HomeMy WebLinkAboutCity of Allen - Public Financial ReportPOPULAR ANNUAL FINANCIAL REPORT
CITY OF ALLEN, TEXAS
October 1, 2020-September 30, 2021
FISCAL YEAR 2021
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT2
From the
City of Allen
Dear Citizens,
The City of Allen is proud to present the Popular Annual Financial Report for the Fiscal Year ended
September 30, 2021. The financial information contained within this report is taken from the
financial statements that are a part of the City of Allen’s 2021 Annual Comprehensive Financial Report, which is prepared in accordance with the Generally Accepted Accounting Principles (GAAP) and is audited by an independent firm of certified public accountants, Weaver & Tidwell, LLP of
Dallas, TX. The annual financial report contains additional detailed and extensive information, such
as notes, statistical information, investments and debt service obligations. It may be viewed at
CityofAllen.org/Accounting.
The purpose of the popular report is to convey the information presented in the annual financial report in a condensed and easily understood format. This report is intended to provide an overview
of the City’s audited financial position, local taxing information and economic climate. This report
represents another indication of the City of Allen’s commitment to financial transparency and
accountability.
If you should have any questions or concerns, please do not hesitate to contact the City of Allen Finance Department at 214.509.4626 or by email at finance@cityofallen.org.
Eric Ellwanger March 25, 2022
Allen City Council Chambers
CITY MANAGER ERIC ELLWANGER
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 3
TABLE OF
CONTENTS
4
6
7
8
10
12
13
14
About Allen
Meet the Leaders
Major Projects
Milestones
Serving Our Community
Accolades
Award-Winning Reporting
Financial Highlights
“Perpetual Flux” at
Credit Union of Texas Event Center
Arbor Day Celebration
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT4
About Allen
Allen is located in Collin County at the intersection of Central Expressway
(US-75) and Sam Rayburn Tollway (SH-121), 25 minutes north of downtown
Dallas. Allen is bordered by incorporated cities on all sides: to the north
lie McKinney (the county seat) and Fairview; Plano borders Allen on the
south and west, and Lucas borders Allen to the east.
Allen features several important transportation connections. Central
Expressway (US-75) bisects the City in a north/south direction toward
downtown Dallas and I-30. Sam Rayburn Tollway (SH-121) offers a direct
30-mile route to DFW International Airport and a 10-mile route the
Dallas North Tollway, home to many of the region’s largest corporate
headquarters. State Highway 5 connects with Greenville Avenue in Allen
and continues into the Dallas urban core. Dallas Love Field Airport is 25
miles from Allen and McKinney National Airport is 9 miles away.
OUR CITY
4
Celebration Park
108,207POPULATION
$300
OPERATING
BUDGET OF
MILLION
27.11
SQUARE
MILES
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 5
Allen was settled in the early 1850s as a farming community and remained relatively small until 1953
when the City was officially incorporated with a Council-Manager form of government. In the 1960s,
the relocation of technology companies to North Dallas and Richardson—as well as the completion of
Central Expressway and Lavon Lake—dramatically increased
employment and development opportunities for Allen’s citizens.
Allen Historic Water Station Trail
HISTORY
DEMOGRAPHICS
Allen’s population growth placed it among the fastest-growing
cities in the country, more than doubling every 10 years from 8,324
in 1980 to 84,246 in 2010. The city’s population reached 108,207
by the end of fiscal year 2021 and is expected to reach 140,000 at
build-out. Allen’s median household income is $105,925 and per
capita income is $44,493. More than 57% of adults possessing at
least a bachelor’s degree - twice the national average. In 2020, the
median home price in Allen was $334,040.
The City of Allen employs 847 full-time equivalent employees,
including 118 in the fire department and 202 in the police
department. The City boasts 1,364 acres of park land, 60 parks,
seven recreation facilities, one library, five fire stations, one
police headquarters and three police storefronts among many
other amenities.
