared by the Finance Department City of Thornton, Colorado Table of Contents Introductory Section Paae Letter of Transmittal v City Officials x Organizational Chart xi Certificate of Achievement for Excellence in Financial Reporting xii Financial Section Report of Independent Certified Public Accountants 1 Management's Discussion &Analysis 5 Basic Financial Statements Government-wide Financial Statements Statement of Net Position 14 Statement of Activities 15 Fund Financial Statements Balance Sheet - Governmental Funds 18 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position 19 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds 20 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds to the Statement of Activities 21 Statement of Net Position - Proprietary Funds 22 Statement of Revenues, Expenses, and Changes in Net Position - Proprietary Funds 24 Statement of Cash Flows - Proprietary Funds 26 Notes to Financial Statements 28 Required Supplementary Information Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual - General Fund - Non US GAAP Basis 72 Schedule of Proportionate Share of the Net Pension Liability Statewide Defined Benefit Plan 73 Schedule of Pension Contributions Statewide Defined Benefit Plan 74 Schedule of Proportionate Share of the Net Pension Liability Statewide Hybrid Plan 75 Schedule of Pension Contributions Statewide Hybrid Plan 76 Schedule of Proportionate Share of Net Pension Liability Old Hire Plan Thornton Fire 77 Schedule of Pension Contributions Old Hire Plan Thornton Fire 78 Schedule of Changes in Total OPEB and Related Ratios 79 Combining Statements and Budgetary Schedules Fund Descriptions - Major Governmental Funds 82 Thornton Development Authority North Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 83 Governmental Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 84 Fund Descriptions - Non-Major Governmental Funds 85 Combining Balance Sheet - Non-Major Governmental Funds 86 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Non-Major Governmental Funds 90 Thornton Arts, Sciences, and Humanities Council Fund (TASHCO) Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 93 Cash in Lieu Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 94 Conservation Trust Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 95 City of Thornton, Colorado Table of Contents Financial Section (Continued) Paae Combining Statements and Budgetary Schedules (Continued) Parks Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 96 Open Space Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 97 Parks and Open Space Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 98 Adams County Open Space Sales Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 99 Adams County Road & Bridge Sales Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 100 136th Avenue General Improvement District Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 101 E911 Authority Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 102 Thornton Development Authority South Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 103 Thornton Development Authority 144th Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual 104 Fund Descriptions - Major Enterprise Funds 105 Water Fund Schedule of Revenues, Expenses, and Changes in Net Position - Budget and Actual - Non US GAAP Basis 106 Sewer Fund Schedule of Revenues, Expenses, and Changes in Net Position - Budget and Actual - Non US GAAP Basis 107 Fund Descriptions - Non-Major Enterprise Funds 109 Combining Statement of Net Position - Non-Major Enterprise Funds 110 Combining Statement of Revenues, Expenses, and Changes in Net Position - - Non-Major Enterprise Funds 112 Combining Statement of Cash Flows - Non-Major Enterprise Funds 114 Environmental Services Fund Schedule of Revenues, Expenses, and Changes in Net Position - Budget and Actual - Non US GAAP Basis 116 Stormwater Fund Schedule of Revenues, Expenses, and Changes in Net Position - Budget and Actual - Non US GAAP Basis 117 Fund Descriptions - Internal Service Funds 118 Risk Management Fund Schedule of Revenues, Expenses, and Changes in Net Position - Budget and Actual - Non US GAAP Basis 119 Other Schedules Local Highway Finance Report 122 City of Thornton, Colorado Table of Contents Statistical Section (Un-audited) Paae Schedule 1 - Net Position by Component 127 Schedule 2 - Changes in Net Position 128 Schedule 3 - Fund Balances of Governmental Funds 130 Schedule 4 - Changes in Fund Balances of Governmental Funds 131 Schedule 5 - General Government Tax and Assessment Revenues by Source 132 Schedule 6 - Sales Tax Revenue by Type of Industry 133 Schedule 7 - Direct and Overlapping Sales Tax Rates 134 Schedule 8 - Principal Sales Taxpayers 135 Schedule 9 - Ratios of Outstanding Debt by Type 136 Schedule 10 - Ratios of General Bonded Debt Outstanding 137 Schedule 11 - Direct and Overlapping Governmental Activities Debt 138 Schedule 12 - Legal Debt Margin Information 139 Schedule 13 - Pledged-Revenue Coverage 140 Schedule 14 - Demographic and Economic Statistics 141 Schedule 15 - Principal Employers 142 Schedule 16 - Full-time Equivalent City Government Employees by Function 143 Schedule 17 - Operating Indicators by Function 144 Schedule 18 - Capital Asset Statistics by Function 145 iii This Page Left Intentionally Blank �� ���c�ty of 11�Thornton Thornton City Hall City Manager's Office 9500 Civic Center Drive 303-538-7002 Thornton,CO 80229-4326 FAX 303-538-7562 www.ThorntonCO.qov June 5, 2023 To the Honorable Mayor, City Council and Citizens of the City of Thornton: We are pleased to submit the Annual Comprehensive Financial Report (Annual Report) of the City of Thornton (the City) for the year ended December 31, 2022. This report was prepared by the City's Finance Department and consists of management's representations concerning the finances of the City. Consequently, management assumes full responsibility for the completeness and reliability of all the information contained in this report. To provide a reasonable basis for these representations, management of the City has established a comprehensive internal control framework that is designed to both protect the government's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City's financial statements in conformity with accounting principles generally accepted in the United States of America (US GAAP). Because the cost of internal controls should not outweigh their benefits, the City's comprehensive framework of internal controls has been designed to provide reasonable, rather than absolute, assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City's financial statements have been audited by RSM US LLP, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City for the year ended December 31, 2022, are free of material misstatement. The independent audit involved performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements, evaluating the appropriateness of the accounting policies used and the reasonableness of the significant accounting estimates made by management as well as evaluating the overall presentation of the financial statements. The independent auditor concluded, based upon the audit evidence obtained, that there was a sufficient and appropriate basis for rendering an unmodified opinion that the City's financial statements for the year ended December 31, 2022, are fairly presented in conformity with US GAAP. The independent auditors' report is presented as the first component of the financial section of this report. The independent audit of the financial statements of the City was part of a broader, federally mandated "Single Audit" designed to meet the special needs of federal agencies that provide significant grant funds to the City. The standards governing Single Audit engagements require the independent auditor to report not only on the fair presentation of the financial statements, but also on the audited government's internal controls and compliance with legal requirements, with special emphasis on internal controls especially as they relate to the administration of federal awards. These reports are available in the City's separately issued Single Audit Report. US GAAP requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis(MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City's MD&A can be found immediately following the independent auditor's report. Profile of the Government The City incorporated in 1956 and became a Home-Rule City in 1967. Thornton operates under a council-manager form of government. The City Manager, the City Attorney and the Presiding Municipal Judge are appointed by City Council. Thornton employs approximately 1,098 full-time employees. The City is a full-service municipality providing police and fire protection, ambulance services, infrastructure construction and maintenance, city planning and development, recreational facilities and services and operates the Thorncreek Golf Course. In addition, the City provides water, sanitary sewer, stormwater, and solid waste collection all of which are reported as enterprise operations. The City is located in Adams County in the northeast Denver Metropolitan area and encompasses 38 square miles. It is a suburban community of 148,623 residents with a retail-oriented business sector and some light industrial businesses. v Major Initiatives In response to the growing needs of the community, City Council initiated and continued multiple projects and programs during 2022, including the following: • Thornton Development Authority (TDA) gained control of the Thornton Shopping Center, which was granted by Adams County District Court in November 2022. Almost $3.4M is allocated to environmental remediation, demolition, and relocation of tenants. • Construction of the new Police Training Facility was completed and opened in 2022. This new facility provides an adaptable environment for officers to practice defensive tactics, training classrooms, a low-speed driving track, simulation training areas, and area for canine training. . Design and construction of Americans with Disabilities Act (ADA) improvements began in 2022 throughout the city as part of a comprehensive citywide evaluation and effort to improve accessibility. . Thomas J. Slocum Memorial Skate Park at Community Park opened early in 2022. The new skate park is almost twice as large are the previous park and includes a concrete pump track, a totally new feature for Thornton! The skate park will include seating areas, a shade pavilion, public art, and safety lighting. • The City, in partnership with Anythink Libraries, is rebuilding the Thornton Community Center at 2211 Eppinger Boulevard. In 2022, work focused on design of the new facility, with construction beginning in 2023 and an expected reopening to occur in late 2024. • Work continued on implementation of several large transportation projects throughout the City. These projects included construction of 144th Avenue widening from York Street to Colorado Boulevard, 128th Avenue widening from York Street to Colorado Boulevard, and design of 104th Avenue Widening. • Work continued on the City's long-term water supply project, the Thornton Water Project. Activities in ZOZ2 included permitting, land acquisition, construction, and the design of multiple pipeline segments. The project, when completed, will bring water from northern Colorado into Thornton to provide a reliable supply of water for current and future residents and businesses. • Parks and Open Space secured over $6.2 million in various grants to support capital projects and planning efforts, including $2.9M for design and construction of improvements at Aylor Open Lands, $1.3M for the citywide bicycle/pedestrian trail study and preconstruction activities. $iM for Niver Open Space, and $815k for McAllister field purchase and stabilization. . The city created the Thornton COVID-19 Recovery Grant centered around providing financial assistance to businesses and nonprofits that serve Thornton residents and awarded over $645k, including $444k to 33 businesses. The city continued the Thornton Start Up Grant, and the city awarded 66 grants to businesses in total. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City operates. Local Economy The City continues to experience strong commercial growth along the I-25 corridor,for both retail and primary employers. In early 2023, a new King Soopers Market Place along with various other retailers opened to support residential growth in the Northeast section of the city. The City is looking forward to several other commercial openings in 2023 including; Living Spaces, IC Brewhouse, two Dutch Bros locations, Runway 19 Coffee House, and Ugg. Primary employment continues to see growth, in 2022 Thornton added four new primary employers, Sashco, Solid Power, Air Squared Manufacturing, and North Washington Commerce Center, this level of growth is expected to continue at a rapid pace in 2023 along the I-25 corridor. vi Local Economy (continued) The City issued 632 single-family permits (attached and detached) for residential construction with an estimated value of $276 million. The City issued 21 commercial building permits with an estimated value of $46 million. Residential Single Family Permits 2013-2022 i,000 900 800 700 600 500 400 300 200 100 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Sales tax collections in 2022, the largest single revenue stream received by the general government, totaled $106.7 million, an increase of 11.2% over 2021. Sales Tax Collections 2013-2022 �izo,000,000 �ioo,000,000 �so,000,000 �eo,000,000 �ao,000,000 �zo,000,000 �- 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Property values decreased 1% from 2021, totaling $1.8 billion in assessed value for 2022. The property taxes associated with this assessed valuation will be collected in 2023. Assessed Valuation 2013-2022 �z,000,000,000 �i,aoo,000,000 �i,eoo,00a,000 �i,aoo,aoa,000 �i,zoo,aoo,000 �i,000,000,000 �soo,000,000 �eoo,000,000 �aoo,000,000 �zoo,000,000 #- 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 VII Long Term Financial Planning The City's financial policies related to fund balances and cash reserves are set by Council.The Council conducts periodic reviews of the fund balance policy and revises as needed to ensure Thornton is financially sustainable and able to meet established service levels, and to ensure the City is following recommended best practices in the government finance industry. The General Fund reserves 17% of the current year budget. Utilization of this reserve requires a two-thirds affirmative vote of Council. In the event that a cash reserve is utilized or the level falls below the amount set forth by policy, the City Council will approve a plan within two years of such event to restore levels to the required amount. In addition to the General Fund, the City maintains financial policies (related to fund balances and cash reserves) for the utility enterprise funds (including Water, Sewer, Stormwater and Environmental Services), and the Risk Fund (self-insurance fund). Credit Ratings To achieve the lowest possible interest rates and to be sure it has the widest markets for its bonds, the City often obtains credit ratings from two of the major rating services (Moody's and Standard & Poor's). Stronger ratings result in lower interest rates and reduce the cost to taxpayers and users of City services. The City's underlying bond ratings for all outstanding issues are as follows: Issue Mood 's Standard &Poor's Certificates of Participation 52018 Aa2 AA- Certificates of Participation 52020 Aa2 AA- Water Revenue Refunding Bonds S2013 Aa2 AA Water Revenue Bonds S2020 Aa2 AA North Washington Urban Renewal Refunding Bonds NR A+ Thornton Development Authority 144th and I-25 Urban Renewal Bonds NR A+ Credit rating agencies base their ratings of the City's general government debt on a combination of factors. These key factors include debt burden, economic characteristics, government organization, and financial performance. The agencies do not view any one factor as most important. They weigh strengths and weaknesses in each area within the context of potential impact on the issuer's ability and willingness to repay the debt. Awards and Acknowledgements The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City for its Annual Report for the fiscal year ended December 31, 2021. This is the thirty-seventh consecutive year the City has received this award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized Annual Report. This report satisfied both accounting principles generally accepted in the United States of America and applicable legal requirements. A Certificate of Achievement is valid for a period of one year. We believe that our current Annual Report continues to meet the Certificate Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of the Annual Report on a timely basis was made possible by the dedicated service of the entire staff of the Finance Department and we would like to express our sincere appreciation to them for the contributions made in the preparation of this report. Credit also must be given to the Mayor and the City Council for their unfailing support for maintaining the highest standards of professionalism in the management of the City's finances. Sincerely, �-����--, ����,���,t Kevin S. Woods Kimberly Newhart City Manager Finance Director viii This Page Left Intentionally Blank �X Thornton City Officials December 31, 2022 Mavor and City Council Mayor Jan Kulmann Council Members Ward 1 Kathy Henson Ward 1 Eric Garcia Ward 2 Julia Marvin Ward 2 Jessica Sandgren Ward 3 Tony Unrein Ward 3 David Acunto Ward 4 Karen Bigelow Ward 4 Adam Matkowsky Administrative City Manager Kevin Woods City Attorney Tami Yellico Municipal Judge Tiffany Sorice Assistant City Manager Joyce Hunt Assistant City Manager Robb Kolstad Deputy City Manager— City Development Randy Grant Executive Director— Infrastructure Brett Henry Executive Director— Management Services Chris Molison Executive Director— Parks, Recreation & Community Services Doug Romig Police Chief Terrence Gordon Fire Chief Gordie Olson Director— Economic Development John Cody Director— Finance Kimberly Newhart City Clerk Kristen Rosenbaum Director— Communications Todd Barnes x 2022 City Government Organizational Chart THORNTON CITIZENS MAYOR& CITY COUNCIL Boards& Commissions City Attorney City Manager Municipal Judge Management City Development Services —---_ Infrastructure � Police Parks, Recreation &Community j Fire Pro rams Economic Development Finance Management and City Clerk Budget xi � Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Thornton Colorado For its Annual Comprehensive Financial Report For the Fiscal Year Ended December 31, 2021 ��i�u�,e�w,. P• ���er�%�� Executive Director/CEO xii � � r�sn� Independent Auditor's Report RSM US LLP The Honorable Mayor and Members of the City Council City of Thornton, Colorado Report on the Audit of the Financial Statements Opinions We have audited the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Thornton, Colorado (the City), as of and for the year ended December 31, 2022, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of contents. In our opinion, the accompanying financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Thornton, Colorado, as of December 31, 2022, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America (GAAS) and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States (Government Auditing Standards). Our responsibilities under those standards are further described in the Auditor's Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the City, and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Emphasis of Matter As discussed in Note A.21 of the basic financial statements, the City implemented Governmental Accounting Standards Board (GASB) Statement No. 87, Leases, during the current year. As a result, beginning net position at the governmental activities was restated and other lease-related item and disclosures here added to the financial statements as of January 1, 2022. Our opinions are not modified with respect to this matter. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of the financial statements in accordance with accounting principles generally accepted in the United States of America, and for the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. THE POWER aF BEING UNDERSTOOD AUDIT I TAX I CONSULTING 1 RSMUSLLPistheU.S.member(rmofF7`.r,' �, . �.. , . . .. �. � . . �. . . .. . . �. ,��-����r�n N n-= 'v��_��i �_.�:.cn�' ��_��nu�,!_� ..c��-do��� � �i�i�.�,�rd��r�,e,RSMUSLLPand RSM Internatioaial. In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the City's ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor's Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor's report that includes our opinions. Reasonable assurance is a high level of assurance but is not absolute assurance and therefore is not a guarantee that an audit conducted in accordance with GAAS and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with GAAS and GovernmentAuditing Standards, we: • Exercise professional judgment and maintain professional skepticism throughout the audit. • Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. • Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, no such opinion is expressed. • Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements. • Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about the City's ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. Required Supplementary Information Accounting principles generally accepted in the United States of America require that the Management's Discussion and Analysis, pension information, the schedule of changes in the City's total OPEB liability and related ratios, and budgetary comparison information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information is the responsibility of management and, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management's responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. z Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The combining and individual nonmajor fund financial statements, budgetary comparison schedules, and other schedules, listed in the table of contents as supplementary information, are presented for purposes of additional analysis and are not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with GAAS. In our opinion, the combining and individual nonmajor fund financial statements, budgetary comparison schedules, and other schedules, are fairly stated, in all material respects, in relation to the basic financial statements as a whole. Other Information Management is responsible for the other information included in the annual comprehensive financial report. The other information comprises the introductory and statistical sections but does not include the basic financial statements and our auditor's report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. Other Reporting Required by GovernmentAuditing Standards In accordance with GovernmentAuditing Standards, we have also issued our report dated June 2, 2023, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the City's internal control over financial reporting or on compliance.That report is an integral part of an audit performed in accordance with GovernmentAuditing Standards in considering the City's internal control over financial reporting and compliance. �S�/ U.S .L�-P Kansas City, Missouri June 2, 2023 3 This Page Left Intentionally Blank 4 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 As management of the City of Thornton ("the City"), we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2022. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal at the front of this report, and the City's financial statements that follow this section. Financial Highlights • The City's assets and deferred outflows of resources exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $1,654,823,088. This total is divided between Governmental Activities of $552,394,198 and Business-type Activities of$1,102,428,890. • The City's total net position increased by $153,457,892. This total is divided between an increase in Governmental Activities of$64,115,329 and an increase in Business-type Activities of$89,342,563. • The City's deferred outflows of resources decreased $4,000,801 primarily related to a reduction in deferred outflows related to pensions. More details on debt are provided in Note I, following the Basic Financial Statements. • The City's deferred inflows of resources increased $7,688,797 primarily related to the implementation of GASB Statement No. 87 — Leases and an increase in deferred inflows related to pensions. More details on leases is provided in Note D and pensions is provided in Note I, following the Basic Financial Statements. • The City's Governmental Activities show revenues of $264,731,697. The largest revenue source is sales and use taxes ($147,877,508) followed by grants and contributions ($33,432,417), property taxes ($32,544,945), and charges for services($29,048,277). Charges for services consists of the administrative fee charged to the enterprise funds ($7,157,676, 24.6%), license, permits and inspection fees ($6,708,666, 23.1%), recreation and related charges ($7,522,478, 26%), ambulance charges ($5,025,974, 17.3%), fines and forfeitures ($1,200,599, 4.1%), and other miscellaneous charges ($1,432,884, 4.9%). The Governmental expenses were $200,616,369. More details are provided in the Government-wide Financial Analysis section. • The City's Business-type Activities show revenues of $168,864,631 the largest revenue source is charges for services ($82,008,541) followed by capital grants and contributions ($46,406,812). Capital grants and contributions consists of payments for connections to the City's water and sewer systems ($32,074,712, 69.1%), infrastructure donated to the City by developers ($13,639,197, 29.4%) and grants ($692,903, 1.5%). The Business-type expenses were $79,522,068. More details are provided in the Government-wide Financial Analysis section. • The total fund balance for the General Fund increased by $2,478,418, (3.2%) from prior year. City Council policy requires the General Fund to maintain a total fund balance at an amount equal to 17% of the current year budget, and Taxpayer Bill of Rights (TABOR) reserve per State Statute. At the end of the current fiscal year, total fund balance was $79,676,085, or 48.3% of General Fund budgeted expenditures. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad view of the City's finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the City's assets and deferred outflows of resources and liabilities and deferred inflows of resources, with the difference reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). 5 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Government-wide financial statements (Continued). Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, police, fire and ambulance, city development, streets traffic and engineering, and community services. The business-type activities of the City include water, sewer, environmental services, and stormwater. The government-wide financial statements can be found on pages 14-15 of this report. Fund financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories: governmental funds and proprietary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintained 15 individual governmental funds in 2022, of which three are considered major funds: the General Fund, the Thornton Development Authority North Capital Fund, and the Governmental Capital Fund. Information for these three funds is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances. The remaining 12 funds are combined into a single aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The City adopts an annual appropriated budget for its General Fund. A budgetary comparison statement has been provided for the General Fund to demonstrate compliance with this budget, which can be found on page 72 of this report. The basic governmental fund financial statements can be found on pages 18-21 of this report. Proprietary funds. The City maintained two different types of proprietary funds: enterprise and internal service. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses enterprise funds to account for Water, Sewer, Environmental Services, and Stormwater. Internal service fund is an accounting device used to accumulate and allocate costs internally. The City uses one internal service fund: Risk Management to account for the costs related to a comprehensive program to manage the City's property, liability, work related injury risk, health, dental, and vision. Risk Management predominately benefits governmental rather than business-type functions, so it has been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Water, Sewer, Environmental Services, and Stormwater Funds. The Water and Sewer Funds are considered major funds of the City. Individual fund data for the Risk Management fund is provided following the combining statements for proprietary funds elsewhere in this report. The basic proprietary fund financial statements can be found on pages 22-27 of this report. Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 28-70 of this report. 6 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Other information. In addition to the basic financial statements and accompanying notes, this report also presents certain supplementary information. The combining statements referred to earlier in connection with non-major governmental funds and proprietary funds are presented immediately following the basic financial statements. Combining statements and budgetary schedules can be found on pages 83-119 of this report. The Local Highway Finance Report can be found in other schedules on pages 122-123 of this report. Government-wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government's financial position. Assets and deferred outflows of resources exceed liabilities and deferred inflows of resources by $1,654,823,088 at the close of the most recent fiscal year (see Table 1). By far the largest portion of the City's net position (67.2%) reflects its net investment in capital assets (e.g., land, buildings, machinery, and equipment), less any related debt used to acquire those assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City's net position (4.4%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position ($469,075,699) may be used to meet the government's ongoing obligations to citizens and creditors. At the end of the current fiscal year,the City is able to report positive balances of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. Table 1 Net Position As of December 31, Governmental activities Business-type activities Total 2022 2021(restated) 2022 2021(restated) 2022 2021(restated) Current and other assets $ 328,434,047 $ 288,497,576 $ 340,720,266 $ 278,483,229 $ 669,154,313 $ 566,980,805 Capital assets 463,622,352 433,686,979 889,430,064 871,741,044 1,353,052,416 1,305,428,023 Total assets 792,056,399 722,184,555 1,230,150,330 1,150,224,273 2,022,206,729 1,872,408,828 Deferred outflows of resources 13,572,456 17,360,272 1,660,103 1,873,088 15,232,559 19,233,360 Long-term liabilities outstanding Due within one year 10,458,925 13,339,608 3,640,374 3,577,597 14,099,299 16,917,205 Due in more than one year 134,810,090 142,591,591 116,260,913 120,251,569 251,071,003 262,843,160 Other liabilities 56,454,293 48,703,254 7,209,996 11,707,147 63,664,289 60,410,401 Total liabilities 201,723,308 204,634,453 127,111,283 135,536,313 328,834,591 340,170,766 Deferred inflows of resources 51,511,349 46,631,505 2,270,260 3,474,721 53,781,609 50,106,226 Net position: Net investment in capital assets 339,247,183 301,540,850 773,566,597 751,240,496 1,112,813,780 1,052,781,346 Restricted 72,933,609 60,665,189 - - 72,933,609 60,665,189 Unrestricted 140,213,406 126,072,830 328,862,293 261,845,831 469,075,699 387,918,661 Total net position $ 552,394,198 $ 488,278,869 $ 1,102,428,890 $ 1,013,086,327 $ 1,654,823,088 $ 1,501,365,196 The government's net position increased by $153,457,892 during the current fiscal year. This increase is the result of revenues exceeding expenses (132%) for Governmental activities and (212.3%) for Business-type activities, which are explained below. 7 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Government-wide Financial Analysis (Continued) Governmental activities. Below is information regarding Governmental activities (see Table 2). • Governmental activities increased the City's net position by $64,115,329. The two primary factors to this increase were the year over year increases in sales and use taxes ($12,789,278) and capital grants and contributions ($11,307,173). • Governmental revenues increased by $25,153,998 (10.5%) in 2022 compared to 2021, this increase is primarily related to sales and use taxes and capital grants and contributions. Overall, the City sales and use tax growth in 2022 was spurred on by high inflation experienced through a majority of 2022 and the large increase in capital grants and contributions was the result of the receipt of grant fund on completed projects. • Governmental expenses decreased by $1,108,775 (.5%) in 2022 compared to 2021. The majority of this decrease was related to Community Services ($4,271,828) primarily related to decreases in capital outlay on renovation of the pool at the Margaret W Carpenter Recreation Center. These decreases were offset by increases in General Government and City Development expenditures of ($2,151,803; $1,718,006) primarily related to asset depreciation and lease amortization costs. Business-type activities. Information regarding Business-type activities (see Table 2). • Business-type activities increased the City's net position by $89,342,563, accounting for 58.2% of the total growth in the government's net position. • Revenues increased by $40,070,158 (31.1%) in 2022 compared to 2021. Charges for services ($82,008,541, 48.6% of total revenues), tap fees ($32,074,712, 19% of total revenues, included in grants and contributions), and oil and gas revenue received on property owned by the City ($12,497,787, 7.4% of total revenues, royalties), represent the three largest inflows to business-type activities. The primary factor in the revenue increase for 2022 was a one-time revenue related to the special item - sale of mineral rights of$30,691,245. • Expenses increased $3,808,643 (5%) in 2022 compared to 2021.The Water Fund decreased ($204,582),the Sewer Fund expenses increased ($3,615,229), the Environmental Services Fund increased ($254,457) and the Stormwater Fund increased ($143,539). In 2022, the primary factor causing the increase in the Sewer fund was the increase in sewage treatment ($3,143,611) as a result of the increased costs of sewage treatment by Metro Wastewater. 8 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Government-wide Financial Analysis (Continued) Table 2 Changes in Net Position As of December 31, Governmental activities Business-tvpe activities Total 2022 2021 (restated) 2022 2021 2022 2021 (restated) Revenues: Program revenues: Chargesforservices $ 29,048,277 $ 28,417,443 $ 82,008,541 $ 77,079,845 $ 111,056,818 $ 105,497,288 Operating grants and contributions 10,135,553 10,558,945 - - 10,135,553 10,558,945 Capital grants and contributions 33,432,417 22,125,244 46,406,812 32,396,597 79,839,229 54,521,841 General revenues: Sales and use taxes 147,877,508 135,088,230 - - 147,877,508 135,088,230 Property taxes 32,544,945 29,499,614 - - 32,544,945 29,499,614 Franchise taxes 7,288,978 6,387,942 - - 7,288,978 6,387,942 E911 taxes 3,282,279 2,869,208 - - 3,282,279 2,869,208 Other taxes 3,501,442 3,393,308 - - 3,501,442 3,393,308 Loss on investments (7,631,404) (793,395) (9,722,992) (1,284,819) (17,354,396) (2,078,214) Gain on sale of assets - - 32,816 5,972,256 32,816 5,972,256 Royalties - - 12,497,787 8,896,723 12,497,787 8,896,723 Miscellaneous 2,401,016 2,031,160 6,950,422 5,733,871 9,351,438 7,765,031 Special item-sale of mineral rights 2,850,686 - 30,691,245 - 33,541,931 Totalrevenues 264,731,697 239,577,699 168,864,631 128,794,473 433,596,328 368,372,172 Expenses: General government 37,954,100 35,702,297 - - 37,954,100 35,702,297 Police 43,658,172 43,491,003 - - 43,658,172 43,491,003 Fire 26,946,828 27,476,823 - - 26,946,828 27,476,823 City development 13,235,902 11,517,896 - - 13,235,902 11,517,896 Streets,traffic,and engineering 36,323,712 36,432,653 - - 36,323,712 36,432,653 Community services 37,857,779 42,131,617 - - 37,857,779 42,131,617 Interest on long-term debt 4,639,875 4,972,854 - - 4,639,875 4,972,854 Water - - 49,849,565 50,054,147 49,849,565 50,054,147 Sewer - - 18,839,909 15,224,680 18,839,909 15,224,680 Environmental Services - - 6,437,147 6,182,690 6,437,147 6,182,690 Stormwater 4,395,447 4,251,908 4,395,447 4,251,908 Totalexpenses 200,616,368 201,725,143 79,522,068 75,713,425 280,138,436 277,438,568 Increase in net position before transfers 64,115,329 37,852,556 89,342,563 53,081,048 153,457,892 90,933,604 Transfers - (23,893) 23,893 Increase in netposition 64,115,329 37,828,663 89,342,563 53,104,941 153,457,892 90,933,604 Netposition,Jan 1 488,278,869 450,450,206 1,013,086,327 959,981,386 1,501,365,196 1,410,431,592 Net position, Dec 31,restated $ 552,394,198 $ 488,278,869 $ 1,102,428,890 $ 1,013,086,327 $ 1,654,823,088 $ 1,501,365,196 9 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Financial Analysis of the Government's Funds As noted earlier, the City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. The following details are contained in the fund financial statements. Governmental funds. The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. Below is information regarding governmental funds. • The City governmental funds reported combined ending fund balances of $196,528,925, an increase of $14,822,267. • The increase in fund balance is primarily related to sustained inflation impacting sales and use tax, which increased $12,789,278 from 2021, to be used on operational and capital expenses for the City. Approximately 54.2% of year-end fund balance ($106,580,269) is available for spending at the governmenYs discretion. The remainder of fund balance ($89,948,656) is nonspendable, restricted, or committed to indicate that it is not available for new spending.The largest component is restricted ($58,325,000, 64.8%).The increase in restricted balance year over year is related to the sales and use tax collected in the Parks and Open Space fund and the City's portion of the proceeds from the sale of the Denver Broncos. The General Fund is the chief operating fund of the City. At the end of the current fiscal year, unassigned fund balance of the General Fund was 50.2% ($39,970,888) of total fund balance ($79,676,085). As a measure of the General Fund's liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures ($161,610,580). Unassigned fund balance represents 24.7% of total actual General Fund expenditures, while total fund balance represents 49.3%of that same amount.The total fund balance year over year did grow slightly ($2,478,418) as a result of increased sales and use taxes due mainly to inflation and receipt of capital grants and contributions; but the unassigned fund balance decreased mainly as a result of the City's policy to reserve for emergencies, which increased the committed balance by $2,796,000. The Thornton Development Authority North Capital Fund is funded primarily with sales and use taxes generated within the boundaries of the authority and provides for repair, replacement and planned growth of infrastructure within the boundaries of the authority. The total fund balance year over year showed a slight reduction ($554,904). The primary factor for the reduction was flat sales and use taxes revenue year over year with a substantial increase in the capital outlay expenditures year over year within the authority. At the end of the current fiscal year,the assigned fund balance was $15,409,983, and the restricted fund balance was $1,390,000 for a total fund balance of$16,799,983. The Governmental Capital Projects Fund is funded primarily with sales and use taxes and provides for the repair, replacement and planned growth of infrastructure and other capital assets of the City government. The total fund balance year over year had strong growth ($8,867,382). The primary factors for the growth were increased sales and use taxes due mainly to inflation and receipt of grant funds from completion of capital projects. At the end of the current fiscal year, the assigned fund balance was$40,571,464, the nonspendable was$4,812, and the restricted fund balance was $1,329,979 for a total fund balance of$41,906,255. Proprietary funds. The City's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the Water, Sewer, Environmental Services, and Stormwater funds at the end of the year amounted to $308,281,837, $12,974,024, $5,475,924, and $2,130,508 respectively. The change in net position for the funds was an increase in Water of$81,484,882, an increase in Sewer of$3,274,075, a decrease in Environmental Services of $608,709 and an increase in Stormwater of $5,19Z,315. Increases in Water, Sewer and Stormwater proprietary funds is primarily attributed to the Net investment in capital assets. General Fund Budgetary Highlights General Fund revenues were less than budgetary estimates and General Fund expenditures were less than appropriations. Fund revenues were under budget by $335,613 in 2022 primarily related to fines and forfeitures and investment losses. Fund expenditures were under budget by $3,519,891 in 2022 primarily related to a reduction in capital outlay, some of this reduction was because of slower fulfillment of orders as a result of continued supply chain issues. The majority of governmental sales and use tax, 62% ($91,695,863) is available for General Fund operations and capital outlay. 10 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Capital Asset and Debt Administration Capital assets. The City's investment in capital assets for its governmental and business-type activities as of December 31, 2022 amounts to $1,353,052,414 (net of accumulated depreciation and amortization). This investment in capital assets includes land and water rights, building and improvements, leisure areas and improvements, general equipment, infrastructure, and right of use assets from leases including building and improvements and general equipment (see Table 3). Major capital asset events during the current fiscal year included the following: • Governmental capital assets increased in the current year by $31,154,281 net of accumulated depreciation. The majority of this increase is related to costs associated with the police training facility ($14,049,491) and the infrastructure project widening of 128t'' between York St. and Colorado Blvd ($3,192,106) completed in 2022. The widening of the 128th artery will assist the growing demands from the City. The police training facility will address a need for training space for the Thornton police department given the growing needs of law enforcement throughout the metro area and there not being enough training facilities. The City added contributed capital related to development ($11,345,878). Spending in 2022 carried in construction in progress is related to the construction of fire station #7 ($7,483,090), the widening of Washington St between 150t" and 152nd Ave artery ($11,553,014), and the widening of 144t"Ave between York St. and Colorado Blvd ($4,243,872). • Proprietary capital assets increased by $17,751,168 net of accumulated depreciation. The majority of the increase was related to costs associated with easement purchases for the Thornton water Pipeline ($1,256,137) and citywide sewer line rehabilitation ($915,010). Purchase of the easement is to enable the City to establish a water pipeline to move water into Thornton to support growth. A majority of the construction in process balance is related to the building of the new Thornton water pipeline ($6,003,360), which is expected to deliver water to meet the growing demand fueled by Thornton's continued development. Additional information on the City's capital assets can be found in note E on pages 41-42 of this report. Table 3 Capital Assets (net of depreciation/amortization) As of December 31, Governmental activities Business-type activities Total 2022 2021 restated 2022 2021 restated 2022 2021 restated Land,water and land rights $ 53,572,530 $ 51,346,120 $215,328,723 $212,664,101 $ 268,901,253 $ 264,010,221 Source of supply - - 129,350,266 129,350,266 129,350,266 129,350,266 Water treatment plant - - 137,229,421 141,017,331 137,229,421 141,017,331 Collection,transmission,&distribution - - 294,749,935 289,452,855 294,749,935 289,452,855 Streets,traffic,and engineering 156,623,674 153,154,873 - - 156,623,674 153,154,873 Buildings,structures and improvements 144,018,385 134,898,343 13,363,083 13,772,755 157,381,468 148,671,098 Leisure areas and improvements 49,312,398 49,663,219 - - 49,312,398 49,663,219 General equipment 20,876,731 21,955,620 9,891,624 10,702,239 30,768,355 32,657,859 Construction in progress 38,079,689 20,960,471 89,470,404 74,719,349 127,550,093 95,679,820 Right to use assets being amortized: Buildings and improvements 196,144 309,892 - - 196,144 309,892 General equipment 942,801 1,398,441 46,608 62,148 989,409 1,460,589 Total $463,622,352 $433,686,979 $889,430,064 $871,741,044 $1,353,052,416 $1,305,428,023 Long-term debt.At the end of the current fiscal year, the City had total debt outstanding of$216,150,000 (see Table 4). The City's debt represents certificates of participation of $82,190,000 and revenue bonds of $133,960,000. The revenue bonds outstanding are comprised of four issues: $7,370,000 related to the Thornton Development Authority Tax Increment Revenue Refunding Bonds, Series 2015, serviced by 50% of the property tax increment and 50% of the general sales tax collected within the boundaries of that urban renewal plan area; $22,905,000 related to the Thornton Development Authority Tax Increment Revenue Bonds, Series 2015B, serviced by 100% of the property tax increment and general sales tax generated from the annually determined pledged sales tax rate, both net of other obligations, collected within the boundaries of that plan area; $27,925,000 related to Water Enterprise Revenue Refunding Bonds 52013; and $75,760,000 related to Water Enterprise Revenue Bonds 52020 supported by a pledge of charges for services of the Water Fund. The City's total debt decreased by $11,390,000 (5%) during the current fiscal year. 11 City of Thornton, Colorado ManagemenYs Discussion and Analysis December 31, 2022 Long-term debt (continued). In 2022, the Standard & Poor's rating on the Water Enterprise Revenue Refunding Bonds, Series 2013 and Series 2020, was AA; on the Certificates of Participation S2018, and S2020 was AA-, and on the Tax Increment Bonds, Series 2015 and 2015B, was A+. In 2021, Moody's rated the Water Revenue Refunding Bonds Series 2013 and Series 2020,Aa2, and the Certificates of Participation (S2018, S2020),Aa2.The Tax Increment Bonds, Series 2015 and 2015B were not rated by Moody's. Table 4 Outstanding Debt (Revenue Bonds and Certificates of Participation) As of December 31, Governmental activities Business-type activities TOtal 2022 2021 2022 2021 2022 2021 Revenue bonds $ 30,275,000 $ 32,040,000 $103,685,000 $ 106,870,000 $133,960,000 $ 138,910,000 Certificates of participation 82,190,000 88,630,000 - - 82,190,000 88,630,000 Total $ 112,465,000 $ 120,670,000 $103,685,000 $ 106,870,000 $216,150,000 $227,540,000 Additional information on the City's long-term debt activity can be found on pages 42-49 of this report. Economic Factors and Next Year's Budgets and Rates • The December 31, 2022 unemployment rate for the City was 2.9%, which is lower than last year. The City has a higher unemployment rate than the state (2.5%), lower than the county's (Adams) rate of 3.2%, and lower than the national rate of 3.5%. • The national inflation rate increased in 2022 to 2.97% from 2.79% in 2021. The Consumer Price Index for the Denver area increased in 2022 to 3.04% from 2.82% in 2021. • In 2022, the City's occupancy rate is approximately 91.9% for retail space, 89.9% for office space and 88% for industrial space. • The City's population has increased by 2,353 people. • The City's yield on cash and investments increased to 1.49% in 2022. The current projection for 2023's rate is 3%. The City invests available funds with safety as the primary goal. All of these factors were considered in preparing the City's budget for the 2023 fiscal year. Ending unassigned fund balance in the General Fund was $39,970,888. Anticipated revenues and the use of this fund balance are expected to be adequate to fund necessary governmental operations and to keep the fund balance in harmony with the City Council's fund balance policy. Requests for Information This financial report is designed to provide a general overview of the City's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the City Treasurer, City of Thornton, 9500 Civic Center Drive, Thornton, CO 80229 or visit the City's website at www.thorntonco.gov. 12 BASIC FINANCIAL STATEMENTS 13 City of Thornton, Colorado Statement of Net Position December 31,2022 Governmental Business-type Activities Activities Total ASSETS Equity in pooled cash and investments $ 235,720,035 $ 324,455,104 $ 560,175,139 Receivables, net Taxes 50,633,307 - 50,633,307 Accounts 13,469,674 9,386,068 22,855,742 Leases 658,338 2,150,201 2,808,539 Interest and other 929,462 1,201,975 2,131,437 Inventory of supplies 144,654 - 144,654 Prepaids and otherassets 453,826 79,125 532,951 Land held for resale 543,099 - 543,099 Restricted assets Equity in pooled cash and investments 3,703,349 3,447,793 7,151,142 Net pension asset 22,178,303 - 22,178,303 Capital assets Land,water rights, and construction in progress 91,652,219 434,149,393 525,801,612 Depreciable buildings, property,and equipment, net 370,831,188 455,234,063 826,065,251 Right to use leased assets Buildings and general equipments, net 1,138,945 46,608 1,185,553 Total assets 792,056,399 1,230,150,330 2,022,206,729 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding - 1,373,861 1,373,861 Deferred outflow related to ARO 270,528 30,000 300,528 Deferred outflow related to OPEB 1,530,083 256,242 1,786,325 Deferred outflow related to pension 11,771,845 - 11,771,845 Total deferred outflows of resources 13,572,456 1,660,103 15,232,559 LIABILITIES Accounts payable 13,358,554 6,241,382 19,599,936 Retainage payable 2,303,635 312,747 2,616,382 Accrued interest payable 409,925 309,233 719,158 Third party development advances 16,668,580 - 16,668,580 Unearned revenue 17,490,920 125,854 17,616,774 Other 6,222,679 220,780 6,443,459 Noncurrent liabilities Due within one year 10,458,925 3,640,374 14,099,299 Due in more than one year Due in more than one year-other 126,134,684 115,319,164 241,453,848 Due in more than one year-Total OPEB liability 5,661,488 941,749 6,603,237 Due in more than one year- Net pension liability 3,013,918 - 3,013,918 Total liabilities 201,723,308 127,111,283 328,834,591 DEFERRED INFLOWS OF RESOURCES Deferred inflow- property tax 31,940,931 - 31,940,931 Deferred inflow- leases 646,599 1,938,214 2,584,813 Deferred inflow- opioid 1,080,185 - 1,080,185 Deferred gain on refunding 22,471 - 22,471 Deferred inflows related to OPEB 1,968,174 332,046 2,300,220 Deferred inflows related to pensions 15,852,989 - 15,852,989 Total deferred inflows of resources 51,511,349 2,270,260 53,781,609 NET POSITION Net investment in capital assets 339,247,183 773,566,597 1,112,813,780 Restricted for Capital projects 6,254,838 - 6,254,838 Communications 1,047,059 - 1,047,059 Emergencies 6,804,881 - 6,804,881 Pensions 18,097,159 - 18,097,159 Parks and open space 37,986,099 - 37,986,099 Public safety 1,336,330 - 1,336,330 Other purposes 1,407,243 - 1,407,243 Unrestricted 140,213,406 328,862,293 469,075,699 Total net position $ 552,394,198 $ 1,102,428,890 $ 1,654,823,088 The accompanying notes are an integral part of these financial statements. 14 City of Thornton, Colorado Statement of Activities For the year ended December 31, 2022 Program Revenues Net (Expense) Revenue and Operating Capital Changes in Net Position Charges for Grants and Grants and Governmental Business-Type Functions/Activities Expenses Services Contributions Contributions Activities Activities Total Governmental: Generalgovernment $ 37,954,100 $ 8,138,798 $ 445,033 $ - $ (29,370,269) $ (29,370,269) Police 43,658,172 1,596,231 1,389,165 413,827 (40,258,949) (40,258,949) Fire and ambulance 26,946,828 5,139,561 839,642 2,226,410 (18,741,215) (18,741,215) City development 13,235,902 6,651,209 351,572 - (6,233,121) (6,233,121) Streets, traffic&engineering 36,323,712 - 5,931,454 20,694,798 (9,697,460) (9,697,460) Community services 37,857,779 7,522,478 1,178,687 10,097,382 (19,059,232) (19,059,232) Interest on long-term debt 4,639,875 - - - (4,639,875) (4,639,875) Total governmental activities 200,616,368 29,048,277 10,135,553 33,432,417 (128,000,121) (128,000,121) Business-type: Water 49,849,565 55,379,075 - 34,869,839 40,399,349 40,399,349 Sewer 18,839,909 16,278,144 - 6,270,470 3,708,705 3,708,705 Environmental Services 6,437,147 5,952,958 - - (484,189) (484,189) Stormwater 4,395,447 4,398,364 - 5,266,503 5,269,420 5,269,420 Total business-type activities 79,522,068 82,008,541 - 46,406,812 48,893,285 48,893,285 Total City of Thornton $ 280,138,436 $ 111,056,818 $ 10,135,553 $ 79,839,229 (128,000,121) 48,893,285 (79,106,836) General revenues: Sales and use taxes 147,877,508 - 147,877,508 Property taxes 32,544,945 - 32,544,945 Franchise taxes 7,288,978 - 7,288,978 E911taxes 3,282,279 - 3,282,279 Other taxes 3,501,442 - 3,501,442 Loss on investments (7,631,404) (9,722,992) (17,354,396) Gain on sale of capital assets - 32,816 32,816 Royalties - 12,497,787 12,497,787 Miscellaneous 2,401,016 6,950,422 9,351,438 Special item - sale of mineral rights 2,850,686 30,691,245 33,541,931 Total general revenues and special items 192,115,450 40,449,278 232,564,728 Change in net position 64,115,329 89,342,563 153,457,892 Net position, January 1, restated 488,278,869 1,013,086,327 1,501,365,196 Net position, December 31 $ 552,394,198 $ 1,102,428,890 $ 1,654,823,088 The accompanying notes are an integral part of these financial statements. 15 This Page Left Intentionally Blank 16 FUND FINANCIAL STATEMENTS �� City of Thornton, Colorado Balance Sheet Governmental Funds December 31, 2022 TDA North Governmental Other Total General Capital Capital Governmental Governmental Fund Fund Fund Funds Funds ASSETS Equity in pooled cash and investments Unrestricted $ 87,265,455 $ 16,038,363 $ 66,296,380 $ 53,340,151 $ 222,940,349 Restricted - 1,410,813 - 2,292,536 3,703,349 Receivables, net Taxes 18,596,731 12,485,659 13,261,986 6,288,931 50,633,307 Accounts 3,591,215 - 5,777,577 3,525,882 12,894,674 Leases 658,338 - - - 658,338 Interest and other 381,070 61,756 243,473 199,177 885,476 Inventory of supplies 144,654 - - - 144,654 Prepaid items and other assets 449,014 - 4,812 - 453,826 Land held for resale - - - 543,099 543,099 Totalassets $ 111,086,477 $ 29,996,591 $ 85,584,228 $ 66,189,776 $ 292,857,072 LIABILITIES Accounts payable 9,049,646 690,371 1,571,264 1,655,207 12,966,488 Retainage payable - 613,556 1,188,383 501,696 2,303,635 Third party development advances - - 15,500,947 1,167,633 16,668,580 Unearned revenue 93,103 - 17,388,217 9,600 17,490,920 Other 2,366,895 132,856 2,714,358 1,008,570 6,222,679 Total liabilities 11,509,644 1,436,783 38,363,169 4,342,706 55,652,302 DEFERRED INFLOWS OF RESOURCES Unavailable revenue- property taxes 17,494,245 11,759,825 - 2,686,861 31,940,931 Unavailable revenue- intergovernmental - - 4,185,362 1,013,607 5,198,969 Unavailable revenue- grants 1,759,904 - 49,257 - 1,809,161 Unavailable revenue- lease 646,599 - - - 646,599 Unavailable revenue- opioid - - 1,080,185 - 1,080,185 Total deferred inflows 19,900,748 11,759,825 5,314,804 3,700,468 40,675,845 FUND BALANCES Nonspendable Inventories 144,654 - - - 144,654 Prepaids 449,014 - 4,812 - 453,826 Restricted Parks and open space - - - 37,986,099 37,986,099 Capital projects - - - 6,254,838 6,254,838 Communications 1,047,059 - - - 1,047,059 Debt service - 1,390,000 - 2,258,550 3,648,550 Emergencies-TABOR 6,804,881 - - - 6,804,881 Public safety 234,413 - - 941,917 1,176,330 Other purposes - - 1,329,979 77,264 1,407,243 Committed Emergencies 30,751,000 - - - 30,751,000 Otherpurposes 274,176 - - - 274,176 Assigned Capital projects - 15,409,983 40,571,464 9,528,044 65,509,491 Land held for resale - - - 543,099 543,099 Parks and open space - - - 420,684 420,684 Otherpurposes - - - 136,107 136,107 Unassigned 39,970,888 - - - 39,970,888 Total fund balances 79,676,085 16,799,983 41,906,255 58,146,602 196,528,925 Total liabilities, deferred inflows of resources and fund balances $ 111,086,477 $ 29,996,591 $ 85,584,228 $ 66,189,776 $ 292,857,072 The accompanying notes are an integral part of these financial statements. 18 City of Thornton, Colorado Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position December 31, 2022 Total fund balances for governmental funds(page 18) $ 196,528,925 Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and therefore are not reported in the funds. Those assets consist of: Land and land rights 53,572,530 Construction in progress 38,079,689 Streets,Traffic&Engineering, net of$268,880,207 accumulated depreciation 156,623,674 Buildings and improvements, net of$45,486,627 accumulated depreciation 144,018,385 Leisure areas&improvements, net of$59,892,574 accumulated depreciation 49,312,398 General equipment, net of$41,094,880 accumulated depreciation 20,876,731 Total capital assets 462,483,407 Right to use leased assets used in governmental activities are not financial resources and therefore are not reported in the funds. Those assets consist of: Buildings and improvements, net of$113,748 accumulated amortization 196,144 General equipment, net of$455,640 accumulated amortiztion 942,801 Total right to use leased assets 1,138,945 Net Pension Asset 22,178,303 Risk Management, an internal service fund is used by the City to account for a comprehensive insurance management program provided to other internal departments. The assets and liabilities of the internal service fund are included in the governmental activities in the statement of net position. 7,749,878 Governmental funds report the effect of deferred charges on refunding debt when it is first issued, whereas these amounts are amortized over the life of the bonds in the government wide financial statements (22,471) Long-term liabilities applicable to the City's governmental activities are not due and payable in the current period and accordingly are not reported as fund liabilities. Interest on long-term debt is not accrued in governmental funds, but rather is recognized as an expenditure when due. All liabilities- both current and long-term are reported in the statement of net position Balances at December 31, 2022 are: Accrued interest on bonds and certificates of participation (404,980) Bonds payable, net of unamortized premium (32,155,984) Obligation under certificates of participation (88,792,808) Accrued interest on leases (4,945) Obligation under leases (1,100,271) Total OPEB liability (5,634,597) Compensated absences (8,941,028) Net pension liability (3,013,918) Asset retirement obligation (375,000) Total long-term liabilities (140,423,531) Deferred outflows related to asset retirement obligation 270,528 Deferred inflows related to unearned revenues are not available for current expenditures and, therefore, are not reported in the funds: Deferred inflows related to intergovernmental 5,198,969 Deferred inflows related to grants 1,809,161 7,008,130 Deferred outflows and inflows of resources related to pensions and OPEB are applicable to future periods and,therefore, are not reported in the funds: Deferred outflows relating to OPEB 1,522,570 Deferred outflows relating to pensions 11,771,845 Deferred inflows relating to OPEB (1,959,342) Deferred inflows relating to pensions (15,852,989) Total deferred items (4,517,916) Total net position governmental activities(page 14) $ 552,394,198 19 City of Thornton, Colorado Statement of Revenues, Expenditures,and Changes in Fund Balances Governmental Funds For the year ended December 31, 2022 TDA North Governmental Other Total General Capital Capital Governmental Governmental Fund Fund Fund Funds Funds REVENUES Taxes Sales and use $ 91,695,863 $ 7,752,106 $ 36,181,996 $ 12,247,543 $ 147,877,508 Property 17,850,900 11,585,718 - 3,108,327 32,544,945 Franchise 7,288,978 - - - 7,288,978 E911 - - - 3,282,279 3,282,279 Other 3,489,441 - - 12,001 3,501,442 Licenses and permits 6,708,666 - - - 6,708,666 Intergovernmental 7,603,140 - 5,376,526 8,745,713 21,725,379 Governmental grants 1,071,579 - 5,279,013 4,286,057 10,636,649 Chargesforservices 20,464,371 - - - 20,464,371 Fines and forfeitures 1,200,599 - - - 1,200,599 Leases 30,072 - - - 30,072 Investment loss (3,364,059) (512,281) (2,087,221) (1,667,843) (7,631,404) Miscellaneous 1,029,630 81,184 1,007,261 286,888 2,404,963 Total revenues 155,069,180 18,906,727 45,757,575 30,300,965 250,034,447 EXPENDITURES Current General government 38,615,549 - - - 38,615,549 Police 44,176,348 - - - 44,176,348 Fire and ambulance 26,776,865 - - - 26,776,865 City development 9,725,080 - - - 9,725,080 Streets,traffic and engineering 12,110,719 - 3,344,141 1,008,570 16,463,430 Community services 26,790,037 - - 51,300 26,841,337 Capital outlay 2,652,246 13,851,251 31,940,408 12,907,621 61,351,526 Debt service Principal retirement 761,463 1,035,000 3,768,747 3,401,253 8,966,463 Interest and bond fees 11,562 376,013 781,291 4,077,283 5,246,149 Total expenditures 161,619,869 15,262,264 39,834,587 21,446,027 238,162,747 Excess(deficiency) of revenues over(under) expenditures (6,550,689) 3,644,463 5,922,988 8,854,938 11,871,700 OTHER FINANCING SOURCES(USES) Transfers in 6,116,903 - 2,924,031 18,000 9,058,934 Transfers out (18,000) (4,199,367) - (4,841,567) (9,058,934) Sale of general capital assets 79,518 - 20,363 - 99,881 Total other financing sources (uses) 6,178,421 (4,199,367) 2,944,394 (4,823,567) 99,881 SPECIALITEM Proceeds from sale of mineral rights 2,850,686 - - - 2,850,686 Net change in fund balances 2,478,418 (554,904) 8,867,382 4,031,371 14,822,267 Fund balances,January 1 77,197,667 17,354,887 33,038,873 54,115,231 181,706,658 Fund balances, December 31 $ 79,676.085 $ 16,799,983 $ 41.906,255 $ 58,146.602 $ 196,528.925 The accompanying notes are an integral part of these financial statements. 20 City of Thornton, Colorado Reconciliation of the Statement of Revenues, Expenditures,and Changes in Fund Balances of Governmental Funds to the Statement of Activities For the year ended December 31, 2022 Net change in fund balances-total governmental funds(page 20) $ 14,822,267 Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capitalized capital outlays ($44,532,396) less work in progress deletions ($1,179,356), exceeded depreciation ($24,080,970) in the current period. 19,272,070 The net effect of various miscellaneous transactions involving capital assets is to increase net position (contributions of$11,345,878 less the loss of$13,307 less the revenue reco9nized at the fund level of$99,881 on the sale of capital assets) 11,232,690 The net effect of various transactions involving right to use leased assets is to decrease net position (lease amortization of$569,388) (569,388) Repayment of bond and lease principal is reported as an expenditure in the governmental funds. However,the repayment reduces long-term liabilities on the Statement of Net Position, so this transaction has no effect on net position. Repayments: To bond holders 1,765,000 To Capital Asset Finance Corporation for certificates of participation 6,440,000 Obligation under leases 761,463 Net adjustment 8,966,463 The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of of governmental funds. Neither transaction, however, has any effect on net position. Also, governmental funds report the effect of premiums, discounts, and similar items when the debt is first issued,whereas these amounts are deferred and amortized in the Statement of Activities. This amount is the net effect of these difference in the treatment of long-term debt and related items. 580,940 Under the modified accrual basis of accounting used in the governmental funds,expenditures are not recognized for transactions that are not normally paid with expendable available financial resources. In the Statement of Activities, however, which is presented on the accrual basis,expenses and liabilities are reported regardless of when financial resources are available. In addition, interest on long-term debt is not recognized under the modified accrual basis of accounting until due, rather than as it accrues. This adjustment combines the net changes: Adjustment to compensated absences (1,024,320) Accrued interest on bonds 30,279 Accrued interest on leases (4,945) Asset Retirment Obligation Expense (26,118) Combined adjustment (1,025,104) Under the modified accrual basis of accounting used in the governmental funds, revenues are recognized when measurable and available. In the Statement of Activities, which is presented on the accrual basis, revenues are reported when earned regardless of availability. Intergovernmental revenues 412,382 Grantrevenues (11,576) Combined adjustment 400,806 Other postemployment benefits and pension expenses are reported in the Government-Wide Statement of Activities, but they did not require the use of current financial resources. Therefore,the increase or decrease in the other postemployment benefit liability and the net pension liabilities are not reported as an expenditure or(credit) in the government funds. Other Postemployment benefit expenses (766,242) Pension Income 6,082,108 Internal Service Funds are used by the City to account for the financing of goods or services provided by one department or agency to other departments or agencies.The net revenues of the internal service funds are reported with governmental activities. 5,118,719 $ 64,115,329 21 City of Thornton, Colorado Statement of Net Position Proprietary Funds December 31, 2022 Business-type Activities Governmental Enterprise Funds Activities Other Internal Enterprise Service Water Sewer Funds Total Risk Fund ASSETS Current assets Equity in pooled cash and investments-unrestricted $ 302,890,297 $ 13,960,347 $ 7,604,460 $ 324,455,104 $ 12,779,686 Equity in pooled cash and investments-restricted 3,447,793 - - 3,447,793 - Receivables, net Accounts 6,694,022 1,801,576 890,470 9,386,068 575,000 Leases 1,161,915 - - 1,161,915 - Interestand other 1,083,096 51,553 28,224 1,162,873 43,986 Prepaids and other assets 62,035 1,000 16,090 79,125 - Total current assets 315,339,158 15,814,476 8,539,244 339,692,878 13,398,672 Noncurrent assets Lease receivable 988,286 - - 988,286 - Loan receivable, net of current portion 39,102 - - 39,102 - Capital assets Land and waterrights 214,911,316 417,407 - 215,328,723 - Source of supply 129,350,266 - - 129,350,266 - Water treatment plant 176,791,898 - - 176,791,898 - Collection,transmission,and distribution 262,224,245 120,243,928 81,793,506 464,261,679 - Transportation equipment 2,148,806 1,945,950 8,073,579 12,168,335 - General equipment 11,008,606 1,000,859 1,587,512 13,596,977 - Buildings and improvements 21,616,867 2,428,376 684,752 24,729,995 - Less accumulated depreciation (155,560,337) (53,458,227) (27,296,257) (236,314,821) - Construction in progress 85,614,316 1,321,903 2,534,185 89,470,404 - Right to use assets General equipment 62,148 - - 62,148 - Less accumulated amortization (15,540) - - (15,540) - Totalnoncurrentassets 749,179,979 73,900,196 67,377,277 890,457,452 - Totalassets 1,064,519,137 89,714,672 75,916,521 1,230,150,330 13,398,672 DEFERRED OUTFLOWS OF RESOURCES Deferred outflow related to OPEB 164,139 25,567 66,536 256,242 7,513 Deferred outflow related to ARO 30,000 - - 30,000 - Deferred charge on refunding 1,373,861 - - 1,373,861 - Total deferred outflows of resources 1,568,000 25,567 66,536 1,660,103 7,513 The accompanying notes are an integral part of these financial statements. 22 Business-type Activities Governmental Enterprise Funds Activities Other Internal Enterprise Service Water Sewer Funds Total Risk Fund LIABILITIES Current liabilities Accounts payable $ 3,083,894 $ 2,714,182 $ 443,306 $ 6,241,382 $ 392,066 Retainage payable 283,681 27,394 1,672 312,747 - Other 220,780 - - 220,780 - Unearned revenue 125,854 - - 125,854 - Payable from restricted assets Accrued bond interest payable 309,233 - - 309,233 - Revenue bondspayable 3,350,000 - - 3,350,000 - Lease payable 15,465 - - 15,465 - Com pensated absences 269,703 1,387 3,819 274,909 17,665 Outstanding reserves and incurred but not reported claims - - - - 2,591,978 Total current liabilities 7,658,610 2,742,963 448,797 10,850,370 3,001,709 Long-term liabilities Revenue bonds payable, excluding current portion, net of other unamortized costs 113,557,816 - - 113,557,816 - Total OPEB liability 602,974 94,992 243,783 941,749 26,891 Compensated absences 566,770 32,980 219,072 818,822 36,745 Leases 31,300 - - 31,300 - Other obligations 911,226 - - 911,226 - Outstanding reserves and incurred but not reported claims - - - - 2,582,130 Total long-term liabilities 115,670,086 127,972 462,855 116,260,913 2,645,766 Total liabilities 123,328,696 2,870,935 911,652 127,111,283 5,647,475 DEFERRED INFLOWS OF RESOURCES Deferred inflows related to OPEB 220,200 22,478 89,368 332,046 8,832 Deferred inflows related to leases 1,938,214 - - 1,938,214 - Total deferred inflows of resources 2,158,414 22,478 89,368 2,270,260 8,832 NET POSITION Net investment in capital assets 632,318,190 73,872,802 67,375,605 773,566,597 - Restricted - Public Safety - - - - 160,000 Unrestricted 308,281,837 12,974,024 7,606,432 328,862,293 7,589,878 Total net position $ 940,600,027 $ 86,846,826 $ 74,982,037 $ 1,102,428,890 $ 7,749,878 23 City of Thornton, Colorado Statement of Revenues,Expenses and Changes in Net Position Proprietary Funds For the year ended December 31, 2022 Business-type Activities Governmental Enterprise Funds Activities Other Internal Enterprise Service Water Sewer Funds Total Risk Fund OPERATING REVENUES Charges for services pledged for debt $ 55,379,075 $ - $ - $ 55,379,075 $ - Charges for services - 16,278,144 10,351,322 26,629,466 - Miscellaneous revenue 113,489 - 43,170 156,659 - Interfund services - - - - 18,414,461 Total operating revenues 55,492,564 16,278,144 10,394,492 82,165,200 18,414,461 OPERATING EXPENSES Source of supply 7,305,822 - - 7,305,822 - Water treatment 13,146,394 - - 13,146,394 - Collection,transmission distribution, and trash removal 3,900,503 2,576,712 5,538,053 12,015,268 - Sewage treatment-Metro Wastewater - 11,928,266 - 11,928,266 - Insurance premiums - - - - 3,464,077 Claims and reserves for claims - - - - 8,840,014 Otheroperating expenses 1,746,362 187,823 1,194,117 3,128,302 - Administration 10,002,529 1,469,797 1,492,695 12,965,021 619,535 Depreciation/Amortization 10,345,269 2,677,311 2,607,729 15,630,309 - Total operating expenses 46,446,879 18,839,909 10,832,594 76,119,382 12,923,626 Operating income (loss) 9,045,685 (2,561,765) (438,102) 6,045,818 5,490,835 NONOPERATING REVENUES (EXPENSES) Gain on sale of capital assets 31,111 1,705 - 32,816 - Investment loss (9,041,857) (436,335) (244,800) (9,722,992) (392,116) Interest and bond amortization expense (3,402,686) - - (3,402,686) - Royalties 12,497,787 - - 12,497,787 - Miscellaneous, net 6,793,758 - 5 6,793,763 20,000 Totalnonoperating revenues(expenses 6,878,113 (434,630) (244,795) 6,198,688 (372,116) Income (loss) before capital contributions and special items 15,923,798 (2,996,395) (682,897) 12,244,506 5,118,719 Grants and capital contributions 34,869,839 6,270,470 5,266,503 46,406,812 - Special item -sale of mineral rights 30,691,245 - - 30,691,245 - Change in net position 81,484,882 3,274,075 4,583,606 89,342,563 5,118,719 Net position,January 1 859,115,145 83,572,751 70,398,431 1,013,086,327 2,631,159 Net position, December 31 $ 940,600,027 $ 86,846,826 $ 74,982,037 $ 1,102,428,890 $ 7,749,878 The accompanying notes are an integral part of these financial statements. 24 This Page Left Intentionally Blank 25 City of Thornton, Colorado Statement of Cash Flows Proprietary Funds For the year ended December 31, 2022 Business-type Activities Governmental Enterprise Funds Activities Other Internal Enterprise Service Water Sewer Funds Total Risk Fund CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers and others $ 60,340,507 $ 16,251,610 $ 10,292,801 $ 86,884,918 $ - Receipts from interfund services - - - - 17,989,461 Paymentsto suppliers (28,871,673) (14,094,742) (4,712,506) (47,678,921) (12,827,668) Payments to employees (12,058,199) (1,339,146) (3,797,986) (17,195,331) (542,068) Net cash provided by operating activities 19,410,635 817,722 1,782,309 22,010,666 4,619,725 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Grant 314,973 - - 314,973 - Advanceto otherfunds - - Repayment from (to) other funds - - - - - Receiptsfrom nonoperatingleases 14,400,666 - - 14,400,666 - Special Item - sale of mineral rights 30,691,245 - - 30,691,245 - Net cash provided by noncapital financing activities 45,406,884 - - 45,406,884 - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Purchases and construction of capital assets (16,561,053) (2,375,846) (747,574) (19,684,473) - Proceeds from sale of capital assets 33,516 1,705 - 35,221 - Principal paid on bonds and other obligations (3,185,000) - - (3,185,000) - Interest and fees paid on capital debt (3,871,074) - - (3,871,074) - Lease Payments (15,383) - - (15,383) - Capital contributions 29,719,186 2,233,583 121,944 32,074,713 - Net cash provided by(used in) capital and related financing activities 6,120,192 (140,558) (625,630) 5,354,004 - CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from sale of investments 111,284,804 6,675,662 3,131,643 121,092,109 3,598,386 Purchases of investments (216,518,448) (9,877,957) (5,377,114) (231,773,519) (9,041,517) Interest on investments 3,069,172 156,348 83,239 3,308,759 125,522 Net cash used in investing activities (102,164,472) (3,045,947) (2,162,232) (107,372,651) (5,317,609) Net decrease in cash and cash equivalents (31,226,761) (2,368,783) (1,005,553) (34,601,097) (697,884) Cash and cash equivalents,Jan. 1 89,511,656 5,027,713 2,452,997 96,992,366 3,131,675 Cash and cash equivalents, Dec. 31 $ 58,284,895 $ 2,658,930 $ 1,447,444 $ 62,391,269 $ 2,433,791 Cash and cash equivalents $ 58,284,895 $ 2,658,930 $ 1,447,444 $ 62,391,269 $ 2,433,791 Investments 248,053,195 11,301,417 6,157,016 265,511,628 10,345,895 Totalcash andinvestments $ 306,338,090 $ 13,960,347 $ 7,604,460 $ 327,902,897 $ 12,779,686 Equity in pooled cash and investments $ 302,890,297 $ 13,960,347 $ 7,604,460 $ 324,455,104 $ 12,779,686 Restricted cash and investments 3,447,793 - - 3,447,793 - Totalcash andinvestments $ 306,338,090 $ 13,960,347 $ 7,604,460 $ 327,902,897 $ 12,779,686 The accompanying notes are an integral part of these financial statements. 