CITY SERVICES
EDUCATION
Residents in Allen are serviced
by three independent school
districts with the majority of students residing within Allen ISD boundaries. These
districts operate
independently from
the City of Allen,guided by their own administrations and boards and
funded by their own taxes.
Allen Independent School District
• 18 elementary schools with 10,919 students enrolled
• 3 middle schools with
3,448 students enrolled
• 1 freshman center with
1,819 students enrolled
• 1 high school with 5,284 students enrolled
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT6
MEET THE LEADERS
Allen City CouncilMAYORKENNETH M. FULK
CITY COUNCIL MEETINGS
City Council meetings are
held on the second and fourth
Tuesday of each month at 7
p.m. in the Council Chambers of
City Hall, 305 Century Parkway.
Prior to the Council meeting,
a workshop is conducted at
6 p.m. in the Council Conference
Room, located next to Council
Chambers. City Council
meetings and workshops are
open to the public and citizen
input is welcome. Citizens may
speak at council meetings
on agenda and non-agenda
items by completing and
submitting a public meeting
appearance card.
WHAT’S ON THE AGENDA?
The City Council agenda is
available at CityofAllen.org 72
hours prior to every meeting.
The agendas are posted
outside of City Hall in a glass
public notice case adjacent to
the main City Hall entrance.
ABOUT CITY COUNCIL
The Allen City Council consists
of the mayor and six council
members elected citywide to
serve three-year, staggered
terms of office. In addition
to strategic planning and
approving the annual budget,
the council sets policy,
enacts ordinances establishing
municipal law and regulates
zoning and development. The
council also appoints board
and commission members.
MAYOR PRO TEM, PLACE 6BAINE BROOKS COUNCILMEMBER, PLACE 1DAREN MEIS COUNCILMEMBER, PLACE 2CARL CLEMENCICH COUNCILMEMBER, PLACE 3DAVE CORNETTE COUNCILMEMBER, PLACE 5DAVE SHAFERCOUNCILMEMBER, PLACE 4CHRIS SCHULMEISTER
Construction begins on
“The Farm”, a 135-acre
mixed use project at SH-121 and Alma Drive.
Historic locomotive
relocated to Allen
Heritage Center
Planning begins for smart
water meter
infrastructure.
Design phase kicks off
for Allen Public Library expansion project
Allen launches virtual home inspection program
Construction begins
for Stephen G. Terrell Recreation Center
Water and sewer pipe replacement
continues in
Windridge
neighborhood
MAJOR
PROJECTS
2020-2021
Shade structures added
to Allen playgrounds
Architect selected for
Allen Fire Station #6
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 7
Nine new outdoor
warning sirens added,
bringing total to 26
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT8
The City of Allen partnered with Allen Independent
School District to open a COVID-19 vaccination hub at Allen Eagle Stadium. Allen Fire Department
vaccinated more than 50,000 individuals and administered nearly 100,000 shots by early May.
Milestones
Three new councilmembers were elected to office in 2021. Daren Meis, Dave Cornette and Dave Shafer were elected to council place numbers 1, 3 and 5, respectively.
• DAVE SHAFER Councilmember, Place No. 5
• CHRIS SCHULMEISTER Councilmember, Place No. 4
• BAINE BROOKS Mayor Pro Tem, Place No. 6
• KENNETH M. FULK Mayor
• CARL CLEMENCICH Councilmember, Place No. 2
• DAREN MEIS Councilmember, Place No. 1
• DAVE CORNETTE Councilmember, Place No. 3
Allen Fire Department COVID-19 Vaccination Hub
2021-2022 Allen City Council
2021 ALLEN CITY COUNCIL
Listed below are in order from L-R as shown in the photo
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 9
Allen welcomes a new member to its
Executive Team: Chief Financial Officer
Pete Phillis joined the City of Allen in
May 2021
Allen Event Center
Winter Storm Uri: Snow, ice and record-setting cold caused widespread power outages affecting many Allen residents and businesses in February 2021.
Allen City Council adopts new
Strategic Plan to help prioritize
projects, work plans and budgets for
the next several years.