26 Business-type Activities Governmental Enterprise Funds Activities Other Internal Enterprise Service Water Sewer Funds Total Risk Fund RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED BY OPERATING ACTIVITIES Operating income (loss) $ 9,045,685 $ (2,561,765) $ (438,102) $ 6,045,818 $ 5,490,835 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation &Amortization expense 10,345,269 2,677,311 2,607,729 15,630,309 - Miscellaneous receipts 4,732,986 - 5 4,732,991 20,000 Otherexpenses (5,000) - - (5,000) - Change in assets and liabilities: Decrease (increase) in accounts receivable, net 93,645 (26,533) (101,697) (34,585) (445,000) Decreaseinloans receivable 20,153 - - 20,153 - Decrease (increase) in other assets (6,180) - 1,045 (5,135) - Decrease in deferred outflows of resources Other 5,000 - - 5,000 - Decrease in deferred outflows of resources OPEB Related 61,700 5,848 25,148 92,696 2,339 Increase (decrease) in accounts payable (4,868,182) 714,565 (339,361) (4,492,978) 182,858 Decreasein OPEB (104,439) (9,899) (47,122) (161,460) (3,960) Increase (decrease) in otherliabilities (40,336) 5,951 22,015 (12,370) (632,245) Increasein unearned revenue 1,158 - - 1,158 - Increase in deferred inflows of resources OPEB Related 129,175 12,244 52,649 194,068 4,898 Net cash provided by operating activities $ 19,410,634 $ 817,722 $ 1,782,309 $ 22,010,665 $ 4,619,725 NON-CASH INVESTING, CAPITAL AND FINANCING ACTIVITIES: Investing Activities Decrease in the fair value of investments $ (11,671,561) $ (563,977) $ (314,679) $ (12,550,217) $ (501,025) Financing Activities Bond amortization premiums (454,720) - - (454,720) - Capital Activities Loss on disposal of capital assets (2,405) - - (2,405) - Water, sewer, and stormwater lines contributed by developers 4,457,751 4,036,887 5,144,559 13,639,197 - 27 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A- SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Thornton, Colorado ("the City") was incorporated May 26, 1956. The citizenry voted to become a home rule city in 1967 under the provisions of Article XX of the Constitution of the State of Colorado. The City operates under a Council-Manager form of government and provides the following services, as authorized by its charter: public safety (police, fire, and ambulance), highways and streets, public improvements, water, sewer, environmental services and stormwater, culture and recreation, debt service and general administrative services, including financial, planning and zoning, and municipal court services. The accounting policies of the City conform to accounting principles generally accepted in the United States of America as applicable to governments in accordance with those promulgated by the Governmental Accounting Standards Board (GASB). The following is a summary of the more significant policies: 1. Reportin4 Entitv The City follows the GASB accounting pronouncements,which provide guidance for determining which governmental activities, organizations, and functions should be included within the financial reporting entity. GASB pronouncements set forth the financial accountability of a governmental organizations elected governing body as the basic criterion for including a possible component governmental organization in a primary government's legal entity. Financial accountability includes but is not limited to, appointment of a voting majority of the organizations governing body, ability to impose its will on the organization, and potential for the organization to provide specific financial benefits or burdens and fiscal dependency. As required by generally accepted accounting principles (GAAP), these financial statements present the City (the primary government) and its component units. The component units discussed below are included in the City's reporting entity because of the significance of their operational or financial relationships with the City. These component units are so intertwined with the City that they are, in substance, the same as the City and, therefore, are blended and reported as if they were part of the City. None of the component units listed below report their financial statements independent from the City. The management of the City has operational responsibility for each of the following component units, and therefore, they are included within the reporting entity (in blended presentation): Thornton Develo�ment Authority_(TDA� -The TDA, an Urban Renewal Authority organized pursuant to Part 1,Article 25,Title 31 of the Colorado Revised Statutes, was established to finance the design and construction of the Thornton Parkway highway interchange, as well as various other improvements within the TDA's boundaries. The City Council is the TDA's governing board. The debt of the TDA is disclosed as tax increment bonds, but is not a general obligation of the City (primary government). There are three urban renewal areas within the City,the South Capital Fund, the North Capital Fund, and the 144th Capital Fund. For ease of financial management, separate funds were established for the improvements in each geographical area. Thornton Arts, Sciences, and Humanities Council, Inc. (TASHCO) - TASHCO, a legally separate, nonprofit corporation, was established to expand the Cultural Arts and Scientific program offerings within the City of Thornton. TASHCO is funded by a local grant, donations, ticket sales, and contribution from the General Fund. In 2007, the City Council appointed an advisory board consisting of citizens to serve as liaison for the City Council to the community at large to ensure programming services are meeting the needs and desires of the public. The City Council is the governing board of the TASHCO and approves the annual budget, making all substantive decisions regarding the operations of the TASHCO. 136t''Avenue General Improvement District (GID� - 136th Avenue GID was established to account for the collection of assessment revenues to be used exclusively for the purpose of constructing an interchange at 136t''Avenue and Interstate 25. The City Council is the GID's governing board. E911 Authority Fund -This fund was established to account for E911 surcharges received from telecommunications companies doing business within the City to pay for a portion of the costs authorized by State statute for the City to provide emergency telephone service. The City Council is the E911's governing board. 28 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 2. Basis of Presentation Government-wide Statements: The statement of net position and the statement of activities display information about the primary government(the City).These statements include the financial activities of the overall government. Eliminations have been made to minimize the double-counting of internal activities. These statements distinguish between the governmental and business-type activities of the City. Governmental activities generally are financed through taxes, intergovernmental revenues, and other nonexchange transactions. Business-type activities are financed in whole or in part by fees charged to external parties. Separate financial statements are provided for governmental and proprietary funds. The statement of activities presents comparisons between direct expenses and program revenues for the different business-type activities of the City and for each function of the City's governmental activities. Direct expenses are those that are specifically associated with a program or function and,therefore, are clearly identifiable to a particular function. Indirect expense allocations that have been made in the funds have been reversed for the statement of activities. Program revenues include (a) charges to customers who purchase, use, or directly benefit from goods, services, or privileges provided by a given program and (b) grants and contributions that are restricted to meeting the operational or capital requirements of a particular program. Revenues that are not classified as program revenues, including all taxes, are presented as general revenues. Fund Financial Statements: The fund financial statements provide information about the City's funds, including its blended component units. Separate statements are provided for governmental and proprietary funds. The emphasis of fund financial statements is on major governmental and enterprise funds, each displayed in a separate column. All remaining governmental and enterprise funds are aggregated and reported as non-major funds. The City reports the following major governmental funds: General Fund. This is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. Thornton Development Authority North Washington Fund(TDA North) (Component Unit). This fund accounts for debt services and capital improvement projects within the Authority boundaries financed by current resources (property tax, sales tax, investment income) and by bond proceeds. The debt service payments are for the following bond issue: $13,900,000 Thornton Development Authority Tax Increment Revenue Refunding (North Washington Street Urban Corridor), Series 2015A - financed by sales and property tax incremental increases within the boundaries of the North Washington Urban Renewal Area. The bonds are due in semi-annual payments until maturity in 2028. Governmental Capital Fund. This fund accounts for capital improvement projects financed by current resources (investment income, sales and use tax), as well as by restricted grant and intergovernmental revenues, developer contributions, and bond proceeds. The City reports the following major enterprise funds: Water Utility Fund. This fund accounts for the provision of water services to residents of the City and some residents of unincorporated Adams County. Sewer Utility Fund. This fund accounts for the provision of sewer services to residents of the City and some residents of unincorporated Adams County. Fund types that do not meet the criteria of major funds have been summarized and presented as other governmental funds and other enterprise funds within the fund financial statements as appropriate. Additionally, the City reports the following fund type: Internal Service Funds. The Risk Fund accounts for the costs related to providing the departments of the City with a comprehensive program to manage its property, liability, and work-related injury risk. 29 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 3. Measurement Focus, Basis of Accountinq Government-wide and Proprietary Fund Financial Statements. The government-wide and proprietary fund financial statements are reported using the economic resources measurement focus and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded at the time liabilities are incurred, regardless of when the related cash flows take place. Nonexchange transactions, in which the City gives (or receives) value without directly receiving (or giving) equal value in exchange, include property taxes and grants. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been satisfied. Amounts reported as program revenues include 1) charges to customers for goods, services, or privileges provided, 2) operating grants and contributions, and 3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Governmental Fund Financial Statements. Governmental funds are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Under this method, revenues are recognized when measurable and available. The City considers all revenues reported in the governmental funds to be available if the revenues are collected within sixty days after year end, with the exception of sales tax, for which revenues collected and held by vendors at year end on behalf of the City is recognized as revenue if collected within thirty days after year end, and property taxes, for which revenues collected within thirty days after year end are recognized. Those revenues susceptible to accrual are property,franchise,cigarette,sales and some use taxes, interest revenue, and charges for services. Fines and forfeitures, licenses and permits, and building use tax revenues are not susceptible to accrual because generally they are not measurable until received in cash. Expenditure-driven grants are recognized as revenue when the qualifying expenditures have been incurred and all other grant requirements have been met. All other revenue items are considered to be measurable and available only when cash is received by the City. Expenditures are recorded when the related fund liability is incurred. Principal and interest on long-term debt are recorded as fund liabilities when due or when amounts have been accumulated in the fund for payments to be made early in the following year. Capital asset acquisitions are reported as expenditures in governmental funds. Proceeds and issuance of long-term debt are reported as other financing sources. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations.The principal operating revenues of the enterprise funds and internal service fund are charges to customers for sales or services. Operating expenses for enterprise funds and internal service fund include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. Miscellaneous nonoperating revenue consists primarily of lease and royalty revenue. As a general rule,the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this rule are the charges between the City's utility functions and various other functions, as well as an administrative fee charged by the General government activity to the other activities. Elimination of these charges would distort the costs and program revenues reported for the various functions. 30 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 4. Budaets and Bud4etary Accountinq The City Council follows these procedures in establishing the budgetary data reflected in the financial statements: a. The City Manager submits to the Mayor and the City Council a proposed budget for the fiscal year commencing the following January 1. The budget includes proposed expenditures of all funds and the means of financing them. b. A public hearing is conducted to obtain taxpayer comments. c. Prior to the end of the fiscal year, the budget for the next fiscal year is legally adopted through passage of a resolution. An appropriation ordinance, based on the adopted budget, is enacted on or before the last day of December. d. The City Manager is authorized to transfer budgeted amounts between departments within any fund; however, any revisions that alter the total appropriations of any fund must be approved by the City Council. e. The level on which expenditures may not legally exceed appropriations is the legally adopted annual operating budget for each fund in total. All appropriations for operating budgets lapse at year end. f. Budgets for governmental funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Annual budgets are legally adopted for most governmental funds. In any given year, an individual fund may not be budgeted if expenditures for the year are not anticipated. In 2022, all governmental funds had legally adopted annual budgets. Notes 4g. and 4h. explain funds with budgets that are on a non-GAAP basis. Note 4i. explains budgetary practices for capital project funds/accounts. g. Budgets for governmental capital projects funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America, except that the City includes the capital outlay costs for purchases of land intended for resale and excludes subsequent gains or losses on the resale of the land. In addition, the City excludes gain or loss on disposal of capital assets, acquisition of capital leases, any balances transferred due to closure of a fund and miscellaneous non-cash adjustments. h. Budgets for proprietary funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America, except that the City excludes depreciation, amortization, gain or loss on disposal of capital assets, and incurred but not reported claims and includes debt service principal and interest payments and capital outlay. In addition, any balances transferred due to closure of a fund and miscellaneous non-cash adjustments are not budgeted. Budget to Actual schedules for each proprietary fund can be found in the Combining &Individual Statements &Schedules section. i. The City adopts a multi-year appropriation for certain capital projects, identified as long term in nature, where unexpended funds will not automatically lapse at year end, but remain appropriated until project completion. Unspent and unencumbered appropriations for those projects that are short term in nature (annual) will continue to lapse at year end. j. The City Council may legally amend the budget by ordinance or resolution once it has been approved. Budgeted amounts, including all amendments, are shown as adopted by the City Council. In 2022, five budget amendments were approved by ordinance or resolution. The effect of these amendments was an overall increase in appropriations of$41,863,792, broken down by fund type as follows: General Fund $ 709,700 Special Revenue Funds 262,000 Capital Pojects Funds 17,681,012 Enterprise Funds 23,211,080 $ 41,863,792 31 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 5. Investments Investments in securities are carried at fair value or amortized cost as applicable. Unrealized gains resulting from increases in fair value between January 1 and December 31 are recognized as a component of interest income; unrealized losses resulting from decreases in fair value reduce interest income. Realized gains or losses on securities included in the investment portfolio are recognized only when the related security is sold prior to the stated maturity. Certain investments may be restricted for debt service, capital or pledge commitments. 6. Receivables and Pavables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances." 7. Inventories Inventories are valued at weighted average cost. Inventory in the General Fund consists of fuel held for consumption. In the General Fund cost of inventory is recorded as expenditures when consumed, rather than when purchased. The General Fund reserve for inventory, included in nonspendable inventories, is equal to the amount of inventory on hand to indicate that a portion of the General Fund fund balance is not available for future expenditures. 8. Construction Advances Third party development advances for construction represent the deposits made by developers for specific improvements to be made either by a developer or the City at a future date. If the developer completes the improvement, then the deposit is returned to the developer upon satisfactory completion. If the City completes the improvement, then the deposit is used towards the cost of the improvement. The City recognizes revenue for these deposits when it is determined that the City, and not a developer, will incur the costs of the improvements, and the deposit will not be returned to the developer. 9. Caaital Assets Capital assets,which include property, plant, equipment,water rights,and infrastructure assets(e.g. roads, bridges, and similar items) are reported in the applicable governmental or business-type activities columns in the government-wide financial statements and the proprietary financial statements. The government defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Property, plant and equipment purchased or acquired is carried at historical cost or estimated historical cost. Donated capital assets, donated works of art, historical treasures, and similar assets and capital assets received in a service concession arrangement are recorded at acquisition value. Contributed capital assets are recorded at their acquisition value on the date received. General infrastructure assets are valued based on estimated original cost. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend an asset's life are not capitalized. GASB 51 Accounting and Financial Reporting for Intangible Assets requires that all intangible assets be classified as capital assets and recognized in the statement of net position. The term depreciation includes amortization of intangible assets. Land,water rights,source of supply assets related to tributary water rights and permanent easements are capitalized and not depreciated. Temporary easements are capitalized and depreciated over the appropriate period. All other capital assets are depreciated using the straight-line method over the following estimated useful lives: Asset Class Estimated useful life Infrastructure 5-75 years Buildings, Structures and improvements 10-50 years Leisure Areas and improvements 5-50 years Collection,transmission,and distribution 7-50 years Equipment 2-30 years 32 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 10. Leases Lessee: The City is a lessee of 2 separate building spaces, law enforcement tasers,specialized reprographics copiers, City wide copiers and printers, and an asphalt milling machine under the General Fund and a liquid oxygen tank under the Water Enterprise Fund. The City has a policy to recognize a lease liability and a right-to-use lease asset (lease asset) in the government-wide financial statements. The City recognizes lease liabilities with an initial, individual present value of$10,000 or more. At the commencement of a lease, the City initially measures the lease liability at the present value of payments expected to be made during the lease term. Subsequently, the lease liability is reduced by the principal portion of lease payments made. The lease asset is initially measured as the initial amount of the lease liability, adjusted for lease payments made at or before the lease commencement date, plus certain initial direct costs. Subsequently, the lease asset is amortized on a straight-line basis over the shorter of, the lease term or its useful life. Key estimates and judgments related to leases include how the City determines (1) the discount rate used on the expected lease payments to determine present value, (2) lease term to include likelihood of exercising renewal or cancelation options and (3) lease payments included in present value calculation. The City will use the interest rate implicit within the lease agreement as the discount rate. In the absence of an implicit rate, the City calculates the rate by using the City's estimated incremental borrowing rate. The lease term includes the noncancelable period of the lease. The noncancelable period is determined by adding the initial noncancelable period to any extension option(s) reasonably certain to be exercised by the leesee or termination option reasonably certain not to be exercised by lessor Lease payments included in the measurement of the lease asset/liability are composed of fixed payments and purchase option price that the City is reasonably certain to exercise. The City monitors changes in circumstances that would require a remeasurement of its lease and will remeasure any lease asset and liability if certain changes occur that are expected to significantly affect the amount of the lease liability. Lease assets are reported as right to use along with other capital assets and lease liabilities are reported with long-term debt on the statement of net position. Lessor: The City is a lessor of 81 leases of land used for farming or grazing purposes under the Water Enterprise Fund and 1 cell tower lease under the General Fund. The City recognizes a lease receivable and a deferred inflows of resources in both the government-wide and fund financial statements. At the commencement of a lease, the City initially measures the lease receivable at the present value of payments expected to be received during the lease term. Subsequently, the lease receivable is reduced by the principal portion of lease payments received. The deferred inflows of resources is initially measured as the initial amount of the lease receivable, adjusted for lease payments received at or before the lease commencement date. Subsequently, the deferred inflows of resources is recognized as revenue over the life of the lease term. Key estimates and judgments include how the City determines (1) the discount rate it uses to discount the expected lease receipts to present value, (2) lease term, and (3) lease receipts. The City calculates the discount rate by taking the treasury rate by using the City's estimated incremental borrowing rate. The lease term includes the noncancellable period of the lease. Lease receipts included in the measurement of the lease receivable is composed of fixed payments from the lessee. The City monitors changes in circumstances that would require a remeasurement of its lease, and will remeasure the lease receivable and deferred inflows of resources if certain changes occur that are expected to significantly affect the amount of the lease receivable. 33 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 11. Compensated Absences Eligible City employees earn vacation leave at a variable rate, dependent on years of service, and sick leave at the rate of 8 hours per month. Vacation and sick leave accumulate on a monthly basis and are fully vested when earned. Accumulated vacation leave cannot exceed 300 (450 for 56-hour-per-week schedule) hours at the end of the year and any excess cannot be carried forward to the next year unless pre-authorized by the City Manager. For employees hired before January 1, 1995, all sick leave earned prior to December 31, 2002 is compensable. After 20 years of service or at age 62 and 10 years of service, 100%of the unused sick leave over 384 hours plus accumulated vacation leave are paid upon termination, retirement or death. The liability for compensated absences reported in the government-wide and proprietary fund statements consists of unpaid, accumulated vacation and sick leave balances, as described above. Compensated absences are liquidated by the respective fund where the liability was originally accrued. 12. Lona-Term Obli4ations In the government-wide financial statements and the proprietary fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using a method that approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. In the governmental fund financial statements, funds recognize bond premiums and discounts during the current period.The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. GASB 49 addresses accounting and financial reporting for pollution remediation obligations. The Thornton Development Authority, a component unit of the City, owns property which falls under voluntary remediation and had a plan with the State to actively treat subsurface contamination. The total amount spent as of year end 2010 on remediation was $1,437,056. In 2010, the City received approval from the State to stop remediation and move to monitoring only. The City has spent a total of$405,937 as of year-end 2022 for monitoring. 13. Fund Eauitv In the fund financial statements, fund equity of the City's governmental funds are classified as nonspendable, restricted, committed, assigned, or unassigned. A governmental fund may or may not have all five components of fund balance. The five classifications describe the relative strength of the spending constraints. Nonspendable fund balances indicate amounts that cannot be spent either due to form (for example inventories or prepaids) or due to legal or contractual requirements. Restricted fund balances indicate amounts constrained for a specific purpose by external parties, constitutional provision or enabling legislation. Committed fund balances indicate amounts constrained for a specific purpose by a government using its highest level of decision-making authority (ordinance). It would require an ordinance by the City Council to remove or change the constraints placed on the resources. Assigned fund balance is established by City Council by resolution and as intended for specific purpose (such as the purchase of capital assets, construction, debt service, etc.). Unassigned fund balances indicate amounts in the general fund that are not classified as nonspendable, restricted, committed,or assigned.The general fund is the only fund that would report a positive amount in unassigned fund balance. When expenditures are incurred for purposes for which both restricted and unrestricted amounts are available, restricted amounts are deemed to be used first. When expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used, committed amounts are considered to be reduced first, followed by assigned amounts and then by unassigned amounts. City Council establishes (and modifies or rescinds) fund balance commitments by passage of an ordinance. In the general fund, 17% of the current year budget is committed for emergencies and utilization requires a two-thirds affirmative vote of the Council. Examples of emergencies that may lead to utilization of the reserve include economic stabilization due to an unforeseen loss of a key sales tax vendor, a catastrophic event or natural disaster. A key sales tax vendor is a vendor that generates more than one million per year in sales tax revenue for the City. An example of a catastrophic event or natural disaster would be a tornado requiring extensive operational or capital costs. Funds are not intended to be used to adjust for revenue variances due to cycles of the economy. 34 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 14. Net Position In the Government-wide and proprietary fund financial statements, equity is displayed in three components as follows: Net Investment in Capital Assets - Consist of capital assets, net of accumulated depreciation, less the outstanding balances of any bonds, notes, or other borrowings that are attributable to the acquisition, construction, or improvements of those assets. Net investment in capital assets excludes unspent bond and loan proceeds. Restricted - Consists of amounts constrained for a specific purpose by external parties, constitutional provision or enabling legislation. Unrestricted -Consist of amounts that do not meet the definition of��restricted"or��net investment in capital assets". When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, and then unrestricted resources as they are needed. 15. Interfund Transactions Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. All other interfund transactions are reported as transfers. 16. Statement of Cash Flows For purposes of the statement of cash flows, the City considers all highly liquid investments (including restricted assets) with a maturity of three months or less when purchased to be cash equivalents. 17. Contraband Forfeitures In accordance with the Colorado Contraband Forfeiture Act(C.R.S. 16-13-501 to 511)and the Controlled Substances Act (21 USC 881(e)(3)), forfeitures from the seizure of contraband are used for the specific purpose of law enforcement activities. These funds are included in the City's General Fund. 18. Use of Estimates The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts in the financial statements and accompanying notes. Actual results could differ from those estimates. 19. Sales Tax As a home rule city, Thornton collects its own sales taxes. Within the general government, the ten largest retailers remit approximately 43.5% of the sales tax collected. 20. Deferred Outflows and Deferred Inflows of Resources In addition to assets, the statement of net position has a separate section for deferred outflows of resources. Deferred outflows represent a consumption of net assets that applies to future period(s) and so are not recognized as an expense/expenditure in the current year, but will be in a future year. The City has items that qualify for reporting in this category relating to changes in asset retirement obligation liability, other post-employment benefits liability, changes in net pension liability and deferred charges on a bond refunding reported in the statement of net position. In addition to liabilities, the statement of net position and the balance sheet of the governmental funds has a separate section for deferred inflows of resources. Deferred inflows represent an acquisition of net assets that applies to a future period(s) and so are not recognized as revenue in the current year, but will be in a future year. The City has items that qualify for reporting in this category relating to property taxes, leases, deferred charges on bond refunding, changes in other post-employment benefits liability, and changes in net pension liability reported in the statement of net position.At the governmental fund level deferred inflows of resources are reported for unavailable revenue in connection with receivables not considered to be available under modified accrual basis of accounting. 35 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE A - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) 21. Implementation of New GASB Statements Beginning in fiscal year 2022,the City implemented the following statements issued by the Governmental Accounting Standards Board (GASB): GASB Statement No. 87, Leases -This statement is requiring the recognition of lease assets and lease liabilities for all leases with a noncancelable period beyond 12 months. Many of these leases were previously classified as operating leases with inflows of resources and outflows of resources recognizeds when received or expended. Short term leases, lease with a noncancelable period 12 months of less, will continue to be received or expended as operating leases previously were. The result of implementing GASB 87, related to agreements the reporting entity was a lessee on, for the period beginning January 1, 2022; governmental activities capital assets increased $1,108,009; liabilities due within one year increased $470,686 and liabilities due in more than one year increased $637,323.The implementation resulted in the beginning net postion of governmental activities being decreased $52,308 because of prior capital leases that required remeasurement uner the new standard. Business-type activities capital assets increased $62,148; liabilities due within a year increased $15,383 and liabilities due in more than one year increased $46,765. The result of implementing GASB 87, related to agreements the reporting entity was a lessor on, for the period beginning January 1, 2022; governemental activities accounts receivable and deferred inflows of resources increase $676,671. Business-type activities accounts receivable and deferred inflows of resources increased $3,336,743. GASB Statement No. 99, Omnibus 2022 - This statement was issued to clarification on GASB statements No. 34, Basic Financial Statements- and Management's Discussion and Analysis -for State and Local Governments; No. 53, Accounting and Financial Reporting for Derivative Instruments; No. 87, Leases; No. 94, Public-Private and Public- Public Partnerships and Availability Payment Arrangements; No. 96, Subscription-Based Information Technology Arrangements; as well as other program and terminology updates. This GASB did not require a change to reporting of current or prior periods. 22. Future Accountinq Pronouncements This report does not incorporate GASB Statement No. 96 Subcription-Based Information Technology Arrangements; No. 100, Accounting Changes and Error Corrections - an amendment of GASB Statement No. 62; and GASB Statement No. 101, Compensated Absences. City's management does expect the implementation of GASB No. 96 to effect financial statements, at this time management has not determined what the effect is going to be. City's management is still evaluating GASB Statement Nos. 100 and 101 for impact to the financial statements. 23. Jointiv Governed Oraanization Woman Creek Reservoir Authority (the Authority). The City participates as an equal partner with the Cities of Northglenn and Westminster in the operation of the Woman Creek Reservoir Authority. It has no financial interest in the Authority. The Authority began operation in 1996 with funding from a grant by the federal government's Environmental Protection Agency. The grant's purpose was to supply sufficient funds to mitigate and/or clean up any hazardous effects to the water supply of the three cities from the previous production of nuclear weapons at the Rocky Flats facility located near the Woman Creek Reservoir. The Authority contracted with the Church Ditch Water Authority to provide maintenance and monitoring services for the reservoir. Copies of the Woman Creek Reservoir Authority's financial statements may be obtained from the City of Thornton. NOTE B - STEWARDSHIP, COMPLIANCE,AND ACCOUNTABILITY 1. Compliance with Finance-Related Leaal and Contractual Provisions The City believes it has no material violations of finance-related legal and contractual provisions. 36 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE C - DEPOSITS AND INVESTMENTS 1. Equitv in Pooled Cash and Investments Except when required by trust agreements,the operating cash in each fund is pooled and cash in excess of operating requirements is invested. 2. Deposits The Colorado Public Deposit Protection Act (PDPA) requires that all units of local government deposit cash in eligible public depositories,with eligibility determined by state regulators. Amounts on deposit in excess of federal insurance levels must be collateralized. The eligible collateral is determined by the PDPA. PDPA allows the institution to create a single collateral pool for all public funds. The pool is to be maintained by another institution or held in trust for all the uninsured public deposits as a group. The fair value of the collateral must be at least equal to 102% of the uninsured deposits. At December 31, 2022, the City's deposits had a carrying amount of $5,378,048 and a bank balance of$7,352,328. Of the bank balance, $808,980 was covered by federal depository insurance.The remainder of the bank balance, $6,543,348, was uninsured and collateralized with securities held by the pledging financial institution and covered by eligible collateral as determined by the PDPA. 3. Investments The City's Charter allows investment in one or more of the securities permitted by the statutes of Colorado for the investment of state funds or municipal funds, bonds payable out of the revenues of any service or facility furnished by the City, or in general obligation bonds of the City. The City's internal investment policy further restricts investments to the following securities: United States Treasury, Government Sponsored Enterprises, State & Local Government taxable general or revenue obligations, Corporate Bonds and Commercial Paper, Local Government Investment Pools, Money Market Mutual Funds, Repurchase Agreements, Reverse Repurchase Agreements, Securities Lending Agreements, and Deposits in State or Nationally Chartered Depository Institutions. Additional investment and deposit disclosures for credit risk, interest rate risk, and foreign currency risk, as required by GASB Statement No. 40,Depositand Investment Risk Disclosures,are included in the notes below. At December 31, 2022, the City had the following investments and maturities: Investment Type Fair Value < 1 Year 2-3 Years 4-5 Years U.S. Government Treasuries $ 38,588,203 $ 22,237,500 $ 16,350,703 $ - Corp Bonds 164,800,062 59,310,814 44,660,419 60,828,829 U.S. Government Agencies 197,314,191 2,869,553 114,267,315 80,177,323 State & Local Government Bonds 43,887,800 4,196,364 14,959,676 24,731,760 Asset Backed Securities 12,320,418 - 6,633,625 5,686,793 Certificate of Deposit 2,600,331 488,355 2,111,976 - Local Gov't Investment Pools 102,437,233 102,437,233 - - Total $ 561,948,238 $ 191,539,819 $ 198,983,714 $ 171,424,705 Unrealized gains or losses resulting from changes in the fair value of the investment portfolio are recognized as increases to or reductions from interest income in the financial statements. The only time a realized gain or loss is recognized on investment transactions is when they are sold prior to their stated maturity. Present cash flow needs of the City are being met without premature liquidation of investments. The City generally holds investments until maturity and redeems them at par. The City has no unfunded commitments related to these investments and there are no withdrawal restrictions. Fair value is the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date. Fair value measurements must maximize the use of observable inputs and minimize the use of unobservable inputs. There is a hierarchy of three levels of inputs that may be used to measure fair value: Level 1: Quoted prices (unadjusted) in active markets for an identical asset or liability that a government can access at the measurement date Level 2: Inputs other than quoted prices included in Level 1, that are observable for an asset or liability, either directly or indirectly. Level 2 inputs include quoted prices for similar assets or liabilities,quoted prices for identical or similar assets or liabilities in markets that are not active, or other inputs that are observable or can be corroborated by observable market data for substantially the full-term of the assets or liabilities Level 3: Unobservable inputs for an asset or liability 37 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE C - DEPOSITS AND INVESTMENTS (CONTINUED) 3. Investments (Continued) There have been no significant changes in the valuation techniques during the year ended December 31, 2022. Where quoted market prices are available in an active market, securities are classified within Level 1 of the valuation hierarchy. If quoted prices are not available, then fair values are estimated using quoted prices of securities with similar characteristics or independent asset pricing services and pricing models, the inputs of which are market- based or independently sourced market parameters, including but not limited to, yield curves, interest rates, volatilities, prepayments, defaults, cumulative loss projections and cash flows. Such securities are classified in Level 2 of the valuation hierarchy. In certain cases where Level 1 or Level 2 inputs are not available, securities are classified within Level 3 of the hierarchy. At December 31, 2022, U.S. Government Treasuries, Corporate Bonds, State and Local Government bonds, U.S. Government Agencies, and Certificate of Deposits, are classified within Level 2 hierarchy. Participant balances in the Local government pools Colorado Surplus Asset Fund Trust (CSAFE) and the Colorado Local Government Liquid Asset Trust (Colotrust) are stated at net asset value. The underlying securities in CSAFE are measured at amortized cost and are so close to fair value when measured at amortized cost that they are generally equivalent. Securities in Colotrust, other than agreements, are valued at the most recent market bid price as obtained from one or more market makers for such securities, repurchase agreements are recorded at cost, which approximates fair value. Interest Rate Risk - The City's internal investment policy is designed to reduce interest rate risk. The maximum duration of the portfolio is limited to 5.0 years. At December 31, 2022, the weighted-average maturity of the City's portfolio was 22.10 months. Credit Risk - The City minimizes credit risk, the risk of loss due to the failure of the security issuers or banker, by diversifying the investment portfolio so that potential losses on individual securities are minimized and by limiting investments to specified credit ratings. Per the City's Investment Policy, at the time of purchase, a security must be rated AA- or Aa3 or better by Standard & Poor's or Moody's respectively. If a security is downgraded after the date of purchase, the City may continue to hold the security provided the Investment Officer acts as a Prudent Investor; disclosing and managing the risks associated with the security. As of December 31, 2022, the City's investment in U.S. Treasuries, FHLB, FFCB, FHLMC, and Corporates (excluding Toyota,Toronto Dominion Bank, Protective Life Global, and Amazon) were all rated AA- or better by Standard & Poor's or Aa3 or better by Moody's. As of December 31, 2022, the City's investment in Toyota was rated A+ by Standard & Poor's and A1 by Moody's, Toronto Dominion Bank was rated A by Standard & Poor's and A1 by Moody's, Protective Life Global was rated AA- by Standard &Poors and A1 by Moody's, Amazon was rated AA by Standard & Poor's and A1 by Moody's. Custodial Credit Risk - Custodial credit risk is the risk that in the event of the failure of the counterparty, the City will not be able to recover the value of its investments that are in the possession of an outside party. At December 31, 2022, no investments were held by a counterparty, and all investments were registered in the City's name. Concentration of Credit Risk - The City's internal investment policy limits the amount the City may invest in one issuer except for U.S. Treasuries, which are unlimited because they are backed by the full faith and credit of the U.S. Government. No more than 5% of the portfolio may be invested in a single corporation and no more than 30% may be invested in a single government sponsored enterprise. As of December 31, 2022, the City's investment in U.S. Treasuries were 6.9%, FHLB were 16.8%, FFCB was 6.2%, and FHLMC was 5.9%. The City's investment in Local Government Investment Pools are excluded from this disclosure requirement. Local Government Investment Pools - As of December 31, 2022, the City had $63,870,187 invested in Colotrust and $38,567,046 invested in CSAFE. These investment vehicles were established for local government entities in Colorado to pool surplus resources; it is overseen by the Colorado Securities Commissioner and governed by CRS 24-75-701. A designated custodial bank provides safekeeping and depository services. The custodian's internal records identify the investments owned by the participating governments. Both pools operate similarly to a money market fund and each share is equal to $1.00 in value. Colotrust and CSAFE are rated AAAm by Standard & Poor's. 38 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE D - PROPERTY TAXES AND RECEIVABLES 1. Propertv Taxes Property taxes are collected on behalf of the City by Adams County and then remitted to the City. The property tax is levied and certified in December of the year prior to the year the taxes are collected on all taxable property in the City. Property taxes become an enforceable lien on January 1 of each year. Secured property taxes are due in two equal installments, on February 28 and June 15, and are delinquent after these dates, respectively. The entire balance may be paid on April 30 without penalty. Property taxes levied are recorded as deferred inflows in the year levied, as they are not due until the following year. Property tax revenue is recognized in the subsequent tax year. 2. Receivables For governmental receivables, available means when due or past due and receivable within the current period, and collected within the current period or expected to be collected soon thereafter to be used to pay liabilities of the current period, generally within thirty days. Ambulance receivables and revenues are reported net of contractual allowances and uncollectible amounts. As of December 31, 2022, total accounts receivable were $1,814,789 with an allowance for bad debt of $870,971. Write-offs, which include contractual allowances and uncollectible amounts related to the current period, are $4,566,235. 3. Lease Receivables Lease Receivables Governmental Activites - Cell Tower- In 2022, the City entered into a five year noncancelable lease with two additional five year terms that the City is reasonably certain will be exercised, totaling a 15 year lease term, with a third party to place and operate a cell tower on a piece of land located at approximately 136th Ave. and Quebec St. The City will receive payments of $3,750 per month beginning May 1, 2022 through April 30, 2027. Monthly payments shall be increase 25% effective for the five year term beginning May 1, 2027, and increase another 25% for the five year term beginning May 1, 2032. In no event shall payment for any year decrease. The City recognized $30,072 in lease revenue and $11,667 in interest revenue during the current fiscal year related to this lease. As of December 31, 2022, the City's receivable for lease payments is $658,338. Also, the City has a deferred inflow of resources associated with this lease that will be recognized as revenue over the lease term. As of December 31, 2022, the balance of the deferred inflow of resources is $646,599. Lease Receivables Business Type Activites - Farm Land -The City enteres into numerous three to five year noncancelable leases with various third parties for land used for agricultural purposes located in Ault, CO. During the lease period there could be adjustmented related to ditch crossing assessment, however these cannot be calculated at the time of the lease agreement and will therefore flow through as an increase or decrease in infow of resources as applicable in the period the adjustment becomes effective. The City recognized $1,398,529 in lease revenue and $19,811 in interest revenue during the current fiscal year related to these leases. As of December 31, 2022, the City's receivable for lease payments is $2,150,201. Also, the City has a deferred inflow of resources associated with this lease that will be recognized as revenue over the lease term. As of December 31, 2022, the balance of the deferred inflow of resources is $1,938,214. 39 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE E - CAPITAL ASSETS Capital asset activity for the year ended December 31, 2022 was as follows: Beginning balances Additions & Deletions & Ending (as restated) transfers transfers balances Governmental activities: Capital assets not being depreciated: Land and land rights $ 51,346,120 $ 2,226,410 $ - $ 53,572,530 Construction in progress 20,960,471 30,860,292 (13,741,074) 38,079,689 Total capital assets not being depreciated 72,306,591 33,086,702 (13,741,074) 91,652,219 Capital assets being depreciated: Streets, traffic, and engineering 410,591,848 14,912,033 - 425,503,881 Buildings and improvements 176,437,312 13,067,700 - 189,505,012 Leisure areas and improvements 105,445,411 3,759,561 - 109,204,972 General equipment 60,096,962 3,616,064 (1,741,415) 61,971,611 Right to use assets being amortized: Buildings and improvements 309,892 - - 309,892 General Equipment 1,398,441 - - 1,398,441 Total capital &RTU assets being depreciated 754,279,866 35,355,358 (1,741,415) 787,893,809 Less accumulated depreciation for: Streets, traffic, and engineering 257,436,975 11,443,232 - 268,880,207 Buildings and improvements 41,538,969 3,947,658 - 45,486,627 Leisure areas and improvements 55,782,192 4,110,382 - 59,892,574 General equipment 38,141,342 4,579,698 (1,626,160) 41,094,880 Less accumulated amortization for: Buildings and improvements - 113,748 - 113,748 General Equipment - 455,640 - 455,640 Total accumulated depreciation/amortization 392,899,478 24,650,358 (1,626,160) 415,923,676 Total capital &RTU assets being depreciated, net 361,380,388 10,705,000 (115,255) 371,970,133 Governmental activity capital &RTU assets, net $433,686,979 $ 43,791,702 $ (13,856,329) $463,622,352 Business-type activities: Capital assets not being depreciated: Land and water rights $212,664,101 $ 2,664,622 $ - $215,328,723 Source of supply 129,350,266 - - 129,350,266 Construction in progress 74,719,349 14,844,046 (92,991) 89,470,404 Total capital assets not being depreciated 416,733,716 17,508,668 (92,991) 434,149,393 Capital assets being depreciated: Water treatment plant 176,778,606 13,291 - 176,791,897 Collection, transmission, and distribution 449,582,012 14,779,973 (100,306) 464,261,679 Transportation equipment 11,474,658 804,205 (110,528) 12,168,335 General equipment 13,362,232 308,588 (73,843) 13,596,977 Buildings and improvements 24,789,349 - (59,354) 24,729,995 Right to use assets being amortized: General equipment 62,148 - - 62,148 Total capital & RTU assets being depreciated 676,049,005 15,906,057 (344,031) 691,611,031 Less accumulated depreciation for: Water treatment plant 35,761,275 3,801,201 - 39,562,476 Collection, transmission, and distribution 160,129,157 9,482,893 (100,306) 169,511,744 Transportation equipment 5,428,078 1,230,327 (110,528) 6,547,877 General equipment 8,706,573 690,676 (71,438) 9,325,811 Buildings and improvements 11,016,594 409,672 (59,354) 11,366,912 Less accumulated amortization for: General equipment - 15,540 - 15,540 Total accumulated depreciation/amortization 221,041,677 15,630,309 (341,626) 236,330,360 Total capital &RTU assets being depreciated, net 455,007,328 275,748 (Z,405) 455,280,671 Business-type capital&RTU assets, net $871,741,044 $ 17,784,416 $ (95,396) $889,430,064 40 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE E - CAPITAL ASSETS (CONTINUED) As a result of the adoption of GASB Statement No. 87, the beginning balances for capital assets being depreciated: general equipment and right to use assets being amortized: general equipment have been restated. For net impact on beginning net position reference footnote A21. Depreciation and amortization expense was charged to functions/activities as follows: Governmental activities: Capital Assets: General government $ 1,676,012 Police 1,693,876 Fi re 1,644,749 City development 297,492 Streets, traffic &engineering 12,077,669 Community services 6,691,172 Capital asset depreciation 24,080,970 Right to use leased assets: General government 192,864 Police 149,916 City development 49,512 Streets, traffic &engineering 112,860 Community services 64,236 Right to use asset amortization 569,388 Additions and transfers per Note E for accumulated depreciation for government activities $ 24,650,358 Business-tvpe activities: Capital Assets: Water $ 10,329,729 Sewer 2,677,311 Environmental Services 833,861 Stormwater 1,773,868 Capital asset depreciation 15,614,769 Right to use leased assets: Water 15,540 Right to use asset amortization 15,540 Additions and transfers per Note E for accumulated depreciation for business-type activities $ 15,630,309 NOTE F — INTERFUND RECEIVABLES, PAYABLES, AND TRANSFERS Transfers are used to (1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them and (2) move receipts restricted to debt service from the funds collecting the receipts to the debt service fund as debt service payments become due. The composition of transfers at December 31, 2022 is as follows: Transfers in: Governmental Governmental Transfers out: General Capital Non Major Total General $ - $ - $ 18,000 $ 18,000 TDA North Capital Fund 1,275,336 2,924,031 - 4,199,367 Governmental Non-Major 4,841,567 - - 4,841,567 $ 6,116,903 $ 2,924,031 $ 18,000 $ 9,058,934 41 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT 1. Bonds Pavable Bonds payable at December 31, 2022 are comprised of: Revenue Bonds $39,380,000, April 29, 2013 Water Enterprise Revenue Refunding Bonds, Series 2013, annual installments of $1,880,000 to $2,765,000 through December 1, 2034, interest at 3.00% to 5.00% $ 27,925,000 $78,255,000, October 29, 2020 Water Enterprise Revenue Bonds, Series 2020, annual installments of$1,470,000 to $4,080,000 through December 1, 2050, interest at 3.00% to 5.00% 75,760,000 Plus unamortized premium 13,222,816 $ 116,907,816 At December 31, 2022, deferred charges were $1,373,861 for the Water Enterprise Revenue Refunding Bonds. Tax Increment Bonds $13,900,000, September 22, 2015 Thornton Development Authority (component unit) Tax Increment Revenue Refunding Bonds, Series 2015, annual installments of $1,090,000 to $1,365,000 through December 1, 2028, interest at 3.25% to 5.00% (This issue will be serviced solely by 50% of the property tax increment and 50% of the sales tax collected within the boundaries of the North Washington Street Corridor Area. Although the obligation is reported within the governmental activities, it is not a general obligation of the City (primary government). For the year ended December 31, 2022, pledged sales and property taxes were $13,544,965, principal and interest paid were $1,035,000 and $373,Z63 respectively. $ 7,370,000 $27,580,000, December 2, 2015 Thornton Development Authority (component unit) Tax Increment Revenue Bonds, Series 2015B, annual installments of $755,000 to $2,170,000 through December 1, 2037, interest at 3.38% to 5.00% (This issue will be serviced solely by the pledged property tax increment and sales tax collected, net other obligations, within the boundaries of the East 144th Ave. and I-25 Area. Although the obligation is reported within the governmental activities, it is not a general obligation of the City (primary government). For the year ended December 31, 2022, pledged sales and property taxes were $4,276,799, principal and interest paid were $730,000, and $1,077,494 respectively. 22,905,000 Plus unamortized premium 1,880,984 $ 32,155,984 At December 31, 2022, the deferred gain was $22,471 for the Tax Increment Revenue Refunding Bonds. There are limitations and restrictions in the various bond indentures. As of December 31, 2022 the City believes it is in compliance with all significant limitations and restrictions. 42 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT (CONTINUED) 2. Certificates of Participation 2007 Certificates of Participation - During 2002, the City entered into a Master Lease Purchase Agreement with the Capital Asset Finance Corporation (CAFC), an independent Colorado nonprofit corporation. Under this agreement, the Thornton Finance Authority (TFA) assigned all of its rights and obligations under Certificates of Participation (COPs) issued in 1998 to the CAFC and the CAFC issued 2002 COPs totaling $41,690,000, the proceeds of which were used to purchase the City's Civic Center and the property on which the City's Justice Center was constructed and to provide funds to construct the Justice Center. The proceeds from the sale of City assets were used by the City to construct an interchange. The Justice Center is leased back to the City by the CAFC with the lease payments matching the COP payment terms. During 2007, the City entered into an Amended and Restated Master Lease Purchase Agreement with the CAFC and the CAFC issued 2007 COPs totaling $32,820,000, the proceeds of which were used to refund the outstanding 1998 COPs maturing on and after December 1, 2009 and the 2002 COPs maturing on and after December 1, 2013. The 2007 Amended and Restated Master Lease Purchase Agreement totaling $32,820,000, is due in an annual installment of$3,230,000 through December 1, 2022. As of December 31, 2022 the City had fulfilled iYs obligations related to this debt. 2018 Certificates of Participation - In November 2018, the City entered into a Site and Improvement Lease with US Bank, NA as Trustee pursuant to which the City will lease to the Trustee City Hall and the Margaret W. Carpenter Recreation Center. Simultaneously, the City entered into an annually renewable Lease Purchase Agreement under which the City will pay base rentals in order to lease City Hall and the Recreation Center back from the Trustee. The City issued 2018 Certificates of Participation totaling $65,280,000 evidencing proportionate interests in the base rentals under the Lease Purchase Agreement. The proceeds of the issuance will be used to finance or reimburse the City for the costs of the new Trail Winds Recreation Center, a new Public Safety Facility and other capital improvements. The base rentals are due in annual installments of$2,280,00 to $4,610,000 through December 1, 2039 with interest at 4.00%to 5.00%and currently amounts to $57,425,000.The 2018 Lease Purchase Agreement unamortized premium was $3,412,239 at December 31, 2022. 2020 Certificates of Participation - In May 2020, the City entered into the First Amendment to the Site and Improvement Lease, dated November 1, 2018, with US Bank, NA as Trustee pursuant to which the City will lease to the Trustee, in addition to the facilities listed in the Original Lease, the Active Adult Center. Simultaneously, the City entered into an amended annually renewable Lease Purchase Agreement under which the City will pay base rentals in order to lease, in addition to the facilities in the Original Agreement, the Active Adult Center back from the Trustee. The City issued 2020 Certificates of Participation totaling $26,785,000, evidencing proportionate interests in the base rentals under the Amended Lease Purchase Agreement. The proceeds of the issuance will be used to finance or reimburse the City for the costs of the new Active Adult Center and rehabilitating the aquatics facility at the Margaret W. Carpenter Recreation Center. The base rentals are due in annual installments of $1,090,000 to $1,995,000 through December 1, 2038 with interest at 3.00% to 5.00% and currently amounts to $24,765,000. The 2020 Amended Lease Purchase Agreement unamortized premium was $3,190,569 at December 31, 2022. 3. Other Obli4ations In 1986, the City entered into a settlement agreement with the Water Supply and Storage Company ("the Company"), a mutual ditch company. Among the terms and conditions of the settlement, the City agreed to make certain capital contributions to the Company in the form of direct payments in the years 1987, 1988, and 1989, and committed to contribute an additional $5,000,000 toward future mutually beneficial capital projects or improvements to the system. As of December 31, 2022 the remaining amount owed under this portion of the agreement is $861,226. This balance does not accrue interest and is not required to be paid before any specific date in accordance with the agreement. 43 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT (CONTINUED) 3. Other Obliqations (Continued) In 2019, the implementation of GASB Statement No. 83, Certain Asset Retirement Obligations, resulted in recording the following liabilities and were outstanding at the end of December 31, 2022: In the governmental activities, a liability of $375,000 remaining for obligations related to three underground and two aboveground fuel tanks (capacities ranging from 4,000 to 10,000 gallons), these tanks provide fuel for the City's vehicles and equipment. The obligation is legally enforceable by a Colorado State Regulation from the Division of Oil and Public Safety for both aboveground and underground storage tanks. The methods and assumptions used to measure liability was based on historical cost for tank abandonment provided by the Fleet Manager. The estimated remaining life of the three underground fuel tanks is 9 years. The estimated remaining life of the two aboveground tanks is 15 years. There are no legal funding requirements or assurances, or restricted amounts for the payment of these liabilities. In the business-type activities, a liability of $50,000 is remaining for an obligation related to a 4,000 gallon underground fuel tank that provides fuel for a backup generator to one of the City's pump stations. The obligation is legally enforceable by a Colorado State Regulation from the Division of Oil and Public Safety for Storage Tanks. The methods and assumptions used to measure liability was based on a direct quote obtained by the Utilities Manager. The estimated remaining life of the underground fuel tank is 6 years. There are no legal funding requirements or assurances, or restricted amounts for the payment of this liability. 4. Lease Obliaations Lease Obligations Governmental Activites euilding and Improvements - Pinnacle Shopping Center Suite 170 - In August 2020, the City entered into a four year lease agreement on suite 170 at the premises of The Pinnacle Shopping Center at 550 East Thornton Parkway. Previously recognized as an operating lease, this lease was remeasured under the new GASB 87 guidance effective 1/1/2022. The City recorded an initial lease liability of$127,893, as of December 31, 2022 the lease liability is $79,520. The City was required to make monthly principal and interest payments of$4,095 (Jan�22 -July'22), $4,176 (Aug'22 -Jul'23), and $4,259 (Aug'23 -Jul '24). The lease has an interest rate of 1.23%. The premises had an initial useful life of 50 years. The net book value of the right to use asset as of December 31, 2022 is $78,381 with accumulated amortization of$49,512, which is included in buildings and improvements in governmental activities in Footnote E. Pinnacle Shopping Center Suite 9499-A2 - In September 2021, the City entered into a one year lease agreement with two additional one year options that the City is likely to exercise on suite 9499-A2 at the premises of The Pinnacle Shopping Center at 550 East Thornton Parkway. Previously recognized as an operating lease, this lease was remeasured under the new GASB 87 guidance effective 1/1/2022.The City recorded an initial lease liability of $181,999, as of December 31, 2022 the lease liability is $118,365. The City was required to make monthly principal and interest payments of $5,444. The lease has an interest rate of 1.23%. The premises had an initial useful life of 50 years. The net book value of the right to use asset as of December 31, 2022 is $117,763 with accumulated amortization of $64,236, which is included in buildings and improvements in governmental activities in Footnote E. Lease Obligations Governmental Activites General Equipment- Ricoh Copiers - In March 2018, the City entered into a five year lease agreement on two reprographics copiers. This lease was remeasured under the new GASB 87 guidance effective 1/1/2022. The City recorded an initial lease liability of $37,978, as of December 31, 2022 the lease liability is $9,775. The City is required to make monthly principal and interest payments of $2,483. The lease has an interest rate of 7.26%. The equipment had an initial useful life of five years. The net book value of the right to use asset as of December 31, 2022 is $9,490 with accumulated amortization of$28,488, which is included in general equipment in governmental activities in Footnote E. This lease includes a variable monthly maintenance payment covering the five year lease agreement. As of December 31, 2022 this variable payment not included in the liability above is $25,381. 44 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT (CONTINUED) 4. Lease Obliqations (Continued) Lease Obligations Governmenral Activites General Equipment(Continued) - Wirtgen Milling Machine - In February 2021, the City entered into a five year lease agreement on one wirtgen milling maching with canopy. This lease was remeasured under the new GASB 87 guidance effective 1/1/2022. The City recorded an initial lease liability of$451,447, as of December 31, 2022 the lease liability is $336,090. The City is required to make annual principal and interest payments of$115,357. The lease has an interest rate of 1.48%. The equipment had an initial useful life of ten years.The City has the option to purchase the equipment for$119,200 when the lease ends on February 25, 2026. The net book value of the right to use asset as of December 31, 2022 is $338,587 with accumulated amortization of $112,860, which is included in general equipment in governmental activities in Footnote E. Axon Tasers - In June 2019, the City entered into a five year lease agreement on tasers. Previously recognized as an operating lease, this lease was remeasured under the new GASB 87 guidance effective 1/1/2022. The City recorded an initial lease liability of $374,775, as of December 31, 2022 the lease liability is $186,423. The City is required to make annual principal and interest payments of$188,352. The lease has an interest rate of 1.04%. The equipment had an initial useful life of five years. The net book value of the right to use asset as of December 31, 2022 is $224,859 with accumulated amortization of $149,916, which is included in general equipment in governmental activities in Footnote E. Canon Copiers-In February 2020,the City entered into a five year lease agreement on citywide printer and copier equipment. Previously recognized as an operating lease, this lease was remeasured under the new GASB 87 guidance effective 1/1/2022. The City recorded an initial lease liability of$534,241, as of December 31, 2022 the lease liability is $370,098. The City is required to make monthly principal and interest payments of $14,103. The lease has an interest rate of 1.23%. The equipment had an initial useful life of five years. The net book value of the right to use asset as of December 31, 2022 is $369,865 with accumulated amortization of $164,376, which is included in general equipment in governmental activities in Footnote E.This lease includes a variable usage payment covering the five year lease agreement. As of December 31, 2022 this variable payment not included in the liability above is $63,109. Obligations under leases at December 31, 2022 are as follows: Year Principal Interest Total 2023 $ 586,264 $ 10,303 $ 596,567 2024 362,156 3,958 366,114 2025 151,851 359 152,210 Totals $ 1,100,271 $ 14,620 $ 1,114,891 45 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT (CONTINUED) 4. Lease Obliqations (Continued) Lease Obligations Business Type Activites - Liquid Oxygen Tank - In July 2019, the City entered into a one year lease agreement effective January 1, 2021 with four additional one year options that the City is likely to exercise on a liquid oxygen at the Thornton water treatment plant. Previously recognized as an operating lease, this lease was remeasured under the new GASB 87 guidance effective 1/1/2022. The City recorded an initial lease liability of $62,148, as of December 31, 2022 the lease liability is$46,765. The City is required to make monthly principal and interest payments of$1,315. The lease has an interest rate of 0.80%. The equipment had an initial useful life of 30 years. The net book value of the right to use asset as of December 31, 2022 is $46,608 with accumulated amortization of $15,540, which is included in general equipment in business type activities in Footnote E. This lease includes a variable monthly maintenance payment covering the five year lease agreement. As of December 31, 2022 this variable payment not included in the liability above is $34,220. Obligations under lease at December 31, 2022 are as follows: Year Principal Interest Total 2023 $ 15,465 $ 315 $ 15,780 2024 15,588 192 15,780 2025 15,712 68 15,780 Totals $ 46,765 $ 575 $ 47,340 46 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT (CONTINUED) 5. Long-Term Obliqation Activitv As a result of the adoption of GASB Statement No. 87, the beginning balance for Governmental activities: Leases has been restated. For net impact on beginning net position reference footnote A21. Long-term liability activity for the year ended December 31, 2022 was as follows: Beginning Balances Due within (as restated) Increases Decreases Ending Balances one year Governmental activities: Tax increment bonds $ 32,040,000 $ - $ 1,765,000 $ 30,275,000 $ 1,845,000 Add unamortized premium 2,063,232 - 182,248 1,880,984 - Total bonds payable 34,103,232 - 1,947,248 32,155,984 1,845,000 Certificates of participation 88,630,000 - 6,440,000 82,190,000 3,370,000 Less unamortized discount (16,003) - (16,003) - - Add unamoritized premium 7,013,596 - 410,788 6,602,808 - Total certificate of participation payable 95,627,593 - 6,834,785 88,792,808 3,370,000 Leases 1,861,734 - 761,463 1,100,271 586,264 Compensated absences 7,959,397 7,301,340 6,265,300 8,995,437 2,065,683 Risk - claims liability 5,818,074 8,840,014 9,483,980 5,174,108 2,591,978 Other - asset retirement obligation 375,000 - - 375,000 - Governmental activities: Total long-term liabilities $145,745,030 $ 16,141,354 $ 25,292,776 $136,593,608 $ 10,458,925 Business-type activities: Revenue bonds $106,870,000 $ - $ 3,185,000 $103,685,000 $ 3,350,000 Add unamortized premium 13,792,825 - 570,009 13,222,816 - Total bonds payable 120,662,825 - 3,755,009 116,907,816 3,350,000 Leases 62,148 - 15,383 46,765 15,465 Compensated absences 1,094,312 1,075,920 1,076,501 1,093,731 274,909 Other 911,226 - - 911,226 - Business-type activities: Total long-term liabilities $122,668,363 $ 1,075,920 $ 4,846,893 $118,959,538 $ 3,640,374 Governmental activities, claims and judgments are generally liquidated by the general fund. Compensated absences would be liquidated by the respective fund where the liablity accrued. 47 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE G - LONG-TERM DEBT (CONTINUED) 6. Debt Service Reauirements Debt service requirements on long-term debt at December 31, 2022 are as follows: GOVERNMENTAL ACTIVITIES BUSINESS-TYPE ACTIVITIES Tax increment bonds Certificates of participation Revenue bonds Year ending Dec 31, Principal Interest Principal Interest Principal Interest 2023 $ 1,845,000 $ 1,377,107 $ 3,370,000 $ 3,482,650 $ 3,350,000 $ 3,710,794 20Z4 1,930,000 1,284,856 3,535,000 3,314,150 3,515,000 3,543,294 2025 2,030,000 1,188,357 3,715,000 3,137,400 3,670,000 3,387,244 2026 2,575,000 1,086,857 3,900,000 2,951,650 3,840,000 3,224,194 2027 2,705,000 958,107 4,090,000 2,756,650 4,005,000 3,053,544 2028-2032 9,305,000 3,389,157 23,675,000 10,581,700 22,560,000 12,737,525 2033-2037 9,885,000 1,397,684 28,865,000 5,376,050 18,060,000 8,664,961 2038-2042 - - 11,040,000 606,050 15,170,000 5,849,400 2043-2047 - - - - 17,620,000 3,401,100 2048-2050 - - - - 11,895,000 720,600 $ 30,275,000 $ 10,682,125 $ 82,190,000 $ 32,206,300 $ 103,685,000 $ 48,292,656 7. Revenues Pledued for Debt Service The City has pledged future water customer revenues, net of specified operating expenses, to repay $39,380,000 in water revenue refunding bonds and $78,255,000 in water revenue bonds. Proceeds from the revenue refunding bonds, Series 2013, were used for rejuvenation of the water treatment facilities, improving and expanding water storage,and various other projects and the proceeds from the revenue bonds, Series 2020, were used to construct a water treatment plant.The bonds are payable solely from water customer net revenues and are payable through 2050. Annual principal and interest payments on the bonds are expected to require less than 8% of net revenues. The total principal and interest remaining to be paid on the bonds is $152 million. For the year ended December 31, 2022 net available revenues were$90,811,840, principal and interest paid were$3,185,000, and $3,870,044, respectively. NOTE H - UNEARNED REVENUE The General Fund includes unearned revenue of $93,103, which is related to funds received for prefunded permit fees. The Governmental Capital Fund has $17,388,217 related to funds received from American Rescue Plan Act of 2021. The Open Space Fund has $9,600 for a property lease. The Water Fund has $125,854 for water and farm leases. NOTE I — RETIREMENT PLANS City employees are covered under one of two different retirement plans, depending on occupation and date of hire. Additionally,the City Manager,the City Attorney, and the presiding Municipal Judge are covered under their own separate retirement plans. All plans and plan amendments are approved by City Council as single-employer, defined contribution plans, qualified under IRS guidelines,except the fire and police pension plans,an agent multiple-employer defined benefit plan and a cost sharing multiple-employer defined benefit plan. In early 2017,City Council passed a resolution to reaffiliate with the Fire and Police Pension Association (FPPA),a multiple- employer defined benefit plan. Sworn police and firefighters hired before July 10, 2017 were given the option to remain in the City's local money purchase plan or reenter FPPA. Sworn police and firefighters hired on or after July 10, 2017 are enrolled in the FPPA Statewide Defined Benefit plan (SWDB). 48 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) At December 31, 2022, the City reported the following aggregate amounts related to the FPPA plans to which it contributes: Statement of Net Position and Governmental Statement of Activities Activities Net pension liability $ 3,013,918 Net pension asset 22,178,303 Deferred outflows of resources 11,771,845 Deferred inflows of resources 15,852,989 Pension income 6,082,108 All plans are administered by outside trustees and do not meet the standards of accounting principles generally accepted in the United States of America for inclusion as part of the reporting entity. For purposes of ineasuring the net pension liability, net pension asset, deferred outflows of resources and deferred inflows of resources related to pensions, and pension expense, information about the fiduciary net position of the City Fire and Police Pension Plans and additions to/deductions from the Fire and Police Pension Plans fiduciary net position have been determined on the same basis as they are reported by the Fire and Police Pension Association of Colorado (FPPA). For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with benefit terms. Investments are reported at fair value. The City's money purchase plans do not meet the definition of a component unit in GASB Statement No. 84 and the City does not control the assets of the plans, so the plans are not included as a fiduciary activity in the financial statements. A description of each plan and selected financial information follows. 1. Defined Contribution Monev Purchase Plans a. Regular Employee Money Purchase Plan Plan Description. The Regular Employee Money Purchase Plan is a single employer defined contribution plan maintained for regular employees.Assets are administered and held by Nationwide.The plan requires mandatory employee pre-tax contributions to the plan of 6% of base pay. The City also contributes 7.6% of employees' base pay to the plan. The plan requires employee participation in the plan immediately upon date of hire. Vesting of employer contributions is as follows: 0% in employer contributions for the first 2 years, 30% at 3 years, 40% at 4 years, and 100% at 5 years of service; and forfeited contributions may be used to offset future employer contributions. Benefit terms are established and amended on the authority of City Council. Funding. Employer contributions are funded every pay period by the governmental and proprietary funds. The City's contributions for 2022 were$4,930,925(which includes the City's match for voluntary contributions,which is further explained on footnote J). City employees' contributions for 2022 were $7,398,330. The City's contributions were offset by $89,965 in employee forfeitures. b. City Manager, City Attorney and presiding Municipal Judge Money Purchase Plan (Contract Employee Plan) Plan Description. The Contract Employee Plan is a single employer defined contribution plan maintained for the City Manager, City Attorney, and presiding Municipal Judge. Assets are administered and held by Nationwide. Funding. Employer contributions are funded every pay period by the General Fund and the terms of the plan are negotiated periodically as a part of their employment contract. The City and employee contributions for 2022 were $52,727 and $61,357 respectively. 49 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 1. Defined Contribution Monev Purchase Plans (Continued) c. Firefighters Money Purchase Plan Plan Description. The Firefighters Employee Money Purchase Plan is a single employer defined contribution plan maintained for all full-time firefighters hired on or after January 1, 1994 and before July 10, 2017. Firefighters hired before July 10, 2017 were given the option to remain in the City's local money purchase plan or reenter FPPA. Assets are administered and held by Nationwide. The plan requires mandatory employee contributions of 9% of base pay. The City's contribution is 9% of base pay. Vesting of employees is as follows: 0% in employer contributions for the first 2 years, 30%at 3 years,40%at 4 years, and 100%at 5 years of service; and forfeited contributions may be used to offset future employer contributions. Benefit terms are established and amended on the authority of City Council. Funding. Employer contributions are funded every pay period from the General Fund. The City's contributions for 2022 were $262,266. The City firefighters' mandatory contributions for 2022 were $262,266. d. Police Money Purchase Plan Plan Description. The Police Money Purchase Plan is a single employer defined contribution plan maintained for all full-time, sworn police officers hired before July 10, 2017. Sworn police hired before July 10, 2017 were given the option to remain in the City's local money purchase plan or reenter FPPA. Assets are administered and held by Nationwide. The plan requires mandatory employee contributions of 10%of base pay. The City's contribution is 10% of base pay. Vesting of employer contributions is as follows: 0% in employer contributions for the first 2 years, 30% at 3 years, 40% at 4 years, and 100% at 5 years of service; and forfeited contributions may be used to offset future employer contributions. Benefit terms are established and amended on the authority of City Council. Funding. Employer contributions are funded every pay period from the General Fund. The City's contributions for 2022 were $180,017. The City police employees' mandatory contributions for 2022 were $180,017. The City's contributions were offset by $11,265 in employee forfeitures. e. Fire and Police Statewide Money Purchase Plan Plan Description. The Fire & Police Statewide Money Purchase Plan is a multiple-employer defined contribution pension plan, for full-time and part-time firefighters and police officers, as well as its full-time and part-time administrative employees whose services are auxiliary to fire protection. The plan is administered by the Fire & Police Pension Association of Colorado. The Fire & Police Pension Association of Colorado issues a publicly available financial report that can be obtained at www.fppaco.orq. Funding. Contributions to the plan are calculated as a percentage of the member's pensionable earnings, which is specified by state statute. For Firefighter members, the plan requires mandatory employee contributions of 9.0% of base pay, which is matched by the City. For Police Officer members the plan requires mandatory employee contributions of 10% of base pay, which is matched by the City. Employer and member contributions are invested in funds at the discretion of inembers. Members are always fully vested in their own contributions,and the earnings on those contributions.Vesting in the City's contributions and earnings on those contributions occurs according to the vesting schedule set by state statute at 20% per year after the first year of service to be 100% vested after 5 years of service. Unvested City contributions and earnings thereon are forfeited upon termination of employment. Such forfeitures are used to cover a portion of the pension plan's administrative expenses. Any administrative expenses not covered by forfeitures are charged directly to member accounts. Benefit terms are established and amended through collective bargaining agreements between the City of Thornton and the Thornton Firefighters Local Number 2376, International Association of Firefighters and the Fraternal Order of Police, Thornton Lodge 16. Employees are permitted to make contributions to the pension plan, up to applicable Internal Revenue Code limits. Employer contributions are funded every pay period from the General Fund. For the year ended December 31, 2022, City and employee contributions were both $42,437. 50 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans a. Fire and Police Pension Old Hire Fire Pension Plan Plan Description. The City Fire Pension Plan (the Old Hire Plan), a defined benefit pension plan, established in accordance with Colorado law, covers all full-time firefighters hired prior to April 8, 1978. All plan assets held by the City were transferred in January 1986 to FPPA, an agent multiple-employer defined benefit pension plan. The City's fire department transferred out of the City, into a joint venture fire district in 1994. The fire district dissolved on December 31, 1999, and the fire department rejoined the City on January 1, 2000. The maintenance of total plan assets sufficient to pay the benefits relating to contributions prior to January 1, 1994 was the responsibility of the City while the firefighters were members of the fire district. Participants are eligible for plan benefits at the age of 50 and after completing twenty years of active service. Plan benefits consist of a monthly pension of up to 70.0% of monthly salary as of the date of retirement. Additional surviving spouse benefits of lesser amounts are also available. In accordance with a 1976 decision by the Colorado Supreme Court, the City must return all individual employee contributions upon termination. FPPA issues a publicly available financial report that includes financial statements for the Old Hire Plan. The FPPA Annual Comprehensive Financial Report can be obtained on FPPA's website at www.fppaco.org. Funding Policy. Contributions are funded from the General Fund,the City's contributions for 2022 were$359,717. As of December 31, 2022, there are no active participants and 18 inactive employees or beneficiaries currently receiving benefits. In 2022, there were no contributions made by participants. Pension Liability. The City's net pension liability of $3,013,918 for the Old Hire Plan was measured as of December 31,2021. The total pension liability was determined by a full actuarial valuation of that date. Actuarial Assumptions. The significant actuarial assumptions used to determine contribution rates are as follows: Actuarial Method Entr A e Normal Inflation 2.5% Salar Increases N/A Sin le Discount Rate 6.50% Investment Rate of Return 6.50% Retirement A e An remainin actives are assumed to retire immediatel . Mortality Post-retirement: 2006 central rates from the RP-2014 Annuitant Mortality Tables for males and females projected to 2018 using the MP-2017 projection scales, and then projected prospectively using the ultimate rates of the scale for all years. Disabled re-1980 : Post-retirement rates set forward three ears Actuarial determined contribution rates are calculated as of January 1 of even numbered years. An actuarial experienced study with valuations as of January 1, 2020, determined the contribution amounts for 2021 and 2022, which follow the standard one-year lag. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighing the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. Best estimates of arithmetic nominal rates of return for each major asset class included in the Fund's target asset allocation as of December 31, 2021 are summarized in the following table: 51 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I - RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) a. Fire and Police Pension Old Hire Fire Pension Plan (Continued) Long-term Target Expected Asset Class Allocation Rate of Return Global Public Equity 17.0% 7.8% Long/Short 6.0% 6.9% Private Capital 28.0% 10.5% Fixed Income - Rates 32.0% 2.3% Fixed Income - Credit 6.0% 3.5% Absolute Return 6.0% 5.6% Cash 5.0% 0.1% Total 100.0% Discount Rate. The discount rate used to measure the total pension liability was 6.50%. The projection of cash flows used to determine the discount rate assumed that contributions from participating employers will be made based on the actuarially determined rates based on the Board's funding policy,which establishes the contractually required rates under Colorado statutes. Based on those assumptions, the OH - Defined Benefit Component plan fiduciary net position was projected to be available to make all the projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Changes in the Net Pension Liability. Increase (Decrease) Total Plan Net Pension Fiduciary Pension Liability Net Position Liability (a) (b) (a) - (b) Balances at December 31, 2021 $ 7,549,629 $ 3,954,749 $ 3,594,880 Changes for the year: Interest 466,116 - 466,116 Differences between expected and actual experience 107,012 - 107,012 Contributions - employer - 697,637 (697,637) Net investment income - 461,655 (461,655) Benefit payments, including refunds of employee contributions (769,332) (769,332) - Administrative expense - (5,202) 5,202 Netchanges (196,204) 384,758 (580,962) Balance at December 31, 2022 $ 7,353,425 $ 4,339,507 $ 3,013,918 Regarding the sensitivity of the net pension liability to changes in the Single Discount Rate,the following presents the plan's net pension liability, calculated using a Single Discount Rate of 6.50%, as well as what the plan's net pension liability would be if it were calculated using a Single Discount Rate that is one percent lower or one percent higher: 1% Single Discount Rate 1% Decrease Assumption Increase 5.50% 6.50% 7.50% City's net pension liability $ 3,582,985 $ 3,013,918 $ 2,516,073 Pension Plan Fiduciary Net Position. Detailed information about the pension plan's fiduciary net position is available in the separately issued FPPA financial reports. 52 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) a. Fire and Police Pension Old Hire Fire Pension Plan (Continued) Pension Expense. For the year ended December 31, 2022, the City recognized pension income of $150,709 for the Old Hire Plan. Pension Deferred Outflows/Inflows of Resources. At December 31, 2022, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Net difference between projected and actual investment earnings $ - $ Z78,076 City contributions subsequent to the measurement date 359,717 - Total $ 359,717 $ 278,076 The $359,717 reported as deferred outflows of resources are related to City contributions subsequent to the measurement date and will be recognized as a reduction of the net pension liability in the year ended December 31, 2023. Other amounts reported as deferred inflows of resources related to the Old Hire plan will be recognized in pension income as follows: Year ending December 31 Amount 2023 $ (52,810) 2024 (114,266) 2025 (69,588) 2026 (41,412) Total $ (278,076) b. Fire and Police Pension Statewide Defined Benefit Plan Plan Description.The Statewide Defined Benefit Plan (SWDB) is a cost-sharing multiple-employer defined benefit pension plan covering substantially all full-time employees of participating fire or police departments in Colorado hired on or after April 8, 1978 (New Hires), provided that they are not already covered by a statutorily exempt plan. As of August 5, 2003, the Plan may include clerical and other personnel from fire districts whose services are auxiliary to fire protection. The Plan became effective January 1, 1980. The Plan assets are included in the Fire & Police Members' Benefit Investment Fund and the Fire & Police Members' Self-Directed Investment Fund (for Deferred Retirement Option Plan (DROP)assets and Separate Retirement Account assets from eligible retired members). The Plan is administered by the Fire & Police Pension Association of Colorado (FPPA). FPPA issues a publicly available Annual Comprehensive Financial Report that can be obtained on FPPA's website at www.fppaco.org. The City's fire department transferred out of the City, into a joint venture fire district in 1994. The fire district dissolved on December 31, 1999, and the fire department rejoined the City on January 1, 2000. The New Hire Plan was not the responsibility of the City while the firefighters were members of the fire district. A member is eligible for a normal retirement pension once the member has completed twenty-five years of credited service and has attained the age of 55. Effective January 1, 2021, a member may also qualify for a normal retirement pension if the member's combined years of service and age equals at least 80,with a minimum age of 50 (Rule of 80). 53 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) b. Fire and Police Pension Statewide Defined Benefit Plan (Continued) The annual normal retirement benefit is 2% of the average of the member's highest three years' pensionable earnings for each year of credited service up to ten years, plus 2.5% for each year of service thereafter. The benefit earned prior to January 1, 2007 for members of affiliated Social Security employers will be reduced by the amount of Social Security income payable to the member annually. Effective January 1, 2007, members covered under Statewide Defined Benefit Social Security Component will receive half the benefit when compared to the Statewide Defined Benefit Plan. Benefits adjustments paid to retired members are evaluated annually and may be re-determined every October 1. The amount of any increase is based on the Board's discretion and can range from 0% to the higher of 3% or the Consumer Price Index for Urban Wage Earners and Clerical Workers (CPI-W). A member is eligible for an early retirement after completion of 30 years of service or attainment of age 50 with at least five years of credited service. The early retirement benefit equals the normal retirement benefit reduced on an actuarially equivalent basis. Upon termination, an employee may elect to have member contributions, along with 5% as interest, returned as a lump sum distribution. Alternatively, a member with at least five years of accredited service may leave contributions with the Plan and remain eligible for a retirement pension at age 55 equal to 2% of the member's average highest three years' pensionable earnings for each year of credited service up to ten years, plus 2.5% for each year of service thereafter. Funding Policy. Through December 31, 2021 contribution rates for the SWDB plan are set by state statute. Employer contribution rates can only be amended by state statute. Member contribution rates can be amended by state statute or election of the membership. Effective January 1, 2022, contribution rates for employers and members may be increased equally by the FPPA Board of Directors upon approval through an election by both the employers and members. The current employer contribution rate is 9% for all firefighters, regardless of hire date, and 9%for all police hired after July 10, 2017. For police hired before July 10, 2017, the statutory required employer contribution is 9%,the City contributes 10% based on an underlying contractual commitment between the City and police. Employer contributions will increase 0.5% annually beginning in 2021 through 2030 to a total of 13% of pensionable earnings. Member contribution rates can be amended by state statute or election of the membership. The current member contribution rate for of the SWDB is 12% of pensionable earnings. Members covered under this plan may elect an optional account known as the"deferred retirement option plan" or"DROP"within five years prior to retirement. The purpose of DROP is to allow an eligible participant to elect, in lieu of immediate termination of employment and receipt of a service retirement benefit, to continue employment for a specified period of time not to exceed five years, coupled with the deferral of actual receipt of retirement benefits until the end of such specified period, at which time employment shall cease. Once a participant elects a DROP, the City is no longer required to match that participant's contribution. As of measurement date December 31, 2021, 7 active participants in this plan had elected a DROP. The City's contributions to the Plan for the year ending December 31, 2022 were $2,865,576. Pension Asset. The City's net pension asset of$18,853,591 for its proportionate share of the SWBD net pension asset was measured as of December 31, 2021. The total pension liability was determined by a full actuarial valuation of that date. The City's reported asset at December 31, 2022, increased to $18,853,591 from the City's prior year asset of $8,375,087 because of changes in the SWDB net pension asset and the City's proportionate share of that asset. The SWDB Plan's publicly available financial report provides details on the change in the net pension asset. The City's proportion of the net pension asset was based on contributions received and processed by employers that were members of the SWDB plan within the year ended December 31, 2021.The City's proportion measured as of December 31, 2021, was 3.478948%, which was a decrease of 0.378756% from its proportion measured as of December 31, 2020. 54 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) b. Fire and Police Pension Statewide Defined Benefit Plan (Continued) Pension Expense and Deferred Outflows/Inflows of Resources. For the year ended December 31, 2022, the City recognized a pension income for the SWDB plan of$5,405,771.At December 31, 2022,the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Difference between expected and actual experience $ 4,959,060 $ - Changes of assumptions 2,688,657 - Net difference between projected and actual investment earnings - 12,617,886 Changes in proportion and differences between City contributions and proportionate share of contributions - 1,475,142 City contributions subsequent to the measurement date 2,865,576 - Total $ 10,513,293 $ 14,093,028 The $2,865,576 reported as deferred outflows of resources related to the SWDB Plan resulting from City contributions subsequent to the measurement date will be recognized as a reduction of the net pension asset in the year ended December 31, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to the SWDB Plan will be recognized in pension expense (income) as follows: Year ending December 31 Amount 2023 $ (2,118,104) 2024 (3,423,269) 2025 (2,105,086) 2026 (903,012) 2027 923,250 Thereafter 1,180,910 Total $ (6,445,311) Actuarial Assumptions. The actuarial valuations for the Statewide Defined Benefit Plan were used to determine the total pension liability and actuarially determined contributions for the fiscal year ending December 31, 2021. The valuations used the following actuarial assumption and other inputs: Total Pension Liability Actuarial Determined Contributions Actuarial Valuation Date January 1, 2022 January 1, 2021 Actuarial Method Entry Age Normal Entry Age Normal Amortization Method N/A Level % of Payroll, Open Amortization Period N/A 30 Years Long-term Investment Rate of Return* 7.0% 7.0% Projected Salary Increases* 4.25% - 11.25% 4.25% - 11.25% Cost of Living Adjustments (COLA) 0.0% 0.0% *Includes Inflation at 2.5% 2.5% For determining the total pension liability and actuarially determined contributions, the post-retirement mortality tables for non-disabled retirees uses the 2006 central rates from RP-2014 Annuitant Mortality Tables projected to 2018 using the MP-2017 projection scales, and the projected prospectively using the ultimate rates of the scale for all years. The pre-retirement off-duty mortality tables are adjusted to 50% of the RP-2014 mortality tables for active employees. The on-duty mortality rate is 0.00015 55 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) b. Fire and Police Pension Statewide Defined Benefit Plan (Continued) At least every five years the FPPA's Board of Directors, in accordance with best practices, reviews its economic and demographic actuarial assumptions. At its July 2018 meeting,the Board of Directors reviewed and approved recommended changes to the actuarial assumptions. The recommendations were made by the FPPA's actuaries, Gabriel, Roeder, Smith &Co., based upon their analysis of past experience and expectations of the future. The assumption changes were effective for actuarial valuations beginning January 1, 2019.The Actuarial assumptions impact actuarial factors for benefit purposes such as purchases of service credit and other benefits where actuarial factors are used. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighing the expected future real rates of return by the target asset allocation percentage and by adding expected inflation (assumed at 2.5%). Best estimates of arithmetic real rates of return for each major asset class included in the Fund's target asset allocation as of December 31, 2021 are summarized in the following table: Long-term Target Expected Asset Class Allocation Rate of Return Global Equity 39.0% 8.2% Equity Long/Short 8.0% 6.9% Private Markets 26.0% 10.6% Fixed Income - Rates 10.0% 4.0% Fixed Income - Credit 5.0% 5.3% Absolute Return 10.0% 5.6% Cash 2.0% 2.3% Total 100.0% Discount Rate. The discount rate used to measure the total pension liability was 7.00%. The projection of cash flows used to determine the discount rate assumed that contributions from participating employers will be made based on the actuarially determined rates based on the Board's funding policy,which establishes the contractually required rates under Colorado statutes. Based on those assumptions, the SWDB plan fiduciary net position was projected to be available to make all the projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Regarding the sensitivity of the net pension asset to changes in the Single Discount Rate, the following presents the plan's net pension asset, calculated using a Single Discount Rate of 7.00%, as well as what the plan's net pension asset would be if it were calculated using a Single Discount Rate that is one percent lower or one percent higher: 1% Single Discount Rate 1% Decrease Assumption Increase 6.0% 7.0% 8.0% City's proportionate share of the net pension (asset) $ (2,600,027) $ (18,853,591) $ (32,318,765) Pension Plan Fiduciary Net Position. Detailed information about the pension plan's fiduciary net position is available in the separately issued SWDB financial report. 56 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I — RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) b. Fire and Police Pension Statewide Defined Benefit Plan (Continued) Subsequent Event. Statewide Retirement Plan: During 2022, House Bill 22-1034 was signed into law. This legislation combines the assets and liabilities of the Statewide Defined Benefit Plan and Statewide Hybrid Plan to form the Statewide Retirement Plan effective January 1, 2023. The merger will result in increased longer term stability for both plans in addition to simplification of administration, operation and communication of benefits. The financial impact of the merger of plans is being determined. Actuarial Experience Study: During 2022, FPPA engaged Gabriel, Roeder Smith & Co. to complete an actuarial experience study. The FPPA Board of Directors accepted the findings of the study at is July 28, 2022 meeting. These assumptions will be included in Statewide Retirement Plan valuation as of January 1, 2023. c. Fire and Police Pension Statewide Hybrid Plan — Defined Benefit Component Plan Description. The Statewide Hybrid Plan (SWH) is a cost-sharing multiple-employer defined benefit pension plan offered to Sworn Police and Firefighters hired before July 10, 2017 that chose to reaffiliate with FPPA in 2017. The SWH is comprised of two components: Defined Benefit and Money Purchase. The plan assets associated with the Defined Benefit Component are included in the Fire & Police Members' Benefit Investment Fund and the Plan assets associated with the Money Purchase Component and Deferred Retirement Option Plan (DROP)assets are included in the Fire&Police Members'Self-Directed Investment Plan.The plan is administered by the Fire & Police Pension Association of Colorado (FPPA). FPPA issues a publicly available Annual Comprehensive Financial Report which can be obtained on FPPA's website at www.fppaco.org. The SWH Plan document states that any member may retire from further service and become eligible for a normal retirement pension at any time after age 55, if the member has at least 25 years of service. The annual normal pension of the Defined Benefit Component is 1.5% of the average of the member's highest three years' pensionable earnings for each year of credited service. Benefits paid to retired members of the Defined Benefit Component are evaluated and may be re-determined annually on October 1. The amount of any increase is based on the FPPA Board's discretion and can range from 0% to 3%. A member is eligible for early retirement within the Defined Benefit Component after completion of 30 years of service or attainment of age 50 with at least five years of credited service. The early retirement benefit equals the normal retirement benefit reduced on an actuarially equivalent basis. Upon termination, a member may elect to have all contributions, along with 5% as interest, returned as a lump sum distribution from the Defined Benefit Component. Alternatively, a member with at least five years of accredited service may leave contributions with the Defined Benefit Component of the Plan and remain eligible for a retirement pension at age 55 equal to 1.5% of the average of the member's highest three years' pensionable earnings for each year of credited service. Funding Policy. The Plan sets contribution rates at a level that enables all benefits to be fully funded at the retirement date of all members. Contribution rates are determined by the City, however, the plan requires a minimum rate for both employer and members be at least 8% of the member's base pensionable earnings. The amount allocated to the Defined Benefit Component is set annually by the FPPA Board of Directors. Excess contributions fund the Money Purchase Component of the Plan. Firefighters have a mandatory 9% member contribution rate and Police Officers have a mandatory 10%contribution rate, both matched equally by the City. Members covered under this plan may elect an optional account known as the"deferred retirement option plan" or��DROP"within five years prior to retirement. The purpose of DROP is to allow an eligible participant to elect, in lieu of immediate termination of employment and receipt of a service retirement benefit, to continue employment for a specified period of time not to exceed five years, coupled with the deferral of actual receipt of retirement benefits until the end of such specified period, at which time employment shall cease. Once a participant elects a DROP, the City is no longer required to match that participant's contribution. As of December 31, 2021, no active participants in this plan had elected a DROP. The City's contributions to the Plan for the year ending December 31, 2022 were $153,171. 57 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I - RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) c. Fire and Police Pension Statewide Hybrid Plan - Defined Benefit Component (Continued) Within the Money Purchase Component, members are always fully vested in their own contributions, as well as the earnings on those contributions. Vesting in the employer's contributions within the Money Purchase Component, and earnings on those contributions occurs according to the vesting schedule set by the plan document at 20% per year after the first year of service to be 100% vested after 5 years of service. Employer and member contributions are invested in funds at the discretion of inembers. Pension Asset. The City's net pension asset of $3,324,712 for its proportionate share of the SWH net pension asset was measured as of December 31, 2021. The total pension liability was determined by a full actuarial valuation of that date. The SWH publicly available financial report provides details on the change in the net pension asset. The City's proportion of the net pension asset was based on contributions received and processed by employers that were members of the SWH plan within the year ended December 31, 2021. The City's proportion measured as of December 31, 2021, was 8.767776%, which was an increase of 0.350386%from its proportion measured as of December 31, 2020. Pension Expense and Deferred Outflows/Inflows of Resources. For the year ended December 31, 2022, the City recognized a pension income for the Hybrid Plan of$525,628. At December 31, 2022 the City reported deferred outflows and inflows of resources and deferred outflows and deferred inflows of resources related to pension from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Difference between expected and actual experience $ 663,871 $ - Changes of assumptions 81,793 - Net difference between projected and actual investment earnings - 941,850 Changes in proportion and differences between City contributions and proportionate share of contributions - 540,035 City contributions subsequent to the measurement date 153,171 - Total $ 898,835 $ 1,481,885 The $153,171 reported as a deferred outflow of resources resulting from the City contributions subsequent to the measurement date will be recognized as a increase of the net pension asset in the year ended December 31, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to the Hybrid Plan will be recognized in pension expense (income) as follows: Year ending December 31 Amount 2023 $ (211,826) 2024 (334,017) 2025 (110,075) 2026 (78,444) 2027 3,065 Thereafter (4,924) Total $ (736,221) 58 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I - RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) c. Fire and Police Pension Statewide Hybrid Plan - Defined Benefit Component (Continued) Actuarial Assumptions. The actuarial valuations for the Statewide Defined Benefit Plan were used to determine the total pension liability and actuarially determined contributions for the fiscal year ending December 31, 2021. The valuations used the following actuarial assumption and other inputs: Total Pension Liability Actuarial Determined Contributions Actuarial Valuation Date January 1, 2022 January 1, 2021 Actuarial Method Entry Age Normal Entry Age Normal Amortization Method N/A Level % of Payroll, Open Amortization Period N/A 30 Years Long-term Investment Rate of Return* 7.0% 7.0% Projected Salary Increases* 4.25% - 11.25% 4.25% - 11.25% Cost of Living Adjustments (COLA) 0.0% 0.0% *Includes Inflation at 2.5% 2.5% For determining the total pension liability and actuarially determined contributions,the post-retirement mortality tables for non-disabled retirees uses the 2006 central rates from the RP-2014 Annuitant Mortality Tables projected to 2018 using the MP-2017 projection scales, and the projected prospectively using the ultimate rates of the scale for all years. The pre-retirement off duty mortality tables are adjusted to 50% of the RP-2014 mortality tables for active employees. The on-duty mortality rate is 0.00015. At least every five years the FPPA's Board of Directors, in accordance with best practices, review its economic and demographic actuarial assumptions. At its July 2018 meeting,the Board of Directors reviewed and approved recommended changes to the actuarial assumptions. The recommendations were made by the FPPA actuaries, Gabriel, Roeder, Smith &Co., based upon their analysis of past experience and expectations of the future. The assumption changes were effective for actuarial valuations beginning January 1, 2019. The actuarial assumptions impact actuarial factors for benefit purposes such as purchases of service credit and other benefits where actuarial factors are used. The long-term expected rate of return on pension plan investments was determined using a building-block method in which best-estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighing the expected future real rates of return by the target asset allocation percentage and by adding expected inflation (assumed at 2.5%). Best estimates of arithmetic real rates of return for each major asset class included in the Fund's target asset allocation as of December 31, 2021 are summarized in the following table: Long-term Target Expected Asset Class Allocation Rate of Return Global Equity 39.0% 8.2% Equity Long/Short 8.0% 6.9% Private Markets 26.0% 10.6% Fixed Income - Rates 10.0% 4.0% Fixed Income - Credit 5.0% 5.3% Absolute Return 10.0% 5.6% Cash 2.0% 2.3% Total 100.0% 59 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE I - RETIREMENT PLANS (CONTINUED) 2. Fire and Police Pension Plans (Continued) c. Fire and Police Pension Statewide Hybrid Plan - Defined Benefit Component (Continued) Discount Rate. The discount rate used to measure the total pension liability was 7.00%. The projection of cash flows used to determine the discount rate assumed that contributions from participating employers will be made based on the actuarially determined rates based on the Board's funding policy, which establishes the contractually required rates under Colorado statutes. Based on those assumptions, the SWH - Defined Benefit Component plan fiduciary net position was projected to be available to make all the projected future benefit payments of current plan members. Therefore, the long-term expected rate of return on pension plan investments was applied to all periods of projected benefit payments to determine the total pension liability. Regarding the sensitivity of the net pension asset to changes in the Single Discount Rate,the following presents the plan's net pension asset, calculated using a Single Discount Rate of 7.00%, as well as what the plan's net pension asset would be if it were calculated using a Single Discount Rate that is one percent lower or one percent higher: 1% Single Discount Rate 1% Decrease Assumption Increase 6.0% 7.0% 8.0% City's proportionate share of the net pension (asset) $ (2,536,900) $ (3,324,712) $ (3,982,498) SubsequentEvent. Statewide Retirement Plan: During 2022, House Bill 22-1034 was signed into law. This legislation combines the assets and liabilities of the Statewide Defined Benefit Plan and Statewide Hybrid Plan to form the Statewide Retirement Plan effective January 1, 2023. The Statewide Hybrid Plan will become the Hybrid Defined Benefit Component of the Statewide Retirement Plan. The merger will result in increased longer term stability for both plans in addition to simplification of administration, operation and communication of benefits. The financial impact of the merger of plans is being determined and will be reported in the December 31, 2022 GASB 68 report. To complete the merger of the plans equitably, the funded status of the Statewide Hybrid Plan will be reduced to match the Statewide Defined Benefit Plan. To complete this action, a one-time benefit adjustment on all service accrued prior to the merger date of 1/1/2023 for current retirees, deferred vested, vested and active members will be applied. Members that have not started to receive a retirement benefit payment will receive a 1.9% benefit factor for service earned prior to January 1, 2023. Service earned after the merger date will continue to earn a 1.5% benefit factor. Retired members receiving benefit payments as of the merger date will receive a one-time benefit increase of 26.66% to implement the benefit factor. As part of the legislation,effective January 1, 2023, a member may also qualify for a normal retirement pension if the member's combined years of service and age equals at least 80, with a minimum age of 50 (Rule of 80). Additionally, the required minimum contributions to the Hybrid Defined Benefit Component will increase to 9% for members and 9% for employers. The increase will take effect January 1, 2023 at a rate of 0.125% per year through 2030. Employer departments with contribution rates that meet or are in excess of this amount will not be impacted by this change. Actuarial Experience Study: During 2022, FPPA engaged Gabriel, Roeder Smith &Co. to complete an actuarial experience study. The FPPA Board of Directors accepted the findings of the study at is July 28, 2022 meeting. These assumptions will be included in Statewide Retirement Plan valuation as of January 1, 2023. 60 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE) - DEFERRED COMPENSATION The City offers all regular City employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan permits participants to defer a portion of their salary until future years. The general employees', police, and fire voluntary contributions are made to the 457 plan. Employees can contribute a maximum of$20,500 per year ($27,000 if age 50 or more). The City matches 50% of employee contributions up to a maximum of 1% of base pay for general employees and Police, and up to 2% for Fire. For 2022, the general employees'voluntary contributions were $2,463,377, the police employees'voluntary contributions were $919,182 and the fire employees' voluntary contributions were $818,614 for a total of$4,201,173. Withdrawals must begin at age 72, or can be made upon termination of employment, death, or unforeseeable emergency. Withdrawals due to unforeseeable emergency may be subject to IRS penalties for early withdrawal. Nationwide, independent trustee, administers funds for this plan. The City maintains accounting records. The trustee provides participants with quarterly statements of contributions, withdrawals and earnings. NOTE K — OTHER POSTEMPLOYMENT BENEFITS 1. Defined Benefit Post-Emplovment Health Care Plan Plan Description. The City of Thornton provides a single-employer defined benefit post-employment health care plan that covers eligible retired employees of the City. The City's Code of Ordinances Section 54-152 provides that regular employees may retire with benefits if they meet one or more of the following criteria; complete 20 years of continuous service with the City, complete at least ten years of continuous service with the City and attain age 62, or qualify for normal or disability retirement in accordance with the provisions of the applicable general employee, fire, or police pension plan. Dependents may also enroll in the plan and their coverage ceases upon the termination of the retiree's coverage or upon reaching Medicare eligibility or age 65. Benefits Provided. The City provides medical, dental and vision benefits for retirees. There are two medical plans offered by CIGNA and two medical plans offered by Kaiser. Two dental plans are offered by Delta Dental. The vision plan is provided by VSP. The retiree benefits are the same as those provided for active employees. Funding Policy. The City of Thornton establishes and amends contribution requirements. The current funding policy of the City is to pay health insurance premiums as they occur. This arrangement does not qualify as other postemployment benefits (OPEB) plan assets under GASB Statement No. 75 for current GASB reporting. Contributions. Retirees pay 100% of the total premium. There is an explicit City contribution of 90% of the premium for disabled retirees, and 100% of the highest priced employee-only coverage high deductible medical plan for public safety employees with retirement dates in 2021 or later. There is no explicit City contribution for other retirees. The 2022 monthly premiums for retirees are shown in the table below. Covera e Cate or 2022 Monthl Premium Rate CIGNA Kaiser Dental Dental CIGNA HDHP Kaiser HMO HDHP EPO Premier Vision Retiree 1 013.94 784.64 630.10 491.41 27.35 46.54 8.60 Retiree + 1 2 017.76 1 557.24 1 272.16 982.97 51.14 86.59 14.61 Retiree + Famil 2 859.33 2 204.94 1 819.53 1 420.08 94.36 153.82 26.10 Employees Covered by Benefit Terms. In 2022, there were 959 active and 34 inactive employees covered by the plan. Total OPEB Liability. The City's total OPEB liability is $6,603,237 as of December 31, 2022, and was determined by an actuarial valuation as of that date, but includes an additional $200,000 in estimated liability due to the increased benefits for public safety retirees effective November 1, 2022 that provides 100% of the highest priced employee-only coverage high deductible medical plan. 61 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE K — OTHER POSTEMPLOYMENT BENEFITS (CONTINUED) 1. Defined Benefit Post-Emqlovment Health Care Plan (Continued) Actuarial Methods and Assumptions. The actuarial assumptions used in the valuation represent a reasonable long- term expectation of future OPEB outcomes. The assumptions are tested with each valuation for ongoing reasonableness and are updated if appropriate. Measurement Valuation Date December 31 2022 Census Data All data was rovided b the Cit . The census data was rovided in ]anuar 2022. Liability Components Medical: An implicit liability exists due to age. There is also an explicit subsidy due to the City's contributions for disabled retirees and public safety retirees. Dental and Vision: We assumed there is no implicit liability due to age. There is an ex licit subsid due to the Cit 's contributions for disabled retirees. Cost Method Entr a e normal determined as a level ercent of ro�ected a Fundin Method Pa as ou o Discount Rate 4.31% Source: S&P Municipal Bond 20 Year High Grade Rate Index as of December 31 2022 Payroll Growth 3.0% Source: Colorado PERA Local Government Division 12/31/2020 Actuarial Valuation GeneralInflation 3% er ear Mortality Rate RP-2014 Generational Table using MP 2015 projections scale applied on a gender- s ecific basis Termination Before Retirement Source: Colorado PERA Local Government Division 12/31/2020 Actuarial Valuation Disabilit Rate Source: Colorado PERA Local Government Division 12/31/2020 Actuarial Valuation Retirement Rate Source: Colorado PERA Local Government Division 12 31 2020 Actuarial Valuation Participation Rate 45% of active employees are assumed to elect the City's healthcare coverage in retirement. Source: Stud of 2016 throu h 2021 retirements Spousal Coverage 46% of retirees who take coverage will also cover spouses. Actual spouse information is used where available; otherwise, husbands are assumed to be 3 years older than their wives. Source: Stud of 2020 - 2021 retirements Medical Trend Rate The medical claims and premiums are assumed to increase at the following rates. Source: Deloitte 2021 Study of Economic Assumptions. 5.8% in 2022 down .2% to 4.7% in 2028 Dental and Vision Trend Rate Dental - 0% Vision - 0% Source: Recent Ci ex erience Medical Aging Factors Source: Society of Actuaries 2013 Study "Health Care Costs - From Birth to Death" A e Ad'usted Medical Claims Blended Plans Annual Admin Costs Calculated as 15% of avera e annual remium not a e ad�usted Change in Total OPEB Liability. Total OPEB Liability Balance as of December 31, 2021 $ 7,689,944 Changes for the year: Service cost 292,781 Interest 331,437 Change of benefit terms 200,000 Difference between expected and actual experience (244,733) Changes in assumptions or other inputs (1,558,240) Benefit payments (107,952) Netchanges (1,086,707) Balance as of December 31, 2022 $ 6,603,237 Change in Assumptions. The following table shows the assumption changes that were made and their impact on the liability. Impact on Assumption Description Source/Reason Liability Discount rate Increased from 2.25% to 4.31% S&P Municipal Bond 20-Year High ($1,558,240) Grade Rate Index as of 12/30/2022 62 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE K — OTHER POSTEMPLOYMENT BENEFITS (CONTINUED) 1. Defined Benefit Post-Emqlovment Health Care Plan (Continued) Change in Benefit Terms. Effective November 1, 2022, the City amended an explicit monthly contribution for Fire and Police retirees. The change is documented in Memorandum of Understanding and was adopted by the City council in October 2022. The monthly contribution is indexed to the full cost of highest priced employee-only coverage high deductible medical plan offered to City Employees. The City's monthly contribution in 2022 was set at $784.64. This change in benefit terms is considered permanent. Sensitivity of the Total OPEB Liability to Changes in the Discount Rate. The following table presents the total OPEB liability of the City, as well as what the City's total OPEB liability would be if it were calculated using a discount rate that is 1-percentage-point lower or higher than the current discount rate. 1% Decrease Discount Rate 1% Increase (3.31%) (4.31%) (5.31%) Total OPEB Liability $ 7,332,847 $ 6,603,237 $ 5,959,609 Sensitivity of the Total OPEB Liability to Changes in the Healthcare Cost Trend Rates. The following table presents the total OPEB liability of the City, as well as what the City's total OPEB liability would be if it were calculated using a medical trend rate that is 1-percentage-point lower or higher than the current trend rate. 1% Decrease Trend Rates 1% Increase (4.83% graded) (5.83% graded) (6.83% graded) Total OPEB Liability $ 5,818,106 $ 6,603,237 $ 7,538,704 OPEB Expense and Deferred Inflows and Outflows. Changes in the total OPEB liability due to: (1) changes in actuarial assumptions or (2) differences between expected actuarial experience and actual experience are deferred and recognized in the OPEB expense over a closed period equal to the average expected remaining service lives of employees and retirees, starting with the current reporting period. The average remaining service lives as of December 31, 2022 is 7.5 years. Amounts reported as Deferred Outflows of Resources related to OPEB as of December 31, 2022 will be recognized in OPEB Expense as follows: Deferred Outflows Deferred Inflow of Resources of Resources Difference between expected and actual experience $ 1,106,467 $ 437,874 Changes in assumptions or other inputs 679,858 1,862,346 Total $ 1,786,325 $ 2,300,220 Amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized as a future OPEB expense (income) as follows: Year Ending December 31 Amount 2023 $ 128,621 2024 (20,952) 2025 4,145 2026 (144,280) 2027 (153,755) 2028 (327,674) Total $ (513,895) For the year ended December 31, 2022 the City recognized $899,379 in OPEB expense. 63 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE K — OTHER POSTEMPLOYMENT BENEFITS (CONTINUED) 2. Retirement Health Savinqs Plan Additionally, the City offers employees a retirement health savings plan, which is classified as a single-employer defined contribution plan. Regular employees, City Officials, Police and Firefighters, become eligible after five years of continuous service,at which time, participation in the plan is mandatory,for 2022 the plan had 1,272 participants. Contributions and plan benefit terms are established and amended on the authority of City Council. Contributions are currently made by the City. The annual contribution is determined each year by City Council, for 2022, the amount contributed was $184,450. ICMA Retirement Corporation, an independent trustee, administers funds for this plan. The City maintains accounting records. The trustee provides participants with quarterly statements of contributions, withdrawals and earnings. NOTE L- RISK MANAGEMENT 1. General Liabilitv Insurance Pool The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; and natural disasters for which the government carries insurance with the Colorado Intergovernmental Risk Sharing Agency (CIRSA). CIRSA is a separate and independent governmental and legal entity. The purposes of CIRSA are to provide members defined liability and property coverage through joint self- insurance, insurance, reinsurance, or any combination thereof, and to assist members to prevent and reduce losses and injuries to municipal property and to persons or property which might result in claims being made against members of CIRSA, or their employees or officers. All operating funds of the City participate in the program and make payments to the Risk Management Fund based on actuarial estimates of the amounts needed to pay current-year claims and to establish a reserve for catastrophe losses. The City pays claims up to the self-insured retention. In 2022, the self-insured retention (deductible amount) set by the City was $250,000 per claim. Through CIRSA, the City purchases commercial excess insurance for claims in excess of $250,000. In 2022, the City hired an independent actuary to calculate incurred but not reported claims (IBNR). The City reserves a liability for property/casualty claims of$1,548,507. There has been no significant reduction in insurance coverage from the prior year. Only one settlement exceeded the City's self- insurance coverage in the past three years. 2022 2021 Reserve for unpaid claims, January 1, $ 1,617,023 $ 1,211,034 Incurred claims (including IBNRs) 1,083,260 1,239,963 Claim payments (1,151,776) (833,974) Reserve for unpaid claims, December 31, $ 1,548,507 $ 1,617,023 Unpaid claims to be paid in 1 year $ 862,855 $ 707,878 64 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE L- RISK MANAGEMENT (CONTINUED) 1. General Liabilitv Insurance Pool lContinued) The City's respective share of CIRSA's member fund balances for the most recently available statements are as follows: PC Pool surplus City of (deficit) Thornton's City of Thornton's December 31, contribution share of surplus as of Year* Fund 2021 ** ratio December 31, 2021 1996 Loss Fund $ 54,919 0.000% $ - 1997 Loss Fund 39,646 0.000% - 1999 Loss Fund 1,998 0.000% - 2000 Loss Fund (12) 0.000% - 2001 Loss Fund 879 0.000% - 2003 Loss Fund 360,740 0.000% - 2004 Loss Fund 1,358,468 0.000% 10,428 2006 Loss Fund 2,653,565 0.349% 9,269 2007 Loss Fund 9,644 0.000% - 2008 Loss Fund 2,480,577 0.000% - 2009 Loss Fund 2,227,079 0.000% - 2010 Loss Fund 3,219 0.000% - 2011 Loss Fund 199,018 0.000% - Z012 Loss Fund 1,720,708 0.000% - 2013 Loss Fund 1,935,187 0.000% - 2014 Loss Fund 2,264,977 0.000% - 2015 Loss Fund 848,398 0.000% - 2016 Loss Fund 1,593,205 0.000% - 2017 Loss Fund (199,848) 0.000% - 2018 Loss Fund 6,115,171 0.000% - 2019 Loss Fund (752,400) 0.000% - 2020 Loss Fund 3,982,113 0.000% - 2021 Loss Fund (3,223,752) 0.000% - ALL Operating fund 11,140,920 2.689% 299,575 ALL Excessfund (11,413,556) 7.660% (874,322) ALL Reserve fund 8,851,777 0.728% 64,475 $ 32,252,640 $ (490,575) * Years 1982 through 1995, 1998, 2002 and 2005 no longer have balances remaining. ** Surpluses or deficits for any year are subject to change for reasons which include: interest earnings or invested amounts for those years and funds, reestimation of losses for those years and funds, and credits or distributions from surplus for those years and funds. 65 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE L- RISK MANAGEMENT (CONTINUED) 1. General Liabilitv Insurance Pool lContinued) Summary of the most recently available financial information for CIRSA (December 31, 2021) is as follows: Assets $60,248,853 Liabilities, including incurred but not reported claims $ 27,996,212 Members' fund balance Accumulated members' equity 32,252,641 Total liabilities and fund balance $ 60,248,853 Revenues $ 28,011,580 Expenses 26,793,806 Net increase in members' fund balance $ 1,217,774 2. Workers' Compensation On January 1, 1992, the City established a limited Risk Management program for worker's compensation. This program was tailored to meet an annual exposure predicted from ten years of claims history. A risk retention of $850,000 for all employees per accident is maintained and funded through the Risk Management Fund, based on an annual estimated claims cost. The City purchases commercial excess insurance for claims in excess of$850,000. Claims administration and medical services are provided through contract and the City's Director of Risk Management and the City's Risk Management Administrator are responsible for overall program management. The State of Colorado has a strict application and annual renewal process that includes funding verification, excess insurance coverage verification, claims data review and provision of a comprehensive loss prevention and control program. The application includes a required surety bond of$1,500,000 to cover the City's risk retention portion. All operating funds of the City participate in the program and make payments to the Risk Management Fund based on actuarial estimates of the amounts needed to pay current year claims and to establish a reserve for catastrophe losses. In 2022, the City hired an independent actuary to calculate incurred but not reported claims (IBNR). The City reserves a liability for workers' compensation of $3,191,601. There have been no significant reductions in insurance coverage from the prior year. There has been one claim that exceeded the City's risk retention in the last ten years. 2022 2021 Reserve for unpaid claims, January 1, $ 4,174,051 $ 4,300,174 Incurred claims (including IBNRs) 992,308 1,785,137 Claim payments (1,974,758) (1,911,260) Reserve for unpaid claims, December 31, $ 3,191,601 $ 4,174,051 Unpaid claims to be paid in 1 year $ 1,295,123 $ 1,621,120 66 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE L- RISK MANAGEMENT (CONTINUED) 3. Self-Funded Dental Insurance The City established two self-funded dental programs effective January 1, 2007: Delta EPO and Delta Premier. The purpose of these programs is to pay the dental claims of eligible City employees and their covered dependents. As of January 1, 2007 the City entered into an administrative services only arrangement with Delta Dental of Colorado, whereby the City pays Delta Dental a separate amount for administrative costs and claim servicing fees. The City agrees to provide monthly funding for the payment of claims. At the end of the year, the City retains any money not spent on claims. The City has recorded a liability in this fund totaling $25,000 for open and estimated claims not yet reported at December 31, 2022. 20ZZ 2021 Reserve for unpaid claims, January 1, $ 20,000 $ 20,000 Incurred claims (including IBNRs) 701,631 683,068 Claim payments (696,631) (683,068) Reserve for unpaid claims, December 31, $ 25,000 $ 20,000 Unpaid claims to be paid in 1 year $ 25,000 $ 20,000 4. Self-Funded Vision Insurance The City established a self-funded vision program effective January 1, 2009: Vision Service Plan. The purpose of this program is to pay the vision claims of eligible City employees and their covered dependents. As of January 1, 2009 the City entered into an administrative services only arrangement with Vision Service Plan, whereby the City pays Vision Service Plan a separate amount for administrative costs and claim servicing fees. The City agrees to provide monthly funding for the payment of claims. At the end of the year, the City retains any money not spent on claims. The City has a recorded liability in this fund totaling $9,000 for open and estimated claims not yet reported at December 31, 2022. 2022 2021 Reserve for unpaid claims, January 1, $ 7,000 $ 7,000 Incurred claims (including IBNRs) 120,396 109,313 Claim payments (118,396) (109,313) Reserve for unpaid claims, December 31, $ 9,000 $ 7,000 Unpaid claims to be paid in 1 year $ 9,000 $ 7,000 5. Self-Funded Medical Insurance The City established two self-funded medical programs effective January 1, 2022: Cigna Local Plus and Cigna HDHP Local Plus. The purpose of this program is to pay the medical claims of eligible City employees and their covered dependents. As of January 1, 2022 the City entered into an administrative services only arrangement with Cigna, whereby the City pays Cigna a separate amount for administrative costs and claim servicing fees. The City agrees to provide monthly funding for the payment of claims and carries an additional stop loss policy to cover claims in excess of$100,000. At the end of the year,the City retains any money not spent on claims. The City has a recorded liability in this fund totaling 400,000 for open and estimated claims not yet reported at December 31, 2022. 2022 2021 Reserve for unpaid claims, January 1, $ - $ - Incurred claims (including IBNRs) 5,942,419 - Claim payments (5,542,419) - Reserve for unpaid claims, December 31, $ 400,000 $ - Unpaid claims to be paid in 1 year $ 400,000 $ - 67 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE M - LEGAL RESTRICTION At the November 3, 1992 general election, Colorado voters approved an amendment to the Colorado Constitution commonly known as the Taxpayer's Bill of Rights(TABOR). TABOR was effective December 31, 1992,and its provisions limit government taxes, spending revenues and debt without electoral approval. On November 6, 2001, the City's voters chose to permit the City to collect, retain and spend the full amount of the City's past and future taxes and other revenue above the TABOR amendment limitations. TABOR by its terms applies to local governments such as the City but excludes "enterprises," which are defined as (1) a government owned business, (2) authorized to issue its own debt and (3) receives less than 10% of its annual revenue in grants from all state and local governments. The City considers its Water, Sewer, Environmental Services, and Stormwater to be "enterprise" funds, and therefore considers them excluded from the terms of TABOR. All other government activities are presumably covered under the limitations of TABOR. TABOR also requires the City to set aside a portion of its spending for an emergency reserve. In 2022, the required reserve of 3% of current year spending, excluding voter approved amounts, federal revenues, bond proceeds, and other restrictions under TABOR, totaled $6,804,881. The City is not allowed to use the emergency reserve to compensate for economic conditions, revenue shortfalls, or salary or benefit increases. NOTE N -COMMITMENTS AND CONTINGENT LIABILITIES 1. Litiaation The City is a defendant in various lawsuits, including claims related to activities or employees of the City. The City maintains a self-funded reserve in the Risk Management fund of$1,548,507 for general liability and $3,191,601 for worker's compensation claims. The City believes that final disposition of matters not covered by insurance will not have a material adverse effect on the City's financial condition. 2. Contracts The City has $7,831,258 and $23,669,922, in outstanding contracts with various contractors for the Governmental Capital Fund and all other governmental funds, respectively. The City has $27,979,277, $3,595,082, and $4,124,541 in outstanding contracts with various contractors for the Water Fund, Sewer Fund, and all other proprietary funds, respectively. The City has a collective bargaining agreement between the City of Thornton and the Thornton Firefighters Local Number 2376, International Association of Firefighters for the line firefighters. The current agreement is for three years and expires January 1, 2025. The City has a collective bargaining agreement between the City of Thornton and the Fraternal Order of Police, Thornton Police Department Colorado Lodge 16, for Police Officers and Police Sergeants. The current agreement is for two years and expires December 31, 2023. Certain City employees have contracts through the fiscal year 2022. Some contracts include severance packages, not exceeding twelve months, if the employee is involuntarily terminated. NOTE O — TAX ABATEMENTS The City of Thornton enters into incentive agreements to encourage economic development and redevelopment,to retain growing businesses, to grow the local economy and to provide quality job opportunities for Thornton residents. Incentive agreements are entirely discretionary and are considered on a case-by-case basis by the City Council. A written agreement is ren quired and no agreement is final without formal action by City Council. All incentive agreements are performance based. Performance based means that before any monies are disbursed the business shall meet or exceed the specific performance measures identified in the Incentive Agreement. Specific performance measures may include: (a) meeting the requirements of the eligibility threshold for jobs and wages; (b) requiring new revenues generated by the business to equal or exceed the total dollar amount of the incentive provided during the period of the incentive agreement by rebate or refund; (c) requiring any rebate or refund to come from the revenues actually generated by that business; or(d) requiring the completion of significant development review process milestones such as successful completion and issuance of a development permit, building permit or certificate of occupancy. Incentive agreements with performance measures tied to jobs and wages contain a recapture provision if the abatement recipient does not maintain the eligibility threshold for the specified period. 68 City of Thornton, Colorado NOTES TO FINANCIAL STATEMENTS December 31, 2022 NOTE O — TAX ABATEMENTS (CONTINUED) Incentive packages vary and may include the City agreeing to forego a portion of its sales tax, a direct subsidy for public infrastructure costs or a rebate of sales taxes, use taxes, permit fees, or property taxes. Rebate of sales and use taxes will only be considered for new taxes generated by the business. Unless special circumstances dictate, such rebate will be limited to 50% of the new sales and use taxes generated. The City does not rebate existing sales and uses taxes generated by a business. All incentive agreements are subject to annual appropriations by City Council as required in the Colorado Constitution and the City Charter. In 2022, the City's expenditures include $1,431,101 in tax abatements. NOTE P — SUBSEQUENT EVENTS On January 3, 2023, through the process of eminent domain, the City took immediate possession of the Thornton Shopping Center property, which is generally located between Washington St East to Corona St and 88t" Ave North to Russell Blvd. The possession and subsequent environmental remediation of the property is anticipated to be material to the City's financial statements; however, given the ongoing litigation related to this matter, no estimates will be provided in the current year financial statements or accompanying footnotes. NOTE Q — SPECIAL ITEM For the fiscal period ending December 31, 2022 the City had one transaction that was infrequent in nature and within management control, thus qualified as a special item for reporting and note disclosure purposes. The City sold mineral rights related to oil and gas for$33,541,931,which was split between governmental activities($2,850,686)and business- type activities ($30,691,245). 69 This Page Left Intentionally Blank �o REQUIRED SUPPLEMENTARY INFORMATION �� City of Thornton, Colorado General Fund Schedule of Revenues, Expenditures,and Changes in Fund Balance- Budget and Actual - Non US GAAP Basis For the year ended December 31, 2022 Positive (negative) Budgeted Amounts variance- Actual actual from Original Final Amounts final REVENUES Taxes Sales and use $ 89,785,100 $ 89,785,100 $ 91,695,863 $ 1,910,763 Property 19,420,500 19,420,500 17,850,900 (1,569,600) Franchise 6,710,500 6,710,500 7,288,978 578,478 Other 3,370,300 3,370,300 3,489,441 119,141 Licensesand permits 6,956,600 6,956,600 6,708,666 (247,934) Intergovernmental 7,495,100 7,495,100 7,603,140 108,040 Governmental grants 349,700 349,700 1,071,579 721,879 Charges for services 20,361,400 20,361,400 20,464,371 102,971 Fines and forfeitures 2,252,000 2,252,000 1,200,599 (1,051,401) Leases - - 30,072 30,072 Investment earnings (loss) 539,000 539,000 (3,364,059) (3,903,059) Miscellaneous 1,084,797 1,084,797 1,029,630 (55,167) Totalrevenues 158,324,997 158,324,997 155,069,180 (3,255,817) EXPENDITURES Current General government Legislative 3,276,047 3,276,047 2,997,211 278,836 City manager 4,516,982 4,616,982 4,482,985 133,997 General services 23,420,609 23,420,609 23,339,171 81,438 Miscellaneous 10,299,946 10,299,946 7,800,100 2,499,846 Police 43,731,562 43,971,562 44,145,539 (173,977) Fire and ambulance 25,134,424 25,504,124 26,782,993 (1,278,869) City development 10,473,785 10,473,785 9,738,854 734,931 Streets, traffic and engineering 12,587,811 12,587,811 12,115,324 472,487 Community services 26,560,471 26,560,471 26,783,132 (222,661) Capital outlay 4,419,134 4,419,134 2,652,246 1,766,888 Debt service Principal retirement - - 761,463 (761,463) Interest and bond fees - - 11,562 (11,562) Totalexpenditures 164,420,771 165,130,471 161,610,580 3,519,891 Deficiency of revenues underexpenditures (6,095,774) (6,805,474) (6,541,400) 264,074 OTHER FINANCING SOURCES (USES) Transfers in 6,126,903 6,126,903 6,116,903 (10,000) Transfers out (18,000) (18,000) (18,000) - Sale of general capital assets - - 79,518 79,518 Total other financing sources 6,108,903 6,108,903 6,178,421 69,518 SPECIAL ITEM Proceeds from sale of mineral sales - - 2,850,686 2,850,686 Excess (deficiency) of revenues and other sources over(under) expenditures and other sources (uses) before reconciling items $ 13,129 $ (696,571) 2,487,707 $ 3,184,278 RECONCILIATION TO US GAAP BASIS RHS &sick payout (9,289) Total reconciling items (9,289) Net change in fund balances 2,478,418 Fund balances, January 1 77,197,667 Fund balances, December 31 �Z $ 79,676,085 City of Thornton, Colorado Schedule of Pension Contributions Statewide Defined Benefit Plan (SWDB) 2015 2016 2017 (1) 2018 2019 2020 2021 2022 Statutorily required contribution $ 54,522 $ 31,646 $ 486,813 $ 2,063,822 $ 2,239,975 $ 2,478,812 $ 2,538,034 $ 2,865,576 Contributions in relation to the statutorily required contribution 54,522 31,646 486,813 2,063,822 2,239,975 2,478,812 2,538,034 2,865,576 Contribution deficiency $ - $ - $ - $ - $ - $ - $ - $ - Covered payroll firefighters $ 681,525 $ 395,575 $ 2,027,550 $ 7,431,738 $ 8,487,588 $ 9,717,275 $ 10,620,800 $ 11,983,156 Covered payroll police new hire - - 309,775 2,132,838 3,279,363 4,566,300 5,170,882 7,035,044 Covered payroll police reentry - - 2,998,270 12,986,550 12,986,190 13,361,270 11,957,410 11,539,380 Contributions as a percentage of covered payroll Firefighters 8.00% 8.00% 8.00% 8.00% 8.00% 8.00% 8.50% 9.00% Police new hire - - 8.00% 8.00% 8.00% 8.00% 8.50% 9.00% Police reentry - - 10.00% 10.00% 10.00% 10.00% 10.00% 10.00% Information for Fiscal Year 2013 through 2014 is not available. Other information: (1) 2017 includes$415,740 related to the reentry of Current Police Officers and Firefighters 73 City of Thornton, Colorado Schedule of Proportionate Share of the Net Pension Liability Statewide Defined Benefit Plan(SWDB) 2015 2016 2017 2018 2019 2020 2021 2022 City's proportion of the net pension liability 0.221023% 0.140685% 0.077294% 4.001789% 3.833744% 3.798771% 3.857703% 3.478948% City's proportionate share of the net pension liability(asset) $ (249,441) $ (2,478) $ 27,931 $ (1,686,561) $ 4,846,906 $ (2,148,444) $ (8,375,088) $ (18,853,591) Covered payroll firefighters $ 993,945 $ 681,525 $ 395,575 $ 2,027,550 $ 7,431,738 $ 8,487,588 $ 9,717,275 $ 10,620,800 Covered payroll police new hire - - - 309,775 2,132,838 3,279,363 4,566,300 5,170,882 Covered payroll police reentry - - - 2,998,270 12,986,550 12,986,190 13,361,270 11,957,410 City's proportionate share of the net pension liability(asset)as a percentage of covered payroll -25.10% -0.36% 7.06% -31.61% 21.49% -8.68% -30.30% -67.94% Plan fiduciary net position as a percentage of the total pension liability 106.80% 100.10% 98.21% 106.30% 95.20% 101.90% 106.70% 116.20% Presented as of the measurement date, December 31, 2014 2015 2016 2017 2018 2019 2020 2021 Information for Fiscal Year 2013 through 2014 is not available. 74 City of Thornton, Colorado Schedule of Proportionate Share of the Net Pension Liability Statewide Hybrid Plan (SWH) 2018 2019 2020 2021 2022 City's proportion of the net pension liability 8.867137% 8.541335% 8.732019% 8.417390% 8.767776% City's proportionate share of the net pension asset $ (1,097,401) $ (1,178,999) $ (1,700,476) $ (2,315,210) $ (3,324,712) Covered payroll firefighters $ 143,551 $ 603,713 $ 635,675 $ 567,338 $ 589,471 Covered payroll police 198,039 878,330 884,970 975,790 983,380 City's proportionate share of the net pension asset as a percentage of Covel'ed payl'oll -321.26% -79.55% -111.83% -150.03% -211.38% Plan fiduciary net position as a percentage of the total pension liability 138.86% 123.46% 130.06% 137.99% 149.01% Presented as of the measurement date, December 31, 2017 2018 2019 2020 2021 There is no information for Fiscal Year 2013 through 2017. Plan was offered to Sworn Police and Firefighters hired before July 10, 2017 that elected to reaffiliate with FPPA in 2017. 75 City of Thornton, Colorado Schedule of Pension Contributions Statewide Hybrid Plan (SWH) 2018 2019 2020 2021 2022 Statutorily required contribution $ 136,129 $ 139,351 $ 143,275 $ 148,443 $ 153,171 Contributions in relation to the statutorily required contribution 136,129 139,351 143,275 148,443 153,171 Contribution deficiency $ - $ - $ - $ - $ - Covered payroll firefighters $ 603,713 $ 635,675 $ 567,338 $ 589,471 $ 544,100 Covered payroll police 878,330 884,970 975,790 983,380 1,042,020 Contributions as a percentage of covered payroll Firefighters 8.00% 8.00% 8.00% 8.50% 9.00% Police reentry 10.00% 10.00% 10.00% 10.00% 10.00% There is no information for Fiscal Year 2013 through 2017. Plan was offered to Sworn Police and Firefighters hired before July 10, 2017 that elected to reaffiliate with FPPA in 2017. 76 City of Thornton, Colorado Schedule of Proportionate Share of the Net Pension Liability Old Hire Plan (Thornton Fire Department) 2015 2016 2017 2018 2019 2020 2021 2022 Total Pension Liability Service cost $ - $ - $ - $ - $ - $ - $ - $ - Interest 566,974 549,907 427,182 393,042 535,048 516,740 484,628 466,116 Benefit changes - - - 281,477 - - 337,920 - Differences between expected and actual experience - (305,110) - 389,958 - 2,990 - 107,012 Assumption changes - 2,319,410 312,071 (2,243,221) - 478,713 - - Benefit payments, including refunds of employee contributions (806,304) (782,322) (749,075) (788,438) (788,438) (769,517) (769,517) (769,332) Net change in total pension liability (239,330) 1,781,885 (9,822) (1,967,182) (253,390) 228,926 53,031 (196,204) Total pension liability-beginning 7,955,511 7,716,181 9,498,066 9,488,244 7,521,062 7,267,672 7,496,598 7,549,629 Total pension liability-ending $ 7,716,181 $ 9,498,066 $ 9,488,244 $ 7,521,062 $ 7,267,672 $ 7,496,598 $ 7,549,629 $ 7,353,425 Plan fiduciary net position Contributions-employer $ - $ 239,804 $ - $ 551,130 $ 269,653 $ 337,419 $ 337,419 $ 697,637 Net investment income 352,452 90,586 220,309 607,804 7,900 502,911 387,301 461,655 Benefit payments,including refunds of employee contributions (806,304) (782,322) (749,075) (788,438) (788,438) (769,517) (769,517) (769,332) Administrative expense (11,060) (9,397) (10,095) (4,259) (8,772) (5,154) (7,867) (5,202) Net change in plan fiduciary net position (464,912) (461,329) (538,861) 366,237 (519,657) 65,659 (52,664) 384,758 Plan fiduciary net position-beginning 5,560,276 5,095,364 4,634,035 4,095,174 4,461,411 3,941,754 4,007,413 3,954,749 Plan fiduciary net position-ending $ 5,095,364 $ 4,634,035 $ 4,095,174 $ 4,461,411 $ 3,941,754 $ 4,007,413 $ 3,954,749 $ 4,339,507 Net pension liability 2,620,817 4,864,031 5,393,070 3,059,651 3,325,918 3,489,185 3,594,880 3,013,918 Plan fiduciary net position as a percentage of total pension liability 66.03% 48.79% 43.16% 59.32% 54.24% 53.46°/o 52.38°/o 59.01°/o Covered payroll - - - - - - - - Net pension liability as a percentage of covered payroll N/A N/A N/A N/A N/A N/A N/A N/A Information for Fiscal Year 2013 through 2014 is not available. 77 City of Thornton, Colorado Schedule of Pension Contributions Old Hire Plan (Thornton Fire Department) 2014 2015 2016 2017 (3) 2018 2019 2020 2021 (4) 2022 Actuarial determined contribution (1) $ 192,152 $ 239,804 $ 269,653 $ 269,653 $ 269,653 $ 337,419 $ 337,419 $ 359,717 $ 359,717 Contributions in relation to the actuarial determined contribution (1) - 239,804 - 551,130 269,653 337,419 337,419 697,637 359,717 Contribution deficiency (excess) $ 192,152 $ - $ 269,653 $ (281,477) $ - $ - $ - $ (337,920) $ - City's covered payroll $ - $ - $ - $ - $ - $ - $ - $ - $ - Contributions as a percentage of covered payroll N/A N/A N/A N/A N/A N/A N/A N/A N/A Notes to Schedule Actuarially determined contribution rates are calculated as of January 1 of even numbered years. Methods and Assumptions Used to Determine Contribution Rates for current fiscal year: Actuarial Cost Method Entry Age Normal Amortization Method N/A Remaining Amortization Period N/A Asset Valuation Method 5-Year smoothed fair value Inflation 2.5% Salary Increases N/A Investment Rate of Return 6.50% Retirement Age Any remaining actives are assumed to retire immediately. Mortality Post-retirement: 2006 central rates from the RP-2014 Annuitant Mortality Tables for males and femail projected to 2018 using the MP-2017 projection scales, and then projected prospectively using the ulitmate rates of the scale for all years. Disabled (pre-1980): Post-retirement rates set forward three years. Other information: (1) Actuarially Determined Contribution is net of employee contributions. Actual contribution is from the employer only and does not include employee amounts. (2) Plans that are heavily weighted with retiree liabilities use an amortization period based on the expected remaining lifetime of the participants. (3) 2017 includes a one time contirbution of$281,477 to pay for unfunded liability that resulted from an increase to monthly benefits of certain participants. (4) 2021 includes a one time contirbution of$337,920 to cover the difference in the unfunded accrued liability that resulted from a one-time-cost-of- living adjustment effective January 1, 2021 to all current retired memebers and beneficiaries. Information for Fiscal Year 2013 is not available. 78 City of Thornton, Colorado Schedule of Changes in Total OPEB and Related Ratios 2018 2019 2020 2021 2022 Total OPEB Liability Service cost $ 225,863 $ 208,610 $ 300,857 $ 466,575 $ 292,781 Interest 290,800 144,867 86,468 129,695 331,437 Benefit changes (5,134,249) - - 792,031 200,000 Differences between expected and actual experience 1,425,291 (93,021) (389,508) 1,265,741 (244,733) Assumption changes (222,345) (85,101) 1,346,383 (626,331) (1,558,240) Benefit payments (130,583) (138,940) (60,154) (102,005) (107,952) Net change in total OPEB liability (3,545,223) 36,415 1,284,046 1,925,706 (1,086,707) Total OPEB liability - beginning 7,989,000 4,443,777 4,480,192 5,764,238 7,689,944 Total OPEB liability - ending $ 4,443,777 $ 4,480,192 $ 5,764,238 $ 7,689,944 $ 6,603,237 Covered-employee payroll $ 80,735,374 $ 87,662,142 $ 93,230,794 $ 97,311,878 $ 102,955,832 Total OPEB liability as a percentage of covered-employee payroll 5.50% 5.11% 6.18% 7.90% 6.41% Notesto Schedule: Major Assumptions DISCount Rdte 3.64% 3.26% 1.93% 2.25% 4.31% Medical Trend Rate 6.60% 6.40% 6.30% 5.80% 5.83% Change of benefit terms: As of 12/31/2019 coverage is not be available for retirees age 65 or above or those who are below age 65 and eligible for Medicare. As of I1/1/2022, Public safety employees who retire after 2021 are eligible for 100% of the most expensive HDHP plan offered to City Employees Information for Fiscal Year 2013 through 2017 is not available. Note: Assets are not accumulated in a trust that meets the criteria of GASB codification P22.101 or P52.101 to pay benefits for the OPEB plan. 79 This Page Left Intentionally Blank $o COMBINING STATEMENTS AND BUDGETARY SCHEDULES $� City of Thornton, Colorado Combining Statements and Budgetary Schedules Fund Descriptions Major Governmental Funds Capital Proiects Funds Capital Projects Funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds. Thornton Development Authority North Washington Fund (TDA NorthL(Component Unit� -to account for debt services and capital improvement projects within the Authority boundaries financed by current resources (property tax, sales tax, investment income) and by bond proceeds. The debt service payments are for the following bond issue: $13,900,000 Thornton Development Authority Tax Increment Revenue Refunding (North Washington Street Urban Corridor), Series 2015A - financed by sales and property tax incremental increases within the boundaries of the North Washington Urban Renewal Area. The bonds are due in semi- annual payments until maturity in Z028. Governmental Capital Fund - to account for capital replacement and planned growth infrastructure and other capital assets of the City government, financed by existing and current resources (sales and use taxes). 82 City of Thornton, Colorado Thornton Development Authority North Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes Sales and use $ 6,745,000 $ 7,752,106 $ 1,007,106 Property 10,998,000 11,585,718 587,718 Investments Investment earnings (loss) 115,200 (512,281) (627,481) Miscellaneous Other - 81,184 81,184 Total revenues 17,858,200 18,906,727 1,048,527 EXPENDITURES Capital outlay 19,789,561 13,851,251 5,938,310 Debt service Principal retirement 1,035,000 1,035,000 - Interest 373,263 373,263 - Bondfees 2,500 2,750 (250) Total expenditures 21,200,324 15,262,264 5,938,060 Excess (deficiency) of revenues over(under) expenditures (3,342,124) 3,644,463 6,986,587 OTHER FINANCING USES Transfers out (5,313,975) (4,199,367) 1,114,608 Total other financing uses (5,313,975) (4,199,367) 1,114,608 Net change in fund balance $ (8,656,099) (554,904) $ 8,101,195 Fund balance, January 1 17,354,887 Fund balance, December 31 $ 16,799,983 83 City of Thornton, Colorado Governmental Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes - sales and use $ 20,766,300 $ 36,181,996 $ 15,415,696 Intergovernmental 4,199,100 5,376,526 1,177,426 Governmental grants 13,399,900 5,279,013 (8,120,887) Investments Investment earnings (loss) 591,600 (2,087,221) (2,678,821) Miscellaneous Developers' contributions 4,014,069 423,747 (3,590,322) Other 175,700 583,514 407,814 Total revenues 43,146,669 45,757,575 2,610,906 EXPENDITURES Streets, traffic and engineering 3,060,000 3,344,141 (284,141) Capital outlay 64,040,460 31,940,408 32,100,052 Debt service Principal retirement 3,768,748 3,768,747 1 Interest 779,041 779,041 - Bondfees 2,250 2,250 - Total expenditures 71,650,499 39,834,587 31,815,912 Excess (deficiency) of revenues over(under) expenditures (28,503,830) 5,922,988 34,426,818 OTHER FINANCING SOURCES Transfers in 2,924,031 2,924,031 - Sales of general capital assets - 20,363 20,363 Total other financing sources 2,924,031 2,944,394 20,363 Net change in fund balance $ (25,579,799) 8,867,382 $ 34,447,181 Fund balance, January 1 33,038,873 Fund balance, December 31 $ 41,906,255 84 City of Thornton, Colorado Combining Statements and Budgetary Schedules Fund Descriptions Non-Major Governmental Funds S�ecial Revenue Funds Special Revenue funds are used to account for specific revenues that are legally restricted to expend for particular purposes. Thornton Arts, Sciences and Humanities Council (TASHCO) Fund (Component Unit� - to account for monies received from grants and program revenues for purposes of cultural enhancements. Cash in Lieu Fund - to account for monies contributed by land developers in lieu of providing an improvement such as parks or drainage. Conservation Trust Fund - to account for monies received from the State government for purposes of developing new parks and park improvements. Parks Fund - to account for one-third of the .25% open space tax to be used exclusively for the purchase and development of parks in the City. Oqen Space Fund -to account for one-third of the .25%open space tax to be used exclusively for the purchase and development of open space in the City. Parks and Open Space Fund - to account for one-third of the .25% open space tax to be used exclusively for the purchase and development of parks and open space in the City, based on the recommendations of the Parks and Open Space Advisory Committee (POSAC). Adams County Open Space Sales Tax Fund - to account for open space monies from Adams County to be used exclusively for the purchase and development of open space in the City. Adams County Road and Bridge Sales Tax Fund - to account for road and bridge monies from Adams County to be used exclusively for transportation related projects in the City. 136th Avenue GID Fund (Component Unit� - to account for the collection of assessment revenues to be used exclusively for payment of the construction of the interchange at 136th Avenue and Interstate 25. E911 Authority Fund (Component Unit� - to account for E911 surcharges received from telecommunication companies doing business within the City. The Authority was established by City Council in 2004, and funds collected are used to pay for a portion of costs authorized by State statute for the City to provide emergency telephone services. Capital Proiects Funds Capital Projects Funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds. Thornton Development Authority South Capital Fund (Component Unit� - to account for capital improvement projects within the Authority boundaries financed by existing and current resources (property tax and investment income). Thornton Development Authority 144th (TDA 144th�(Component Unit� - to account for debt services and capital improvement projects within the Authority boundaries financed by current resources (property tax, sales tax, investment income) and by bond proceeds. The debt service payments are for the following bond issue: $27,580,000 Thornton Development Authority Tax Increment Revenue Bonds (East 144th Avenue and I-25 Project), Series 2015B -financed by sales and property tax incremental increases within the boundaries of the 144th Urban Renewal Area. The bonds are due in semi-annual payments until maturity in 2037. 85 City of Thornton, Colorado Combining Balance Sheet Non-Major Governmental Funds December 31, 2022 Special Revenue Funds Cash in Conservation Open Parks& TASHCO Lieu Trust Parks Space Open Space ASSETS Equity in pooled cash and investments Unrestricted $ 217,270 $ 1,620,675 $ 3,729,993 $ 406,027 $ 3,939,677 $ 22,560,108 Restricted - - - - - - Receivables, net Taxes - - - - - 1,024,803 Accounts - - - - 55,183 970,699 Interest 804 5,934 12,944 1,477 14,441 79,997 Land held for resale - - - - - - Total assets $ 218,074 $ 1,626,609 $ 3,742,937 $ 407,504 $ 4,009,301 $ 24,635,607 LIABILITIES Accounts payable 4,703 49,907 168,735 - 117,785 104,943 Retainage payable - 1,885 8,666 - 14,534 - Third party advances - 1,154,133 - - - - Unearned revenue - - - - 9,600 - Other - - - - - - Total liabilities 4,703 1,205,925 177,401 - 141,919 104,943 DEFERRED INFLOWS Unavailable revenue - Property taxes - - - - - - Intergovernmental - - - - 2,814 - Total deferred inflows ofresources - - - - 2,814 - FUND BALANCES Restricted Parksand openspace - - 3,565,536 407,504 3,864,568 24,530,664 Capital projects - - - - - - Debt service - - - - - - Public safety - - - - - - Other purposes 77,264 - - - - - Assigned Capital projects - - - - - - Land held for resale - - - - - - Parks and open space - 420,684 - - - - Otherpurposes 136,107 - - - - - Totalfund balances 213,371 420,684 3,565,536 407,504 3,864,568 24,530,664 Total liabilities, deferred inflows of resources and fund balances $ 218,074 $ 1,626,609 $ 3,742,937 $ 407,504 $ 4,009,301 $ 24,635,607 86 Special Revenue Funds Adams County Adams County Total Open Space Road &Bridge 136th E911 Special Sales Tax Sales Tax Avenue GID Authority Revenue $ 5,699,609 $ 6,794,953 $ 62,982 $ 599,214 $ 45,630,508 1,010,793 1,011,362 162,846 338,167 3,547,971 - - - - 1,025,882 20,682 25,390 350 4,536 166,555 $ 6,731,084 $ 7,831,705 $ 226,178 $ 941,917 $ 50,370,916 62,575 1,140,145 - - 1,648,793 39,889 436,722 - - 501,696 - - - - 1,154,133 - - - - 9,600 102,464 1,576,867 - - 3,314,222 - - 164,238 - 164,238 1,010,793 - - - 1,013,607 1,010,793 - 164,238 - 1,177,845 5,617,827 - - - 37,986,099 - 6,254,838 - - 6,254,838 - - - 941,917 941,917 - - - - 77,264 - - 61,940 - 61,940 - - - - 420,684 - - - - 136,107 5,617,827 6,254,838 61,940 941,917 45,878,849 $ 6,731,084 $ 7,831,705 $ 226,178 $ 941,917 $ 50,370,916 87 City of Thornton, Colorado Combining Balance Sheet Non-Major Governmental Funds December 31, 2022 Capital Funds Total Total Non-major TDA South TDA 144th Capital Governmental Capital Capital Projects Funds ASSETS Equity in pooled cash and investments Unrestricted $ 6,676,533 $ 1,033,110 $ 7,709,643 $ 53,340,151 Restricted - 2,292,536 2,292,536 2,292,536 Receivables, net Taxes 743,946 1,997,014 2,740,960 6,288,931 Accounts 2,500,000 - 2,500,000 3,525,882 Interest 28,960 3,662 32,622 199,177 Land held for resale 543,099 - 543,099 543,099 Total assets $ 10,492,538 $ 5,326,322 $ 15,818,860 $ 66,189,776 LIABILITIES Accounts payable 6,414 - 6,414 1,655,207 Retainage payable - - - 501,696 Third party advances 13,500 - 13,500 1,167,633 Unearnedrevenue - - - 9,600 Other - 1,008,570 1,008,570 1,008,570 Total liabilities 19,914 1,008,570 1,028,484 4,342,706 DEFERRED INFLOWS Unavailable revenue - property taxes 743,943 1,778,680 2,522,6Z3 2,686,861 Intergovernmental - - - 1,013,607 Total deferred inflows of resources 743,943 1,778,680 2,522,623 3,700,468 FUND BALANCES Restricted Parks and open space - - - 37,986,099 Capital projects - - - 6,254,838 Debt service - 2,258,550 2,258,550 2,258,550 Public safety - - - 941,917 Otherpurposes - - - 77,264 Assigned Capital projects 9,185,582 280,522 9,466,104 9,528,044 Land held for resale 543,099 - 543,099 543,099 Parks and open space - - - 420,684 Otherpurposes - - - 136,107 Total fund balances 9,728,681 2,539,072 12,267,753 58,146,602 Total liabilities, deferred inflows of resources and fund balances $ 10,492,538 $ 5,326,322 $ 15,818,860 $ 66,189,776 88 This Page Left Intentionally Blank 89 City of Thornton, Colorado Combining Statement of Revenues, Expenditures,and Changes in Fund Balances Non-Major Governmental Funds For the year ended December 31, 2022 Special Revenue Funds Cash in Conservation Open Parks& TASHCO Lieu Trust Parks Space Open Space REVENUES Taxes Sales and use $ - $ - $ - $ - $ - $ 9,910,323 Property - - - - - - E911 - - - - - - Other - - - - - - Intergovernmental - - 1,718,471 - - - Governmental grants 77,264 - - - 42,770 4,166,023 Investments Investmentloss (6,162) (49,874) (115,369) (12,472) (104,730) (695,619) Miscellaneous Developers' contributions - 148,389 - - - - Other 766 3,134 - - 9,600 - Total revenues 71,868 101,649 1,603,102 (12,472) (52,360) 13,380,727 EXPENDITURES Current Streets, traffic and engineering - - - - - - Community services 51,300 - - - - - Capital outlay 171,500 148,389 628,687 - 3,404,813 3,005,215 Debt service Principal retirement - - - - - 2,671,253 Interest - - - - - 2,993,309 Bondfees - - - - - 3,980 Total expenditures 222,800 148,389 628,687 - 3,404,813 8,673,757 Excess (deficiency) of revenues over(under) expenditures before other sources (uses) (150,932) (46,740) 974,415 (12,472) (3,457,173) 4,706,970 OTHER FINANCING SOURCES (USES) Transfers in 18,000 - - - - - Transfers out - - - - - - Total other financing sources (uses) 18,000 - - - - - Net change in fund balances (132,932) (46,740) 974,415 (12,472) (3,457,173) 4,706,970 Fund balances, January 1 346,303 467,424 2,591,121 419,976 7,321,741 19,823,694 Fund balances, December 31 $ 213,371 $ 420,684 $ 3,565,536 $ 407,504 $ 3,864,568 $ 24,530,664 90 Special Revenue Funds Adams County Adams County Open Space Road &Bridge 136th E911 Total Sales Tax Sales Tax Avenue GID Authority Special Revenue $ - $ - $ - $ - $ 9,910,3Z3 - - 152,474 - 152,474 - - - 3,282,279 3,282,279 - - 12,001 - 12,001 1,806,832 5,220,410 - - 8,745,713 - - - - 4,286,057 (181,906) (218,495) (3,086) (39,962) (1,427,675) - 124,999 - - 273,388 - - - - 13,500 1,624,926 5,126,914 161,389 3,242,317 25,248,060 - - - - 51,300 797,366 4,508,425 - - 12,664,395 - - - - 2,671,253 - - - - 2,993,309 - - - - 3,980 797,366 4,508,425 - - 18,384,237 827,560 618,489 161,389 3,242,317 6,863,823 - - - - 18,000 - - (150,000) (3,000,000) (3,150,000) - - (150,000) (3,000,000) (3,132,000) 827,560 618,489 11,389 242,317 3,731,823 4,790,Z67 5,636,349 50,551 699,600 42,147,026 $ 5,617,827 $ 6,254,838 $ 61,940 $ 941,917 $ 45,878,849 91 City of Thornton, Colorado Combining Statement of Revenues, Expenditures, and Changes in Fund Balances (Continued) Non-Major Governmental Funds For the year ended December 31, 2022 Capital Funds Total Total Non-major TDA South TDA 144th Capital Governmental Capital Capital Projects Funds REVENUES Taxes Sales and use $ - $ 2,337,220 $ 2,337,220 $ 12,247,543 Property 807,714 2,148,139 2,955,853 3,108,327 E911 - - - 3,282,279 Other - - - 12,001 Intergovernmental - - - 8,745,713 Governmental grants - - - 4,286,057 Investments Investmentloss (239,831) (337) (240,168) (1,667,843) Miscellaneous Developers' contributions - - - 273,388 Other - - - 13,500 Total revenues 567,883 4,485,022 5,052,905 30,300,965 EXPENDITURES Current Streets, traffic and engineering - 1,008,570 1,008,570 1,008,570 Community services - - - 51,300 Capital outlay 243,226 - 243,226 12,907,621 Debt service Principal retirement - 730,000 730,000 3,401,253 Interest - 1,077,494 1,077,494 4,070,803 Bond fees - 2,500 2,500 6,480 Total expenditures 243,226 2,818,564 3,061,790 21,446,027 Excess (deficiency) of revenues over(under) expenditures before other sources (uses) 324,657 1,666,458 1,991,115 8,854,938 OTHER FINANCING SOURCES (USES) Transfers in - - - 18,000 Transfers out (225,096) (1,466,471) (1,691,567) (4,841,567) Total other financing sources (uses) (225,096) (1,466,471) (1,691,567) (4,823,567) Net change in fund balances 99,561 199,987 299,548 4,031,371 Fund balances, January 1 9,629,120 2,339,085 11,968,205 54,115,231 Fund balances, December 31 $ 9,728,681 $ 2,539,072 $ 12,267,753 $ 58,146,602 92 City of Thornton, Colorado Thornton Arts, Sciences, and Humanities Council Fund (TASHCO) Schedule of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Governmental grants $ 68,974 $ 77,264 $ 8,290 Investments Investment loss - (6,162) (6,162) Miscellaneous Other 2,500 766 (1,734) Total revenues 71,474 71,868 394 EXPENDITURES Community services 54,284 51,300 2,984 Capital outlay 248,000 171,500 76,500 Total expenditures 302,284 222,800 79,484 Deficiency of revenues under expenditures (230,810) (150,932) 79,878 OTHER FINANCING SOURCES Transfers in 18,000 18,000 - Total other financing sources 18,000 18,000 - Net change in fund balance $ (212,810) (132,932) $ 79,878 Fund balance, January 1 346,303 Fund balance, December 31 $ 213,371 93 City of Thornton, Colorado Cash in Lieu Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Investments Investment earnings (loss) $ 15,800 $ (49,874) $ (65,674) Miscellaneous Developers' contributions 500,000 148,389 (351,611) Other - 3,134 3,134 Total revenues 515,800 101,649 (414,151) EXPENDITURES Capital outlay 1,155,042 148,389 1,006,653 Total expenditures 1,155,042 148,389 1,006,653 Net change in fund balance $ (639,242) (46,740) $ 592,502 Fund balance, January 1 467,424 Fund balance, December 31 $ 420,684 94 City of Thornton, Colorado Conservation Trust Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Intergovernmental - State lottery $ 1,583,000 $ 1,718,471 $ 135,471 Investments Investment earnings (loss) 18,300 (115,369) (133,669) Total revenues 1,601,300 1,603,102 1,802 EXPENDITURES Capital outlay 3,419,978 628,687 2,791,291 Total expenditures 3,419,978 628,687 2,791,291 Net change in fund balance $ (1,818,678) 974,415 $ 2,793,093 Fund balance, January 1 2,591,121 Fund balance, December 31 $ 3,565,536 95 City of Thornton, Colorado Parks Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Investments Investment earnings (loss) $ 5,800 $ (12,472) $ (18,272) Total revenues 5,800 (12,472) (18,272) EXPENDITURES Capital outlay 229,501 - 229,501 Total expenditures 229,501 - 229,501 Net change in fund balance $ (223,701) (12,472) $ 211,229 Fund balance, January 1 419,976 Fund balance, December 31 $ 407,504 96 City of Thornton, Colorado Open Space Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Governmental grants $ 3,819,400 $ 42,770 $ (3,776,630) Investments Investment earnings (loss) 69,700 (104,730) (174,430) Miscellaneous Other - 9,600 9,600 Total revenues 3,889,100 (52,360) (3,941,460) EXPENDITURES Capital outlay 9,146,708 3,404,813 5,741,895 Total expenditures 9,146,708 3,404,813 5,741,895 Net change in fund balance $ (5,257,608) (3,457,173) $ 1,800,435 Fund balance, January 1 7,321,741 Fund balance, December 31 $ 3,864,568 97 City of Thornton, Colorado Parks and Open Space Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes - sales and use $ 8,412,600 $ 9,910,323 $ 1,497,723 Governmental grants 1,711,900 4,166,023 2,454,123 Investments Investment earnings (loss) 141,100 (695,619) (836,719) Total revenues 10,265,600 13,380,727 3,115,127 EXPENDITURES Capital outlay 24,477,042 3,005,215 21,471,827 Debt service Principal retirement 2,671,253 2,671,253 - Interest 2,993,309 2,993,309 - Bond fees 3,000 3,980 (980) Total expenditures 30,144,604 8,673,757 21,470,847 Net change in fund balance $ (19,879,004) 4,706,970 $ 24,585,974 Fund balance, January 1 19,823,694 Fund balance, December 31 $ 24,530,664 98 City of Thornton, Colorado Adams County Open Space Sales Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Intergovernmental $ 1,381,000 $ 1,806,832 $ 425,832 Governmental grants 985,500 - (985,500) Investments Investment earnings (loss) 31,100 (181,906) (213,006) Totalrevenues 2,397,600 1,624,926 (772,674) EXPENDITURES Capital outlay 5,266,503 797,366 4,469,137 Total expenditures 5,266,503 797,366 4,469,137 Net change in fund balance $ (2,868,903) 827,560 $ 3,696,463 Fund balance, January 1 4,790,267 Fund balance, December 31 $ 5,617,827 99 City of Thornton, Colorado Adams County Road and Bridge Sales Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Intergovernmental $ 4,209,000 $ 5,220,410 $ 1,011,410 Investments Investment earnings (loss) 83,200 (218,495) (301,695) Miscellaneous Developers' contributions - 124,999 124,999 Total revenues 4,292,200 5,126,914 834,714 EXPENDITURES Capital outlay 7,941,950 4,508,425 3,433,525 Total expenditures 7,941,950 4,508,425 3,433,525 Net change in fund balance $ (3,649,750) 618,489 $ 4,268,239 Fund balance, January 1 5,636,349 Fund balance, December 31 $ 6,254,838 100 City of Thornton, Colorado 136th Avenue General Improvement District Tax Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes Property $ 155,000 $ 152,474 $ (2,526) Other - 12,001 12,001 Investments Investment loss - (3,086) (3,086) Total revenues 155,000 161,389 6,389 OTHER FINANCING USES Transfers out (150,000) (150,000) - Totalotherfinancing uses (150,000) (150,000) - Net change in fund balance $ 5,000 11,389 $ 6,389 Fund balance, January 1 50,551 Fund balance, December 31 $ 61,940 101 City of Thornton, Colorado E911 Authority Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes - E911 $ 2,662,000 $ 3,282,279 $ 620,279 Investments Investment earnings (loss) 4,800 (39,962) (44,762) Total revenues 2,666,800 3,242,317 575,517 OTHER FINANCING USES Transfers out (3,000,000) (3,000,000) - Total other financing uses (3,000,000) (3,000,000) - Net change in fund balance $ (333,200) 242,317 $ 575,517 Fund balance, January 1 699,600 Fund balance, December 31 $ 941,917 102 City of Thornton, Colorado Thornton Development Authority South Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes - property $ 837,000 $ 807,714 $ (29,286) Investments Investment earnings (loss) 80,700 (239,831) (320,531) Totalrevenues 917,700 567,883 (349,817) EXPENDITURES Capital outlay 7,012,701 243,226 6,769,475 Total expenditures 7,012,701 243,226 6,769,475 Excess (deficiency) of revenues over (under) expenditures (6,095,001) 324,657 6,419,658 OTHER FINANCING USES Transfers out (225,096) (225,096) - Total other financing uses (225,096) (225,096) - Net change in fund balance $ (6,320,097) 99,561 $ 6,419,658 Fund balance, January 1 9,629,120 Fund balance, December 31 $ 9,728,681 103 City of Thornton, Colorado Thornton Development Authority 144th Capital Fund Schedule of Revenues, Expenditures, and Changes in Fund Balance - Budget and Actual For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual REVENUES Taxes Sales and use $ 1,871,700 $ 2,337,220 $ 465,520 Property 1,849,400 2,148,139 298,739 Investments Investment earnings (loss) 9,800 (337) (10,137) Total revenues 3,730,900 4,485,022 754,122 EXPENDITURES Streets, traffic and engineering 1,000,000 1,008,570 (8,570) Debt Service Principal Retirement 730,000 730,000 - Interest 1,077,494 1,077,494 - Bondfees 2,500 2,500 - Total expenditures 2,809,994 2,818,564 (8,570) Excess of revenues over expenditures 920,906 1,666,458 745,552 OTHER FINANCING USES Transfers out (1,476,471) (1,466,471) 10,000 Total other financing uses (1,476,471) (1,466,471) 10,000 Net change in fund balance $ (555,565) 199,987 $ 755,552 Net position, January 1 2,339,085 Net position, December 31 $ 2,539,072 104 City of Thornton, Colorado Combining Statements and Budgetary Schedules Fund Descriptions Major Enterprise Funds Enterprise Funds Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises - where the intent of the City Council is that the costs of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or where the City Council has decided that periodic determination of net income is appropriate for accountability purposes. Water Utility Fund - to account for the provision of water services to residents of the City and some residents of Adams County. Sewer Utility Fund - to account for the provision of sewer services to residents of the City and some residents of Adams County. 105 City of Thornton, Colorado Water Fund Schedule of Revenues, Expenses, and Changes in Net Position Budget and Actual - Non US GAAP Basis For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual OPERATING REVENUES Charges for services pledged for debt $ 51,693,600 $ 55,379,075 $ 3,685,475 Miscellaneous revenue 113,000 113,489 489 Total operating revenues 51,806,600 55,492,564 3,685,964 OPERATING EXPENSES Source of supply 7,177,237 7,305,822 (128,585) Water treatment 12,559,960 13,146,394 (586,434) Collection, transmission, and distribution 3,793,571 3,900,503 (106,932) Otheroperating expenses 1,940,354 1,746,362 193,992 Administration 10,840,937 9,940,087 900,850 Total operating expenses 36,312,059 36,039,168 272,891 Operating income 15,494,541 19,453,396 3,958,855 NONOPERATING REVENUES (EXPENSES) Investment earnings (loss) 2,065,900 (9,041,857) (11,107,757) Capital outlay (337,920,110) (16,561,053) 321,359,057 Debt service Principal payment (3,185,000) (3,185,000) - Interest (3,870,044) (3,870,044) - Bond fees (2,775) (633) 2,142 Other Principal (leases) - (15,383) (15,383) Other Interest (leases) - (397) (397) Royalties 3,500,000 12,497,787 8,997,787 Special Item (mineral rights sale) - 30,691,245 30,691,245 Miscellaneousrevenue 2,541,100 6,799,155 4,258,055 Total nonoperating revenues (expenses) (336,870,929) 17,313,820 354,184,749 Income (loss) before capital contributions and transfers (321,376,388) 36,767,216 358,143,604 Grants and capital contributions 21,991,200 30,412,088 8,420,888 Excess (Deficiency) of revenues over(under) expenditures before reconciling items $ (299,385,188) 67,179,304 $ 366,564,492 RECONCILIATION TO US GAAP BASIS Miscellaneous non-cash adjustments (administrative) (62,442) Miscellaneous non-cash adjustments (ARO) (5,000) Add back principal payment (debt) 3,185,000 Add back principal payment (leases) 15,383 Change in accrued interest payable 13,271 Gain on sale of capital assets 31,111 Depreciation (10,329,729) Amortization (leases) (15,540) Capital asset additions (from the City's capital projects) 16,561,053 Contributed capital assets 4,457,751 Bond deferred premiums amortized 454,720 Total reconciling items 14,305,578 Change in net position 81,484,882 Net position, January 1 859,115,145 Net position, December 31 $ 940,600,027 106 City of Thornton, Colorado Sewer Fund Schedule of Revenues, Expenses, and Changes in Net Position Budget and Actual - Non US GAAP Basis For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual OPERATING REVENUES Charges for services $ 16,501,700 $ 16,278,144 $ (223,556) Total operating revenues 16,501,700 16,278,144 (223,556) OPERATING EXPENSES Collection, transmission, and distribution 2,784,151 2,576,712 207,439 Sewage treatment-Metro Wastewater 11,928,266 11,928,266 - Other operating expenses 206,680 187,823 18,857 Administration 1,455,652 1,455,652 - Total operating expenses 16,374,749 16,148,453 226,296 Operating income 126,951 129,691 2,740 NONOPERATING REVENUES (EXPENSES) Investment earnings (loss) 122,100 (436,335) (558,435) Capital outlay (12,593,728) (2,375,847) 10,217,881 Total nonoperating expenses (12,471,628) (2,812,182) 9,659,446 Loss before capital contributions and transfers (12,344,677) (2,682,491) 9,662,186 Capital contributions 1,571,100 2,233,583 662,483 Transfers in 1,114,600 - (1,114,600) Deficiency of revenues under expenditures before reconciling items $ (9,658,977) (448,908) $ 9,210,069 RECONCILIATION TO US GAAP BASIS Miscellaneous non-cash adjustments (14,145) Gain on sale of capital assets 1,705 Depreciation (2,677,311) Capital asset additions (from the City's capital projects) 2,375,847 Contributed capital assets 4,036,887 Total reconciling items 3,722,983 Change in net position 3,274,075 Net position, January 1 83,572,751 Net position, December 31 $ 86,846,826 107 This Page Left Intentionally Blank 108 City of Thornton, Colorado Combining Statements and Budgetary Schedules Fund Descriptions Non-Major Enterprise Funds Enterprise Funds Enterprise Funds are used to account for operations that are financed and operated in a manner similar to private business enterprises - where the intent of the City Council is that the costs of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or where the City Council has decided that periodic determination of net income is appropriate for accountability purposes. Environmental Services Fund -to account for rubbish removal and recycling services provided to City residents. Stormwater Fund - to account for the provision of storm sewer services to residents of the City and some residents of Adams County. 109 City of Thornton, Colorado Statement of Net Position Non-Major Proprietary Funds December 31, 2022 Business-type Activities Enterprise Funds Environmental Services Stormwater Total ASSETS Current assets Equity in pooled cash and investments - unrestricted $ 5,265,024 $ 2,339,436 $ 7,604,460 Receivables, net Accounts 674,386 216,084 890,470 Interest and other receivables 19,608 8,616 28,224 Prepaids and other assets 10,045 6,045 16,090 Total current assets 5,969,063 2,570,181 8,539,244 Noncurrent assets Collection, transmission, and distribution - 81,793,506 81,793,506 Transportation equipment 6,143,946 1,929,633 8,073,579 General equipment 403,212 1,184,300 1,587,512 Buildings and improvements 684,752 - 684,752 Less accumulated depreciation (3,659,220) (23,637,037) (27,296,257) Construction in progress - 2,534,185 2,534,185 Total noncurrent assets 3,572,690 63,804,587 67,377,277 Total assets 9,541,753 66,374,768 75,916,521 DEFERRED OUTFLOWS OF RESOURCES Deferred outflow related to OPEB 43,196 23,340 66,536 Total deferred outflows of resources 43,196 23,340 66,536 110 Business-type Activities Enterprise Funds Environmental Services Stormwater Total LIABILITIES Current liabilities Accounts payable $ 190,423 $ 252,883 $ 443,306 Retainage payable - 1,672 1,672 Compensated absences 854 2,965 3,819 Total current liabilities 191,277 257,520 448,797 Long-term liabilities Total OPEB liability 157,591 86,192 243,783 Compensated absences 129,138 89,934 219,072 Total long-term liabilities 286,729 176,126 462,855 Total liabilities 478,006 433,646 911,652 DEFERRED INFLOWS OF RESOURCES Deferred inflows related to OPEB 58,329 31,039 89,368 Total deferred inflows of resources 58,329 31,039 89,368 NET POSITION Net investment in capital assets 3,572,690 63,802,915 67,375,605 Unrestricted 5,475,924 2,130,508 7,606,432 Total net position $ 9,048,614 $ 65,933,423 $ 74,982,037 111 City of Thornton, Colorado Statement of Revenues, Expenses and Changes in Net Position Non-Major Proprietary Funds For the year ended December 31, 2022 Business-type Activities Enterprise Funds Environmental Services Stormwater Total OPERATING REVENUES Charges for services $ 5,952,958 $ 4,398,364 $ 10,351,322 Miscellaneous revenue 43,170 - 43,170 Total operating revenues 5,996,128 4,398,364 10,394,492 OPERATING EXPENSES Collection, transmission distribution, and trash removal 3,787,838 1,750,215 5,538,053 Other operating expenses 1,136,414 57,703 1,194,117 Administration 679,034 813,661 1,492,695 Depreciation 833,861 1,773,868 2,607,729 Total operating expenses 6,437,147 4,395,447 10,832,594 Operating income (loss) (441,019) 2,917 (438,102) NONOPERATING REVENUES (EXPENSES) Investment loss (167,690) (77,110) (244,800) Miscellaneous, net - 5 5 Total nonoperating expenses (167,690) (77,105) (244,795) Loss before capital contributions and transfers (608,709) (74,188) (682,897) Grants and capital contributions - 5,266,503 5,266,503 Change in net position (608,709) 5,192,315 4,583,606 Net position, January 1 9,657,323 60,741,108 70,398,431 Net position, December 31 $ 9,048,614 $ 65,933,423 $ 74,982,037 112 This Page Left Intentionally Blank 113 City of Thornton, Colorado Statement of Cash Flows Non-Major Proprietary Funds For the year ended December 31, 2022 Business-type Activities Enterprise Funds Environmental Services Stormwater Total CASH FLOWS FROM OPERATING ACTIVITIES Receipts from customers and others $ 5,940,077 $ 4,352,724 $ 10,292,801 Payments to suppliers (3,159,125) (1,553,381) (4,712,506) Payments to employees (2,391,894) (1,406,092) (3,797,986) Net cash provided by operating activities 389,058 1,393,251 1,782,309 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Purchases and construction of capital assets - (747,574) (747,574) Capital contributions - 121,944 121,944 Net cash used in capital and related financing activities - (625,630) (625,630) CASH FLOWS FROM INVESTING ACTIVITIES Proceeds from sale of investments 2,409,542 722,101 3,131,643 Purchases of investments (3,704,234) (1,672,880) (5,377,114) Interest on investments 58,770 24,469 83,239 Net cash used in investing activities (1,235,922) (926,310) (2,162,232) Net decrease in cash and cash equivalents (846,864) (158,689) (1,005,553) Cash and cash equivalents, Jan. 1 1,844,216 608,781 2,452,997 Cash and cash equivalents, Dec. 31 $ 997,352 $ 450,092 $ 1,447,444 Cash and cash equivalents $ 997,352 $ 450,092 $ 1,447,444 Investments 4,267,672 1,889,344 6,157,016 Total cash and investments 5,265,024 2,339,436 7,604,460 Equity in pooled cash and investments $ 5,265,024 $ 2,339,436 $ 7,604,460 Total cash and investments $ 5,265,024 $ 2,339,436 $ 7,604,460 114 Business-type Activities Enterprise Funds Environmental Services Stormwater Total RECONCILIATION OF OPERATING INCOME TO NET CASH PROVIDED BY (USED IN) OPERATING ACTIVITIES Operating income (loss) $ (441,019) $ 2,917 $ (438,102) Adjustments to reconcile operating income to net cash provided by (used in) operating activities: Depreciation expense 833,861 1,773,868 2,607,729 Miscellaneous receipts - 5 5 Change in assets and liabilities: Increasein accounts receivable, net (56,052) (45,645) (101,697) Decrease (increase) in other assets 3,045 (2,000) 1,045 Decrease in deferred outflows of resources OPEB Related 16,376 8,772 25,148 Increase (decrease) in accounts payable 5,684 (345,045) (339,361) Decrease in OPEB (32,273) (14,849) (47,122) Increase (decrease) in other liabilities 25,153 (3,138) 22,015 Increase in deferred inflows of resources OPEB Related 34,283 18,366 52,649 Net cash provided by operating activities $ 389,058 $ 1,393,251 $ 1,782,309 NON-CASH INVESTING, CAPITAL AND FINANCING ACTIVITIES: Investing Activities Decrease in the fair value of investments $ (216,235) $ (98,444) $ (314,679) Stormwater lines contributed by developers - 5,144,559 5,144,559 115 City of Thornton, Colorado Environmental Services Fund Schedule of Revenues, Expenses, and Changes in Net Position Budget and Actual - Non US GAAP Basis For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual OPERATING REVENUES Charges for services $ 5,934,200 $ 5,952,958 $ 18,758 Miscellaneous revenue 8,000 43,170 35,170 Total operating revenues 5,942,200 5,996,128 53,928 OPERATING EXPENSES Trash removal 3,841,858 3,787,838 54,020 Other operating expenses 1,039,552 1,136,414 (96,862) Administration 727,793 635,496 92,297 Total operating expenses 5,609,203 5,559,748 49,455 Operating income 332,997 436,380 103,383 NONOPERATING REVENUES (EXPENSES) Investment earnings (loss) 51,200 (167,690) (218,890) Capital outlay (729,696) - 729,696 Total nonoperating expenses (678,496) (167,690) 510,806 Excess (Deficiency) of revenues over (under) expenditures before reconciling items $ (345,499) 268,690 $ 614,189 RECONCILIATION TO US GAAP BASIS Miscellaneous non-cash adjustments (43,538) Depreciation (833,861) Total reconciling items (877,399) Change in net position (608,709) Net position, January 1 9,657,323 Net position, December 31 $ 9,048,614 116 City of Thornton, Colorado Stormwater Fund Schedule of Revenues, Expenses, and Changes in Net Position Budget and Actual - Non US GAAP Basis For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual OPERATING REVENUES Charges for services $ 4,386,700 $ 4,398,364 $ 11,664 Total operating revenues 4,386,700 4,398,364 11,664 OPERATING EXPENSES Collection, transmission, and distribution 1,723,677 1,750,215 (26,538) Other operating expenses 106,055 57,703 48,352 Administration 804,524 804,510 14 Total operating expenses 2,634,256 2,612,428 21,828 Operating income 1,752,444 1,785,936 33,492 NONOPERATING REVENUES (EXPENSES) Investment earnings (loss) 4,800 (77,110) (81,910) Capital outlay (6,568,213) (747,573) 5,820,640 Miscellaneous revenue - 5 5 Totalnonoperating expenses (6,563,413) (824,678) 5,738,735 Income (loss) before capital contributions and transfers (4,810,969) 961,258 5,772,227 Capital contributions - 121,944 121,944 Excess (Deficiency) of revenues over(under) expenditures before reconciling items $ (4,810,969) 1,083,202 $ 5,894,171 RECONCILIATION TO US GAAP BASIS Miscellaneous non-cash adjustments (9,151) Depreciation (1,773,868) Capital asset additions (from the City's capital projects) 747,573 Contributed capital assets 5,144,559 Total reconciling items 4,109,113 Change in net position 5,192,315 Net position, January 1 60,741,108 Net position, December 31 $ 65,933,423 117 City of Thornton, Colorado Combining Statements and Budgetary Schedules Fund Descriptions Internal Service Funds Internal Service Funds Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City and to other government units, on a cost reimbursement basis. Risk Management Fund - to account for the costs related to providing the City with a comprehensive program to manage the City's property, liability and work related injury risk, and to manage the City's self-funded dental and vision insurance programs. 118 City of Thornton, Colorado Risk Management Fund Schedule of Revenues, Expenses, and Changes in Net Position Budget and Actual - Non US GAAP Basis For the year ended December 31, 2022 Positive (negative) variance Budget Actual from actual OPERATING REVENUES Interfund services $ 17,588,208 $ 18,414,461 $ 826,253 Total operating revenues 17,588,208 18,414,461 826,253 OPERATING EXPENSES Insurance and related expenses 3,213,339 3,464,077 (250,738) Claims and reserves for claims 13,586,393 12,736,289 850,104 Administration 647,730 604,537 43,193 Total operating expenses 17,447,462 16,804,903 642,559 Operating income 140,746 1,609,558 1,468,812 NONOPERATING REVENUES (EXPENSES) Investment earnings (loss) 61,000 (392,116) (453,116) Miscellaneous revenue 19,792 20,000 208 Total nonoperating revenues (expenses) 80,792 (372,116) (452,908) Excess of revenues over expenditures before reconciling items $ 221,538 1,237,442 $ 1,015,904 RECONCILIATION TO US GAAP BASIS Incurred but not reported adjustment- property casualty 381,948 Incurred but not reported adjustment- worker's compensation 3,492,724 Incurred but not reported adjustment - dental 10,023 Incurred but not reported adjustment - vision 11,580 OPEB liability adjustment (3,277) Miscellaneous non-cash adjustments (11,721) Total reconciling items 3,881,277 Change in net position 5,118,719 Net position, January 1, 2,631,159 Net position, December 31 $ 7,749,878 119 This Page Left Intentionally Blank 120 OTHER SCHEDULES 121 Financial Planning 02/01 The public report burden for this information collection is estimated to average 380 hours annually. Form#350-050-36 City or County: Cit of Thornton Colorado LOCAL HIGHWAY FINANCE REPORT YEAR ENDING: December 2022 This Information From The Records Of: Prepared By:Susan Nguyn Sum,Accountant Cit of Thornton Colorado Phone:303-538-7692 I. DISPOSTTION OF HIGHWAY-USER REVENUES AVAILABLE FOR LOCAL GOVERNMENT EXPENDITURE A. Local B. Local C. Receipts from D. Receipts from ITEM Motor-Fuel Motor-Vehicle State Hi�hway- Federal Hi�hway Taxes Taxes User Taxes Administration L Total recei ts available 2. Minus amount used for collection ex enses 3. Minus amount used for nonhi hwa u oses 4. Minus amount used for mass transit 5. Remainder used for hi hwa u oses II. RECEIPTS FOR ROAD AND STREET PURPOSES III. DISBURSEMENTS FOR ROAD AND STREET PURPOSES ITEM AMOUNT ITEM AMOUNT A. Recei ts from local sources: A. Local hi=hwa disbursements: 1. Local hi hwa -user taxes 1. Ca ital outla from a e 2� 27 694 981 a. Motor Fue1 from Item I.A.S. 2. Maintenance: 3 519 539 b. Motor Vehicle from Item LB.S. 3. Road and street services: c. Tota1 �a.+b. a. Traffic control o erations 2 109 877 2. General fund a ro riations 0 b. Snow and ice removal 752 847 3. Other local im osts from a e 2 35 713 451 c. Other 2 416 719 4. Miscellaneous local recei ts from a e 2 5 392 367 d. Total a.throu h a 5 279 443 5. Transfers from toll facilities 0 4. General administration&miscellaneous 631 380 6. Proceeds of sale ofbonds and notes: 5. Hi hwa law enforcement and safet 9 217 135 a. Bonds-Ori inal Issues 0 6. Total 1 throu h 5 46 342 478 b. Bonds-Refundin Issues 0 B. Debt service on local obli ations: a Notes 0 1. Bonds: d. Tota1 a.+b.+c. 0 a. Interest 34 586 7. Tota1 �l throu h 6 41 105 818 b. Redem tion 833 876 B. Private Contributions 523 766 c. Total �a.+b. 868 462 C. Recei ts from State =overnment 2. Notes: from a e 2 5 041 260 a. Interest 0 D. Recei ts from Federal Government b. Redem tion 0 from a e 2 540 096 c. Total a.+b. 0 E. Total recei ts A.7+B+C+D 47 210 940 3. Total 1.c+2.c 868 462 C. Pa ments to State for hi=hwa s 0 D. Pa ments to toll facilities 0 E T tal disburs m nts A.6+B +C+D 47 210 940 IV. LOCAL HIGHWAY DEBT STATUS Show all entries at ar O enin T Debt Amount Issued Redem tions Closin Debt A. Bonds Total 833 876 0 833 876 0 1. Bonds Refundin Portion 0 0 B tes Total 0 0 0 0 V. LOCAL ROAD AND STREET FUND BALANCE A.Be innin Balance B.Total Recei ts C.Total Disbursements D.Endin Balance E.Reconciliation 0 47 210 940 47 210 940 0 0 Notes and Comments: 0 0 0 FORM FHWA-536(Rev.1-OS) PREVIOUS EDITIONS OBSOLETE (Next Page) 122 STATE: Colorado LOCAL HIGHWAY FINANCE REPORT Y�AR GNDING: December 2022 IL RECEIPTS FOR ROAD AND STREET PURPOSES-DETAIL ITEM AMOUNT ITEM AMOUNT A.3. Other local im osts: A.4. Miscellaneous local recei ts: a. Pro ert Taxes and Assessments 27 915 487 a. Interest on inveshnents 369 475 b. Other local im osts: b. Traffic Fines&Penalties 930 603 1. Sales Taxes 0 c. Parkin Gara e Fees 0 2. Infrastructure&Im act Fees 0 d. Parkin Meter Fees 0 3. Liens 0 e. Sale of Su lus Pro ert 0 4. Licenses 0 £ Char es for Services 0 5. S ecific Ownershi &/or Other 7 797 964 . Other Misc.Recei ts 0 6. Total 1.throu h 5. 7 797 964 h. Other 4 092 289 c. Total a.+b. 35 713 451 i. Total a.throu h h. 5 392 367 Ca forward to a e 1 Ca forward to a e 1 ITEM AMOUNT ITEM AMOUNT C. Recei ts from State Government D. Recei ts from Federal Government 1. Hi hwa -user taxes 4 259 916 1. FHWA from Item I.D.S.` 2. State eneral funds 2. Other Federal a encies: 3. Other State funds: a. Forest Service 0 a. State bond roceeds b. FEMA 0 b. Pro'ect Match c. HUD 0 a Motor Vehicle Re istrations 199 567 d. Federal Transit Admin 0 d.Other S ecif -DOLA Grant 0 e. U.S.Co s of En ineers 0 e. Other S ecif 581 777 f. Other Federal 540 096 £ Total a.throu h e.� 781,344 . Total a.throu h£ 540,096 4. Total 1.+2,+3. 5,04],260 3. Total 1.+2. ) Ca forward to a e 1 III. DISBURSEMENTS FOR ROAD AND STREET PURPOSES-DETAIL ON NATIONAL OFF NATIONAL HIGHWAY HIGHWAY TOTAL SYSTEM SYSTEM a b c A.1. Ca ital outla : a. Ri ht-0f-Wa Costs 0 9 800 9 800 b. En ineerin Costs 826 917 1 408 592 2 235 509 a Construction: 1 . New Facilities 0 22 9 L2 22 912 2 . Ca acit Im rovements 0 18 587 156 18 587 156 3 . S stem Preservation 0 5 951 192 5 951 192 4 . S stem Enhancement&O eration 0 888 412 888 412 5 . Total Construction 1 +2+3 +4 0 25 449 672 25 449 672 d. Total Ca ital Outla Lines l.a.+l.b.+1.a5 826 917 26 868 064 27 694 981 Ca forward to a e 1 Notes and Comments: FORM FHWA-536(Rev.1-OS) PREVIOUS EDITIONS OBSOLETE 123 This Page Left Intentionally Blank 124 STATISTICAL SECTION This part of the City of Thornton's annual comprehensive financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 125 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 130 These schedules contain information to help the reader assess the government's most significant local revenue source, the sales tax. Debt Capacity 134 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the governmenYs ability to issue additional debt in the future. Demographic and Economic Information 139 These schedules offer demographic and economic indicators to help the reader understand the environment within which the governmenYs financial activities take place. Schedule of Principal Employers 140 The number of employees per business is confidential therefore the City is providing employee totals by sector. Operating Information 142 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. 125 This Page Left Intentionally Blank 126 City of Thornton,Colorado Schedule 1 Net Position by Component (accrual basis of accounting) Fiscal Year 2013 2014-restated 2015 2016 2017-restated 2018 2019 2020 2021-restated 2022 Governmental activities Net investment in capital assets $ 271,137,481 $ 268,904,561 $ 247,691,323 $ 259,179,659 $ 289,933,156 $ 297,988,545 $ 288,245,136 $ 287,482,862 $ 301,540,850 $ 339,517,710 Restricted 5,360,319 5,528,730 8,062,689 8,241,309 40,196,389 70,807,361 37,653,387 63,312,275 60,665,189 72,933,609 Unrestricted 85,077,988 89,976,356 123,804,451 125,530,515 80,883,896 74,950,117 109,771,204 99,655,069 126,072,830 139,942,879 Total governmental activities netposition $ 361,575,788 $ 364,409,647 $ 379,558,463 $ 392,951,483 $ 411,013,441 $ 443,746,023 $ 435,669,727 $ 450,450,206 $ 488,278,869 $ 552,394,198 Business-type activities Net investment in capital assets $ 508,956,512 $ 532,249,683 $ 543,600,154 $ 560,279,776 $ 579,737,175 $ 611,217,991 $ 713,190,231 $ 697,623,613 $ 751,240,496 $ 773,566,597 Restricted 6,480,661 5,665,074 2,976,894 2,980,644 3,097,447 - - - - - Unrestricted 104,008,361 98,346,597 113,397,141 139,927,331 166,787,828 190,174,759 189,266,660 262,357,773 261,845,831 328,862,293 Total business-type activities netposition $ 619,445,534 $ 636,261,354 $ 659,974,189 $ 703,187,751 $ 749,622,450 $ 801,392,750 $ 902,456,891 $ 959,981,386 $ 1,013,086,327 $ 1,102,428,890 Primary government Net investment in capital assets $ 780,093,993 $ 801,154,244 $ 791,291,477 $ 819,459,435 $ 869,670,331 $ 909,206,536 $ 1,001,435,367 $ 985,106,475 $ 1,052,781,346 $ 1,113,084,307 Restricted 11,840,980 11,193,804 11,039,583 11,221,953 43,293,836 70,807,361 37,653,387 63,312,275 60,665,189 72,933,609 Unrestricted 189,086,349 188,322,953 237,201,592 265,457,846 247,671,724 265,124,876 299,037,864 362,012,842 387,918,661 468,805,172 Total primary government net position $ 981,021,322 $ 1,000,671,001 $ 1,039,532,652 $ 1,096,139,234 $ 1,160,635,891 $ 1,245,138,773 $ 1,338,126,618 $ 1,410,431,592 $ 1,501,365,196 $ 1,654,823,088 Source: Current and prior year's financial statements. 127 City of Thornton,Colorado Schedule 2 Changes in Net Position (accrual basis of accounting) Fiscal Year Expenses 2013 2014-restated 2015 2016 2017-restated 2018 2019 2020 2021-restated 2022 Governmental activities: Generalgovernment $ 20,193,979 $ 17,112,300 $ 18,362,528 $ 21,317,628 $ 21,298,512 $ 20,132,128 $ 36,684,800 $ 45,830,438 $ 35,702,297 $ 37,954,100 Police 28,044,137 29,873,901 30,700,874 32,573,830 39,488,938 41,095,050 37,984,510 41,367,619 43,491,003 43,658,172 Fire 12,758,169 16,496,326 14,323,859 18,718,470 19,276,932 17,169,938 19,329,627 23,152,345 27,476,823 26,946,828 Citydevelopment 14,459,695 15,709,881 15,937,319 16,511,773 18,300,626 17,541,537 16,307,495 11,029,371 11,517,896 13,235,902 Streets,traffic&eng. 36,991,096 29,021,305 33,558,931 33,737,170 33,728,799 32,562,600 41,806,524 42,049,922 36,432,653 36,323,712 Community services 22,066,524 26,714,095 27,788,576 26,938,495 32,799,109 33,151,759 30,208,698 36,564,491 42,131,617 37,857,779 Interest on long-term debt 2,643,404 2,686,272 2,756,646 2,706,046 2,442,527 2,515,628 4,654,459 4,962,721 4,972,854 4,639,875 Total government activities expenses 137,157,004 137,614,080 143,428,733 152,503,412 167,335,443 164,168,640 186,976,113 204,956,907 201,725,143 200,616,368 Business-type activities Water 32,722,025 33,600,763 35,912,922 34,885,132 36,467,628 38,867,160 44,118,390 47,840,352 50,054,147 49,849,565 Sewer 12,254,003 13,380,812 13,721,652 15,011,361 14,206,094 21,447,839 16,670,678 16,432,487 15,224,680 18,839,909 Environmental Services 4,454,606 4,525,051 4,801,905 4,729,623 5,120,014 5,199,016 5,833,459 6,010,614 6,182,690 6,437,147 Golf 1,227,092 1,653,285 - - - - - - - - Stormwater - - - - - - 3,074,617 3,698,035 4,251,908 4,395,447 Total business-type activities expenses 50,657,726 53,159,911 54,436,479 54,626,116 55,793,736 65,514,015 69,697,144 73,981,488 75,713,425 79,522,068 Total primary government expenses $ 187,814,730 $ 190,773,991 $ 197,865,212 $ 207,129,528 $ 223,129,179 $ 229,682,655 $ 256,673,257 $ 278,938,395 $ 277,438,568 $ 280,138,436 Progra m Revenues Governmental activities: Charges for services: General government $ 4,624,849 $ 4,188,565 $ 4,923,991 $ 4,879,909 $ 4,730,914 $ 4,952,737 $ 9,396,628 $ 8,153,917 $ 8,713,494 $ 8,138,798 Police 2,699,807 2,538,093 1,964,945 1,284,687 1,717,764 2,346,799 2,357,553 1,696,738 1,967,445 1,596,231 Fire 1,617,997 1,693,145 1,887,235 2,350,600 2,622,926 2,530,075 3,271,005 4,568,578 4,497,690 5,139,561 City Development 2,607,403 3,339,238 4,061,961 4,899,797 7,540,989 6,586,129 6,456,272 6,092,697 7,003,195 6,651,209 Community Services 2,887,552 2,977,761 4,634,472 4,618,949 3,038,920 3,917,705 5,323,552 3,496,636 6,235,619 7,522,478 Operating grants/contrib. 5,704,876 6,461,838 5,958,882 5,941,237 6,322,021 8,068,103 9,442,526 18,800,681 10,558,945 10,135,553 Capital grants/contrib. 12,577,779 11,965,768 16,368,314 20,359,352 27,183,807 25,890,689 32,388,427 18,800,873 22,125,244 33,432,417 Total government activities program revenues 32,720,263 33,164,408 39,799,800 44,334,531 53,157,341 54,292,237 68,635,963 61,610,120 61,101,632 72,616,247 Business-type activities: Charges for services: Water 28,765,602 29,003,515 34,348,429 42,610,157 45,776,729 47,875,449 47,009,075 53,413,467 50,707,873 55,379,075 Sewer 12,645,386 13,105,689 14,191,006 14,388,579 15,128,165 15,092,464 15,466,882 15,838,431 16,210,386 16,278,144 Environmental Services 4,900,812 4,888,248 5,024,225 5,109,703 5,292,541 5,416,199 5,548,190 5,718,387 5,871,538 5,952,958 Golf 1,282,893 1,368,959 - - - - - - - - Stormwater - - - - - - 3,001,616 4,181,998 4,290,048 4,398,364 Capital grants/contrib. 9,205,225 10,855,812 15,915,139 29,850,742 30,493,138 35,361,778 43,034,895 37,577,921 32,396,597 46,406,812 Total business-type activities program revenues 56,799,918 59,222,223 69,478,799 91,959,181 96,690,573 103,745,890 114,060,658 116,730,204 109,476,442 128,415,353 Total primary government program revenues $ 89,520,181 $ 92,386,631 $ 109,278,599 $ 136,293,712 $ 149,847,914 $ 158,038,127 $ 182,696,621 $ 178,340,324 $ 170,578,074 $ 201,031,600 128 Fiscal Year 2013 2014-restated 2015 2016 2017-restated 2018 2019 2020 2021-restated 2022 Net(expense)/revenue Governmental activities $ (104,436,741) $ (104,449,672) $ (103,628,933) $ (108,168,881) $ (114,178,102) $ (109,876,403) $ (118,340,150) $ (143,346,787) $ (140,623,511) $ (128,000,121) Business-type activities 6,142,192 6,062,312 15,042,320 37,333,065 40,896,837 38,231,875 44,363,514 42,748,716 33,763,017 48,893,285 Total primary government net expense $ (98,294,549) $ (98,387,360) $ (88,586,613) $ (70,835,816) $ (73,281,265) $ (71,644,528) $ (73,976,636) $(100,598,071) $(106,860,494) $ (79,106,836) General Revenues and Other Changes in Assets Governmental activities Taxes Sales and use taxes $ 78,188,772 $ 84,024,928 $ 91,975,491 $ 96,446,874 $ 104,489,333 $ 110,306,247 $ 110,473,089 $ 113,669,743 $ 135,088,230 $ 147,877,508 Property taxes 11,858,574 12,046,479 12,571,291 14,503,019 14,798,204 17,448,489 20,335,200 29,247,725 29,499,614 32,544,945 Othertaxes 8,157,151 8,693,260 8,612,126 8,873,989 9,547,866 10,050,848 10,249,895 9,744,229 12,650,458 14,072,699 Loss on investments 206,456 960,404 1,513,417 56,183 1,748,964 3,195,518 6,391,532 2,797,470 (793,395) (7,631,404) Gain on sale of assets - 206,932 152,381 188,110 148,555 - 31,958 - - - Miscellaneous 1,663,472 1,762,781 2,186,632 1,493,726 1,507,138 1,607,883 1,913,175 4,906,366 2,031,160 2,401,016 Special Item - - - - - - - - - 2,850,686 Transfers - (411,253) 1,766,411 - - - (39,130,995) (2,238,267) (23,893) - Total governmental activities 100,074,425 107,283,531 118,777,749 121,561,901 132,240,060 142,608,985 110,263,854 158,127,266 178,452,174 192,115,450 Business-type activities Investmentloss 553,078 2,012,676 1,553,374 948,963 1,537,970 2,981,846 6,384,386 4,502,457 (1,284,819) (9,722,992) Gain on sale of assets 16,259 942,423 5,038,541 722,012 221,759 202,890 2,430,704 3,994,650 5,972,256 32,816 Royalties' - - - - - - - - 8,896,723 12,497,787 Miscellaneous 2,750,108 7,387,156 3,845,011 4,209,522 3,778,133 10,353,689 8,754,542 4,040,405 5,733,871 6,950,422 SpecialItem - - - - - - - - - 30,691,245 Transfers - 411,253 (1,766,411) - - - 39,130,995 2,238,267 23,893 - Total business-type activities 3,319,445 10,753,508 8,670,515 5,880,497 5,537,862 13,538,425 56,700,627 14,775,779 19,341,924 40,449,278 Total primary government $ 103,393,870 $ 118,037,039 $ 127,448,264 $ 127,442,398 $ 137,777,922 $ 156,147,410 $ 166,964,481 $ 172,903,045 $ 197,794,098 $ 232,564,728 Change in Net Position Governmentalactivities $ (4,362,316) $ 2,833,859 $ 15,148,816 $ 13,393,020 $ 18,061,958 $ 32,732,582 $ (8,076,296) $ 14,780,479 $ 37,828,663 $ 64,115,329 Business-typeactivities 9,461,637 16,815,820 23,712,835 43,213,562 46,434,699 51,770,300 101,064,141 57,524,495 53,104,941 89,342,563 Totalprimarygovernment $ 5,099,321 $ 19,649,679 $ 38,861,651 $ 56,606,582 $ 64,496,657 $ 84,502,882 $ 92,987,845 $ 72,304,974 $ 90,933,604 $ 153,457,892 Notes: In the 2014 original presentation, loss on land held for resale was netted in General Government expenditures,with the 2016 presentation it is netted in investment 1. For years 2020 and before royalties revenue was within miscellaneous. 2021 and beyond roaylties revenue will be reported as a separate line item. Source: Current and prior year's financial statements. 129 City of Thornton,Colorado Schedule 3 Fund Balances of Governmental Funds (modified accrual basis accounting) FiscalYear 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 General Fund Nonspendable $ 276,656 $ 256,407 $ 224,102 $ 252,741 $ 247,410 $ 130,616 $ 114,577 $ 78,387 $ 115,013 $ 593,668 Restricted 4,241,641 4,472,701 4,926,372 5,170,463 5,384,063 5,892,808 6,295,661 6,663,749 7,497,378 8,086,353 Committed 16,760,292 18,196,555 19,138,386 20,990,233 22,028,000 23,127,000 25,138,000 25,186,000 27,955,000 31,025,176 Unassigned 11,628,514 10,190,182 519,210 922,130 9,613,998 10,128,234 19,744,899 19,907,001 41,630,276 39,970,888 Total general fund $32,907,103 $33,115,845 $ 24,808,070 $ 27,335,567 $ 37,273,471 $ 39,278,658 $ 51,293,137 $ 51,835,137 $ 77,197,667 $ 79,676,085 All other governmental funds Nonspendable $15,951,159 $15,220,076 $ 1,985,873 $ - $ - $ - $ - $ - $ - $ 4,812 Restricted 1,742,501 1,644,923 3,759,428 39,383,427 34,812,326 68,483,103 40,138,102 62,004,594 45,000,273 50,238,647 Committed 1,137,543 1,137,043 1,000,000 2,659 - - - - - - Assigned 68,087,596 78,963,732 110,090,600 79,603,850 64,976,510 74,674,244 58,271,816 60,199,162 59,508,718 66,609,381 Unassigned (25,188,697) (25,330,792) - - - - - - - - Total all other governmental funds $61,730,102 $71,634,982 $ 116,835,901 $ 118,989,936 $ 99,788,836 $ 143,157,347 $ 98,409,918 $ 122,203,756 $ 104,508,991 $ 116,852,840 Source: Current and prior year's financial statements. 130 City of Thornton,Colorado Schedule 4 Changes in Fund Balances of Governmental Funds (modified accrual basis of accounting) Fiscal Year 2013 2014 2015 2016 2017 2018 2019 2020 2021-restated 2022 Revenues Taxes $ 98,204,497 $ 104,764,667 $ 113,158,908 $ 119,823,882 $ 128,835,403 $ 137,805,584 $ 141,058,184 $ 152,661,697 $ 177,238,302 $ 194,495,152 Licensesand permits 2,602,394 3,316,530 4,031,530 4,959,615 7,623,869 6,600,980 6,478,463 6,131,257 7,011,036 6,708,666 Intergovernmental 12,931,228 13,628,297 13,782,495 14,704,196 14,829,335 17,671,923 17,990,353 18,228,395 19,188,941 21,725,379 Governmental grants 5,348,856 3,456,132 5,120,376 4,653,577 4,296,608 5,184,780 3,905,434 16,094,122 4,578,933 10,636,649 Chargesforservices 8,952,084 8,652,264 11,224,156 11,295,406 9,690,537 10,733,941 17,452,032 15,570,267 19,127,279 20,464,371 Fines and forfeitures 2,597,693 2,452,610 1,833,930 1,249,962 1,662,594 2,198,926 2,230,512 1,540,140 1,562,823 1,200,599 Lease 207,581 207,213 207,710 207,792 207,648 175,551 175,701 175,889 175,648 30,072 Investmentloss 206,456 960,404 1,513,417 56,183 1,748,964 3,195,518 6,391,532 2,797,470 (793,395) (7,631,404) Miscellaneous 1,077,349 1,090,416 1,220,633 874,594 1,380,925 2,438,256 1,488,837 5,794,929 1,952,040 2,404,963 Totalrevenues 132,128,138 138,528,533 152,093,155 157,825,207 170,275,883 186,005,459 197,171,048 218,994,166 230,041,607 250,034,447 Expenditures Generalgovernment 17,735,112 14,231,242 16,347,304 17,574,494 19,108,028 19,130,535 32,344,427 31,921,508 34,677,430 38,615,549 Police 26,345,134 27,567,650 28,867,622 30,733,098 36,305,515 39,539,105 37,937,011 39,208,799 41,324,207 44,176,348 Fireand Ambulance 12,195,742 13,070,907 13,630,141 15,123,637 17,693,181 19,272,739 19,750,199 20,734,126 25,070,216 26,776,865 Citydevelopment 7,010,772 7,836,797 8,289,288 8,456,322 9,265,248 10,391,186 9,347,955 9,291,154 9,250,922 9,725,080 Streets,traffic and engineering 11,105,807 11,738,019 12,713,416 12,730,210 13,524,537 14,343,779 15,122,054 13,216,978 15,636,030 16,463,430 Com munityservices 16,521,970 17,730,163 20,628,287 21,378,664 20,553,513 23,460,086 22,017,406 20,964,588 23,334,148 26,841,337 Capitaloutlay 30,090,513 29,792,607 36,650,789 38,277,166 54,287,245 75,174,464 83,093,427 73,985,088 59,844,258 62,570,434 Debt service Principal retirement 4,985,000 5,160,000 4,580,000 6,210,000 6,410,000 6,098,539 6,224,347 7,663,858 8,098,939 8,966,463 Interest 2,681,595 2,690,626 2,462,975 2,883,894 2,643,547 2,373,332 5,281,123 5,724,112 5,573,189 5,234,669 Bondfees 1,700 3,571 244,061 6,850 4,196 6,755 8,809 6,755 8,755 11,480 Bond issuance costs - - 168,985 - - 541,368 - 511,526 - - TotalExpenditures 128,673,345 129,821,582 144,582,868 153,374,335 179,795,010 210,331,888 231,126,758 223,228,492 222,818,094 239,381,655 Excess(deficiency)of revenues over(under)expenditures 3,454,793 8,706,951 7,510,287 4,450,872 (9,519,127) (24,326,429) (33,955,710) (4,234,326) 7,223,513 10,652,792 Other financing sources(uses) Transfersin 3,532,854 10,043,738 14,482,662 5,672,765 9,298,637 9,287,257 7,347,294 7,183,995 7,761,827 9,058,934 Transfers out (3,532,854) (8,932,377) (14,259,537) (5,672,765) (9,298,637) (9,341,044) (6,313,547) (9,248,912) (7,761,827) (9,058,934) Bondsissued - - 41,480,000 - - 69,536,852 - 26,785,000 - - Premium on bonds issued - - 3,187,135 - - - - 3,745,451 - - Pymnts to underwriter on bonds issued - - (15,805,000) - - - - - - - Capital lease acquisition - - - - - - - - - 1,218,908 Sales of capital assets - 295,310 297,597 230,660 255,931 217,062 189,013 104,630 391,944 99,881 Total other financing sources(uses) - 1,406,671 29,382,857 230,660 255,931 69,700,127 1,222,760 28,570,164 391,944 1,318,789 Special item Proceeds from sale of mineral rights - - - - - - - - - 2,850,686 Netchangeinfund balances $ 3,454,793 $ 10,113,622 $ 36,893,144 $ 4,681,532 $ (9,263,196) $ 45,373,698 $ (32,732,950) $ 24,335,838 $ 7,615,457 $ 14,822,267 Debt service as a percentage of noncapital expenditures 6.2% 6.6% 5.5% 6.6% 6.0% 5.4% 6.5% 7.2% 7.3% 7.3% Note: In the 2014 original presentation, loss on land held for resale was netted in General Government expenditures,with the 2016 presentation it is netted in investment earnings. Source: Current and prior year's financial statements. 131 City of Thornton, Colorado Schedule 5 General Government Tax and Assessment Revenues by Source' Specific Fiscal Sales Motel Use Property ownership Franchise Cigarette Year tax tax tax tax tax tax tax Total 2013 $ 53,221,042 $ 839,638 $ 13,311,291 $ 9,045,633 $ 697,464 $ 5,258,367 $ 216,756 $ 82,590,191 2014 56,379,978 1,058,019 15,782,478 9,137,579 753,402 5,521,208 201,573 88,834,237 2015 60,194,735 1,124,700 19,200,063 9,233,929 836,278 5,308,812 198,949 96,097,466 2016 61,544,769 1,179,445 20,895,946 10,681,366 925,272 5,387,163 199,494 100,813,455 2017 62,613,775 1,260,891 26,085,453 10,826,288 1,093,409 5,809,945 193,693 107,883,454 2018 68,650,875 1,320,551 29,049,758 13,124,438 1,194,177 6,117,914 185,622 119,643,335 2019 79,272,131 1,457,730 24,178,694 13,575,713 1,177,076 6,195,392 181,998 126,038,734 2020 83,627,429 924,955 22,641,658 16,537,713 1,325,554 6,011,074 239,902 131,308,285 2021 95,919,026 1,591,445 31,105,765 16,826,865 1,506,180 6,387,943 190,268 153,527,492 2022 106,674,390 1,941,416 31,113,792 18,003,374 1,437,486 7,288,978 28,290 166,487,726 1 Revenues from the General, Parks, Open Space, Parks and Open Space, Governmental Capital, TDA North and TDA 144th Capital Funds (excluding revenue pledged for debt service on the Series 2015 and Series 2015B Tax Increment Bonds). Source: City of Thornton Finance Department 132 City of Thornton, Colorado Schedule 6 Sales Tax Revenue by Type of Industry Tota I Restaurants Direct Fiscal General Electric& Furniture& Liquor& Telecomm. & Total Taxl,Z Year Merchandise Grocery Natural Gas Automotive Construction Electronics Food Service Cable Utility All Other Sales Tax Rate 2013 $ 16,575,442 $ 7,807,324 $ 3,556,124 $ 3,530,698 $ 2,788,722 $ 3,104,647 $ 7,700,137 $ 4,740,332 $ 1,514,293 $ 51,317,719 3.75 2014 16,894,260 8,405,616 3,654,939 3,819,125 3,350,827 3,856,016 8,345,741 5,054,112 1,716,548 55,097,184 3.75 2015 17,356,120 8,723,066 3,499,658 4,276,950 4,194,684 4,366,301 9,067,627 4,955,275 1,915,447 58,355,128 3.75 2016 18,154,195 8,954,343 3,378,819 4,877,990 4,427,382 4,906,621 9,227,279 5,613,605 2,004,535 61,544,769 3.75 2017 18,341,139 9,149,265 3,478,793 4,881,463 4,839,698 4,384,954 9,721,763 5,496,744 2,319,956 62,613,775 3.75 2018 21,008,470 9,695,714 3,601,649 5,204,670 5,785,369 6,006,502 10,257,476 4,610,663 2,480,362 68,650,875 3.75 2019 28,565,769 10,046,758 3,771,659 5,711,395 6,589,401 4,901,396 11,732,720 4,422,165 3,530,868 79,272,131 3.75 2020 31,039,638 10,722,258 3,723,885 5,700,495 7,190,528 5,492,629 12,388,526 3,951,818 3,417,652 83,627,429 3.75 2021 37,336,448 10,611,147 4,189,337 6,502,721 7,947,253 6,404,478 14,950,390 3,837,870 4,139,382 95,919,026 3.75 2022 42,674,792 12,041,035 4,992,838 7,258,110 8,868,275 6,551,781 15,817,791 3,778,632 4,691,136 106,674,390 3.75 1 Marijuana and related products sold at retail subject to additional 5% special sales tax. z Sales tax rate within Denver Premium Outlet shopping area is 2.35%. Source: City of Thornton Sales and Use Tax Reports 133 City of Thornton, Colorado Schedule 7 Direct and Overlapping Sales Tax Rates Overlapping Rates Ra pi d Tota I Total Direct Transit Cultural Football Overlapping Fiscal City of Sales Tax State of Adams District Facilities Stadium Sales Tax Year Thornton Rate Colorado County RTD District District Rate 2013 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2014 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2015 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2016 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2017 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2018 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2019 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2020 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2021 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% 2022 3.75% 3.75% 2.90% 0.75% 1.00% 0.10% 0.00% 8.50% Source: City of Thornton Sales and Use Tax Reports Note: Additional 10% Colorado sales tax on recreational use marijuana and additional 5% City sales tax on marijuana and related products sold at retail. 134 City of Thornton,Colorado Schedule 8 Principal Sales Taxpayers Fiscal Year 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Aggregate top ten filers' $ 24,561,715 $ 25,511,695 $ 26,511,596 $ 27,750,234 $ 28,899,319 $ 29,705,410 $ 33,553,048 $ 36,736,395 $ 40,657,228 $ 46,367,619 Aggregate all other filers 26,756,004 29,585,489 31,843,532 33,794,535 33,714,456 38,945,465 45,719,083 46,891,034 55,261,798 60,306,771 Total sales tax $ 51,317,719 $ 55,097,184 $ 58,355,128 $ 61,544,769 $ 62,613,775 $ 68,650,875 $ 79,272,131 $ 83,627,429 $ 95,919,026 $ 106,674,390 Top ten filers as a percentage of total sales 47.9% 46.3% 45.4% 45.1% 46.2% 43.3% 42.3% 43.9% 42.4% 43.5% 1 Colorado State Statues and City of Thornton Ordinances prohibit disclosure of individual sales tax returns. Source: City of Thornton Sales and Use Tax Reports 135 City of Thornton,Colorado Schedule 9 Ratios of Outstanding Debt by Type Governmental Activities Business-Type Activities Sales and Tax Certificates General Notes and Total Percentage Fiscal Use Tax Increment of Obligation Revenue Loan Primary of Personal Per Year Bonds Bonds Participation Leases Bonds Bonds Payable Leases Government Incomel Capital 2013 $ 8,065,000 $ 16,545,000 $ 27,295,000 $ - $ 16,175,000 $ 39,955,000 $ 79,160 $ - $ 108,114,160 3.3% $ 882 2014 6,555,000 15,805,000 24,385,000 - 8,045,000 39,475,000 41,284 - 94,306,284 2.9% 763 2015 5,000,000 41,480,000 21,360,000 - - 38,955,000 - - 106,795,000 3.0% 811 2016 3,635,796 42,989,472 18,123,982 - - 40,519,469 - - 105,268,719 2.8% 785 2017 1,839,451 41,317,224 14,884,985 - - 38,898,452 - - 96,940,112 2.5°/ 705 2018 - 39,584,976 81,639,055 547,937 - 37,232,435 - - 159,004,403 3.8% 1,132 2019 - 37,812,728 76,932,351 433,591 - 35,506,418 - - 150,685,088 3.3°/ 1,048 2020 - 35,990,480 102,177,378 314,733 - 124,027,834 - - 262,510,425 5.5% 1,793 2021 - 34,103,232 95,627,593 753,725 - 120,662,825 - - 251,147,375 5.3% 1,717 2022 - 32,155,984 88,792,808 1,100,271 - 116,907,816 - 46,765 239,003,644 4.6% 1,608 'See Schedule 14 for personal income and population data. Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Note: For years 2016 and forward debt balances are net of related premiums and discounts Note: Increase in leases in 2022 related to the adoption of GASB 87-Leases standard Source: Current and prior year's financial statements. 136 City of Thornton, Colorado Schedule 10 Ratios of General Bonded Debt Outstanding Percentage of Estimated General Less: Amounts Actual Taxable Fiscal Obligation Available in Debt Value of Per Year Bonds Service Fund Total Property Capital 2013 $ 16,175,000 $ - $ 16,175,000 1.79% $ 132 2014 8,045,000 - 8,045,000 0.88% 65 2015 - - - 0.00% - 2016 - - - 0.00% - 2017 - - - 0.00% - 2018 - - - 0.00% - 2019 - - - 0.00% - 2020 - - - 0.00% - 2021 - - - 0.00% - 2022 - - - 0.00% - 1 See Schedule 14 for population data. Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Note: For years 2016 and forward debt balances are net of related premiums and discounts Source: Current and prior year's financial statements. 137 City of Thornton,Colorado Schedule 11 Direct and Overlapping Governmental Activities Debt As of December 31, 2022 Percentage Assessed Debt Applicable Estimated Share Entity (1) Valuation (2) Outstanding to the City (3) of Overlapping Debt City of Thornton direct debt $ 122,049,063 Overlapping Debt Adams 12 Five Star School District $ 2,946,850,320 $ 407,780,000 47.98 195,652,844 Adams County School District 1 988,197,850 120,110,000 16.26 19,529,886 Adams County School District 14 993,241,240 63,997,398 4.27 2,732,689 Amber Creek Metropolitan District 15,587,940 19,604,829 100.00 19,604,829 Aspen Reserve Metropolitan District 4,890,920 3,492,000 100.00 3,492,000 Brighton School District 27J 2,475,806,980 905,644,348 11.29 102,247,247 Bramming Farm Metropolitan District No. 1 4,678,190 3,830,000 100.00 3,830,000 Cherrylane Metropolitan District 4,298,130 3,864,000 100.00 3,864,000 Creekside Village Metropolitan District 2,374,700 11,502,000 100.00 11,502,000 Cundall Farms Metropolitan District 13,655,330 13,497,000 100.00 13,497,000 Fallbrook Metropolitan District 22,054,460 560,000 100.00 560,000 Heritage Todd Creek Metropolitan District 47,894,400 35,159,175 100.00 35,159,175 Highpointe Park Metropolitan District 9,210,670 6,991,000 100.00 6,991,000 Homestead Hills Metropolitan District 2,946,670 2,942,000 100.00 2,942,000 Lambertson Lakes Metro District 21,011,430 2,050,000 100.00 2,050,000 Larkridge Metropolitan District No. 1 24,652,700 12,375,000 100.00 12,375,000 Larkridge Metropolitan District No. 2 15,970,540 15,270,000 100.00 15,270,000 Lewis Pointe Metropolitan District 15,434,450 9,762,949 100.00 9,762,949 Mayfield Metropolitan District 8,296,970 9,753,136 100.00 9,753,136 North Holly Metropolitan District 12,596,020 14,304,625 100.00 14,304,625 North Metro Fire Rescue FKA Fire Dist. 1 666,193,490 7,290,000 0.28 20,412 Orchard Farms Metropolitan District 15,334,050 14,165,000 100.00 14,165,000 PLA Metropolitan District 3,858,870 635,000 100.00 635,000 Rangeview Library District 7,517,36Z,920 73,190,650 25.23 18,466,001 RII-DII Business Improvement District 14,943,590 7,797,974 100.00 7,797,974 Talon Pointe Metropolitan District 8,847,530 23,910,000 100.00 23,910,000 Timberleaf Metropolitan District 3,256,260 7,697,000 100.00 7,697,000 Village at Dry Creek Metro No 2 26,838,840 14,937,000 100.00 14,937,000 Villas at Eastlake Reservoir Metro District 4,125,360 2,570,000 100.00 2,570,000 Westwood Metropolitan District 20,660 8,100,000 100.00 8,100,000 Willow Bend Metropolitan District 11,439,510 16,455,000 100.00 16,455,000 Subtotal, overlapping debt $ 599,873,767 Total direct and overlapping debt $ 721,922,830 (1) The following entities also overlap the City but have no reported general obligation debt outstanding: Adams County Adams County Fire Protection District Regional Transportation District Ash Meadows Metropolitan District River Valley Village Metropolitan District Brittany Place Metropolitan District Riverdale Peaks II Metropolitan District Central Colorado Water Conservancy Riverdale Ranch Metropolitan District City of Thornton 136th Ave GID South Adams County Fire Protection District Eastcreek Farm Metropolitan District South Adams Water and Sanitation District Fire District 6 Greater Brighton Talon Pointe Coordinating Metro District Home Place Metropolitan District The Village at North Creek Metropolitan District Hyland Hills Metro Park&Recreation -Urban Drainage and Flood Control District Lees Farm Metropolitan District Urban Drainage and Flood Control District- S. Platte North End Metropolitan Districts Village at Dry Creek Metro Districts No 1, 3-4 North Metro Fire Bond (FKA FD1B) Wright Farms Metropolitan District North Washington Water and Sanitation District York Street Metropolitan District Parterre Metropolitan Districts (2) Assessed values certified in 2021 are for collection of ad valorem property taxes in 2022. �3� The percentage of each entity's outstanding debt chargeable to the City is calculated by comparing the assessed valuation of the portion overlapping the City to the total assessed valuation of the overlapping entity. To the extent the City's assessed valuation changes disproportionately with the assessed valuation of overlapping entities, the percentage of debt for which property owners within the City are responsible will also change. Sources: Adams County Assessor's office and individual taxing entities. Note: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. 138 City of Thornton,Colorado Schedule 12 Legal Debt Margin Information Fiscal Year 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Debt Limit' $ 90,471,515 $ 91,397,034 $ 106,189,059 $ 107,150,843 $ 129,656,445 $ 133,967,394 $ 164,035,556 $ 166,486,507 $ 177,525,237 $ 176,355,177 Total net debt applicable to limit - - - - - - - - - 1,147,036 Legal debt margin $ 90.471,515 $ 91,397.034 $ 106,189,059 $ 107.150.843 $ 129,656,445 $ 133.967.394 $ 164,035,556 $ 166.486.507 $ 177,525,237 $ 177,502.213 Total net debt applicable as a percentage of debt - - - - - - - - - 0.65% limit Legal Debt Margin Calculation for Fiscal Year 2022 Assessed Value $1,763,551,770 Debtlimit(10%oftotalassessed value)1 176,355,177 Debt applicable to limit Generel obligation bonds - Less:Amount set aside for repayment of RTU-lease obligations 1,147,036 Less:Amount set aside for repayment of general obligation debt - Total net debt applicable to limit 1,147,036 Legal debt margin � 175.208.141 1 Per the City of Thornton Charter,the City's general obligation debt should not exceed 10 percent of the total assessed property value. By law,the general obligation debt subject to the limitation may be offset by amounts set aside for repaying general obligation bonds. Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Source: Current and prior year's financial statements and the Adams County Assessor's Office. 139 City of Thornton, Colorado Schedule 13 Pledged-Revenue Coverage Water Revenue and Revenue Refunding Bonds Water Less: Net Fiscal Charges Operating Available Year and Other Expenses Revenue Principal Interest Coverage 2013 $ 39,083,359 $ 20,131,086 $ 18,952,273 $ - $ 1,665,985 11.38 2014 45,650,754 24,784,811 20,865,943 200,000 1,453,344 12.62 2015 51,226,351 27,647,167 23,579,184 225,000 1,449,344 14.08 2016 70,365,957 26,443,298 43,922,659 1,410,000 1,442,594 15.40 2017 72,913,829 27,490,432 45,423,397 1,455,000 1,400,294 15.91 2018 89,000,301 29,300,163 59,700,138 1,500,000 1,356,644 20.90 2019 83,876,134 35,386,006 48,490,128 1,560,000 1,296,644 16.97 2020 85,243,075 37,983,262 47,259,813 1,620,000 1,234,244 16.56 2021 82,308,247 36,495,304 45,812,943 2,795,000 4,263,709 6.49 2022 126,851,008 36,039,168 90,811,840 3,185,000 3,870,044 12.87 TDA North Tax Increment Bonds Sales and Fiscal Property Year Taxes Principal Interest Coverage 2013 $ 6,162,807 $ 715,000 $ 788,713 4.10 2014 6,143,493 740,000 763,688 4.09 2015 6,257,149 - 702,573 8.91 2016 6,317,948 850,000 557,963 4.49 2017 6,632,204 865,000 540,963 4.72 2018 6,545,747 905,000 506,363 4.64 2019 7,818,057 920,000 488,263 5.55 2020 11,292,373 960,000 451,463 8.00 2021 11,914,925 995,000 413,063 8.46 2022 13,544,965 1,035,000 373,263 9.62 TDA 144th Tax Increment Bonds Sales and Fiscal Property Year Taxes Principal Interest Coverage 2015 $ 2,008,437 $ - $ - N/A 2016 2,555,008 615,000 1,192,921 1.41 2017 2,795,074 625,000 1,183,944 1.55 2018 2,812,899 645,000 1,165,194 1.55 2019 2,326,090 670,000 1,139,394 1.29 2020 2,187,764 680,000 1,125,994 1.21 2021 2,103,045 710,000 1,098,794 1.16 2022 4,276,799 730,000 1,077,494 2.37 Sales and Use Tax Bonds Fiscal Sales Year Taxes Principal Interest Coverage 2013 $ 67,811,466 $ 1,455,000 $ 350,150 37.57 2014 72,844,683 1,510,000 291,950 40.43 2015 80,057,239 1,555,000 246,650 44.44 2016 84,106,064 1,605,000 200,000 46.60 2017 91,378,445 1,665,000 135,800 50.74 2018 97,700,633 1,730,000 69,200 54.30 2019 - - - - 2020 - - - - 2021 - - - - 2022 - - - - Notes: Water revenue refunding bonds were issued in 2013. Water revenue bonds were issued in 2020, no principal or interest due in 2020. Water charges and other includes investment earnings and tap fees. Operating expenses do not include depreciation or amortization expenses. TDA North Tax Increment Revenue Bonds series 2004 were refunded in 2015, no principal due in 2015. TDA 144th Tax Increment Revenue Bonds series 2015B, no principal or interest due in 2015. Sales and Use Tax Bonds series 2007, were paid in full in 2018. 140 City of Thornton, Colorado Schedule 14 Demographic and Economic Statistics Personal Per Income Capita Fiscal (thousands of Personal Unemployment Year Population of dollars) Income Rate 2013 122,643 $ 3,258,134 $ 26,566 6.9% 2014 123,648 3,243,040 26,228 4.4% 2015 131,761 3,528,823 26,782 3.5% 2016 134,149 3,704,927 27,618 2.7% 2017 137,443 3,916,713 28,497 3.0% 2018 140,509 4,228,478 30,094 3.8% 2019 143,788 4,499,270 31,291 2.4% 2020 146,427 4,756,974 32,487 8.6% 2021 146,270 4,766,793 32,589 4.3% 2022 148,623 5,228,706 35,181 2.9% 141 City of Thornton, Colorado Schedule 15 Principal Employers 2022 Percentage of Total City Emplover Tvpe Emplovees Rank Emplovment Retail Trade (439 Units) 7,735 1 25% Health Care and Social Assistance (282 Units) 5,346 2 17% Accomodation and Food Services (238 Units) 4,320 3 14% Educational Services (81 Units) 3,045 4 10% Public Administration (46 Units) 1,884 5 6% Other Services (284 Units) 1,803 6 6% Construction (208 Units) 1,369 7 4% Professional, Service &Tech (176 Units) 1,099 8 4% Information (56 Units) 933 9 3% Arts, Entertainment& Recreation (47 Units) 745 10 2% Total 28,279 91% Total number of persons employed by Thornton establishments: 30,974 2013 Percentage of Total City Emplover Tvpe Emplovees Rank Emplovment Retail Trade (505 units) 5,185 1 22% Educational Services (92 Units) 3,024 2 13% Health Care and Social Assistance (305 Units) 2,961 3 12% Administrative and support (967 Units) 2,137 4 9% Accommodation and Food Services (200 Units) 1,995 5 8% Construction (637 Units) 1,986 6 8% Professional Services (650 Units) 1,709 7 7% Other Services (415 Units) 1,218 8 5% Wholesale trade (197 Units) 694 9 3% Finance and Insurance (188 Units) 688 10 3% Total 21,597 90% Total number of persons employed by Thornton establishments: 24,116 Note: The number of employees per business is confidential therefore the City is providing employee totals by sector. Source: City of Thornton - Economic Development 142 City of Thornton, Colorado Schedule 16 Full-time Equivalent City Government Employees by Function 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Function General government 156 158 165 168 175 182 191 201 196 197 Police Officers 158 171 178 233 244 Z47 243 243 242 247 Civilians 69 59 63 63 63 73 77 79 79 81 Fire Firefighters and officers 75 76 76 85 101 106 132 132 145 138 Ambulance 25 26 26 26 29 26 4 4 4 4 Civilians 3 3 3 3 3 3 3 3 3 10 City development 65 71 72 78 82 84 82 82 79 82 Streets, traffic, &engineering Engineering 34 33 33 36 35 37 40 41 38 36 Maintenance 31 32 31 31 32 33 23 23 23 25 Community services 85 96 98 99 100 106 124 129 126 131 Water &Sewer 85 86 90 92 95 97 100 102 104 104 Environmental Services 22 22 23 23 24 26 26 28 28 28 Stormwater - - - - - - 13 14 15 15 Total 808 833 858 937 983 1,020 1,058 1,081 1,082 1,098 Source: City of Thornton budget office. 143 City of Thornton,Colorado Schedule 17 Operating Indicators by Function 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Function Police Patrol calls for service 98,634 94,355 113,756 103,910 111,238 122,943 153,608 142,754 139,584 130,726 Physical arrests 2,365 2,607 2,796 2,891 5,749 6,608 7,071 4,667 4,934 6,805 Traffic violations 17,993 17,085 13,351 9,843 15,125 20,959 20,635 13,981 16,766 12,996 Fire Calls for service 8,106 8,868 9,387 9,976 10,538 11,028 11,898 12,220 14,070 16,736 Fire incidents 190 214 212 282 277 248 223 284 273 314 EMS and other incidents 7,916 8,654 9,175 9,694 10,261 10,780 11,675 11,936 13,797 16,422 Inspections* 1,586 1,957 1,753 - 1,469 1,275 1,244 2,564 251 1,216 Ambulance Number of transports 4,193 4,624 5,129 5,355 5,693 5,903 5,850 6,284 7,240 7,094 City development Single-family permits 314 370 505 832 902 824 744 816 764 632 Commercial permits issued 10 18 19 19 31 25 23 26 24 21 Building inspections 28,473 30,103 37,755 57,437 52,873 66,945 44,370 44,980 35,600 45,219 Code violations&inspections 16,370 18,183 15,998 14,374 12,509 11,757 13,704 6,364 7,795 6,654 Graffiti incidents removed 1,526 1,016 880 795 534 160 178 266 344 394 Streets,traffic, &engineering Lane miles of streets maintained 1,227 1,232 1,238 1,244 1,252 1,255 1,258 1,267 1,278 1,307 Community services Carpenter Recreation center admissions 295,200 297,279 296,429 303,658 301,024 280,912 235,816 32,040 52,640 151,264 Trail Winds Recreation center admissions** - - - - - - 47,053 114,528 218,381 273,814 Water New connections 297 301 419 559 826 922 644 652 488 745 Average daily consumption (in gallons) (excludes Westminster) 14,971,237 15,005,578 15,580,590 16,820,855 16,263,868 17,459,644 16,379,225 18,523,145 17,619,820 18,121,940 Environmental Services Solid waste customers 26,919 27,060 27,317 27,671 28,328 29,233 29,899 30,763 31,202 31,708 Tons of refuse collected 34,029 34,249 34,574 36,529 36,571 37,724 37,811 43,332 43,026 40,449 Tons of recyclables collected 5,180 5,161 5,193 5,255 5,424 5,417 5,355 5,928 5,646 5,763 Note: Indicators are not available for the general government function. *Indicator was not tracked in 2016. **Indicator was not tracked prior to 2019-Trail Winds Recreation Center opened November 2019 Sources: Various city departments. 144 City of Thornton, Colorado Schedule 18 Capital Asset Statistics by Function 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 Function Police Stations 1 1 1 1 1 2 2 2 2 2 Patrol Units 74 77 92 95 119 125 134 139 149 148 Fire Fire Stations 5 5 5 5 5 6 6 6 6 6 Ambulances 6 6 6 6 7 8 7 5 5 5 Streets, traffic, &engineering Streets (miles) 404 406 409 411 414 417 421 424 433 442 Streetlights 8,565 8,521 8,783 8,824 9,125 9,140 9,316 9,583 9,617 9,673 Community services Parksacreage 683 697 723 733 757 879 851 881 1,007 1,016 Parks 81 82 84 88 90 92 93 93 90 91 Swimming Pools 3 3 3 3 3 3 4 4 4 4 Tennis Courts 17 17 17 17 17 17 17 16 16 16 Community Centers 3 3 3 3 3 3 4 4 4 4 Golf Course 1 1 1 1 1 1 1 1 1 1 Water Water mains (miles) 559 566 577 584 593 597 602 626 650 658 Fire Hydrants 4,699 4,688 4,847 4,950 5,073 5,132 5,194 5,261 5,539 5,696 Maximum daily capacity (thousands of gallons) 70,000 70,000 70,000 70,000 70,000 70,000 70,000 70,000 70,000 70,000 Sewer Sanitary sewer (miles) 427 439 445 454 462 465 485 503 506 511 Environmental Services Collection Trucks 19 19 21 21 21 22 22 24 24 25 Stormwater Storm sewers (miles) 149 150 140 144 149 151 158 160 168 172 Note: No capital asset indicators are available for the general government function. 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