Market Street Allen USA Celebration returned to
Celebration Park after being canceled in 2020 due
to COVID-19.
Allen USA Celebration
Allen’s 7,500-seat event center was
renamed to Credit Union of Texas
Event Center following a new
partnership deal with the Allen-
based company.
Credit Union of Texas Event Center
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT10
Neighborhood Stabilization
Program: Cottonwood Bend Pilot
Serving Our
Community
We’re passionate about serving the Allen community with
PRIDE This means we put People First, treat others with
Respect, display Integrity, Deliver proven results and Excel
in our work. These five principles power everything we do,
from organizing litter clean-ups to collecting donations for the
Spread the Hope Peanut Butter Drive. Whether you’re creating
fun memories at a Let’s Play Recreation Enrichment Vehicle
event, enjoying the outdoors while reading a story with your
loved one at our library’s StoryWalk, learning how to perform
CPR from our classes offered by Allen Fire Department, or
responsibly disposing and recyclingitems on Allen Recycles
Day, we’re here to help make Allen the best city it can be!
Allen Police Department
Donations being sorted at All Community
Outreach (ACO)
Adopt-a-Spot Volunteers
Credit Union of Texas presents
CeCe’s Tracks & Treats
Blood donations at
Clear the Shelters event
Veteran’s Day Celebration at
Allen Senior Recreation Center
Allen rolls out the Let’s Play
Recreation Enrichment Vehicle
Community CPR class offered by Allen Fire Department
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 11
58 animals found forever homes
during the Clear the Shelters
campaign, month-long adoption
event at Allen Animal Shelter
Allen Police DepartmentStoryWalk at Allen Public Library
Allen Police Department
Community Relations Unit
Allen Recycles Day
2021 Spread The Hope
Peanut Butter Drive
97,365 lbs. of recyclable
materials were collected on
Allen Recycles Day
258 pounds of peanut butter
were donated to North Texas
Food Bank as part of the “Spread
the Hope” Peanut Butter Drive
16 homes received needed repairs,
funded with federal grants
administered by Allen Community
Enhancement Department
162 miles of roadways, creeks
and trails were cleared of litter
by thousands of volunteers with
Keep Allen Beautiful
SERVICE BY THE NUMBERS
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT12
We don’t set out to win awards, but our
everyday excellence has caught the eye
of some of the country’s most prestigious
publications and organizations. In recent
years, we were named one of the best real
estate markets by WalletHub, one of the
safest cities in the U.S. by Homes.com and the Best Place to Live in the South by Money Magazine. In
Allen City Hall you’ll find trophy cases brimming with local, state and national honors earned across
our departments, including our sixth consecutive Achievement of Library Excellence and the coveted
Texas Best Practice Agency designation for Allen Police Department. This year we ranked 8th in our
population category in the Digital Cities Survey, an annual recognition of cities using technology to
tackle social challenges, enhance cyber security, improve transparency and more.
Accolades
SAFEST CITY
#5 in the United
States for 2020
A+
Overall Grade
BEST REALESTATE MARKETS
#14 in 2020
AAA
Bond Rating
8TH PLACE
Population
75,000-124,999
Allen Water Conservation wins EPA award for education ACTV (Allen City Television) wins eight national awards
Children’s Programming at Allen Public Library
Keep Allen Beautiful wins state excellence award
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 13
AWARD-WINNING REPORTING
Certificate of Achievement for Excellence in Financial Reporting
The City has earned the Certificate of Achievement for Excellence in
Financial Reporting for the Annual Comprehensive Financial Report
from the Government Finance Officers Association for the twenty-
second consecutive year. The Certificate of Achievement is the
highest form of recognition in the area of governmental accounting
and financial reporting, and its attainment represents a significant
accomplishment by a government and its management. The
comprehensive report is compiled by the finance department and
audited by an independent firm of certified public accountants. The
purpose of the comprehensive report is to give a detailed overview
of the City’s financial status, including various funds, investments
and debt service obligations.
Distinguished Budget Presentation Award
The City has earned the Distinguished Budget Presentation Award
from the Government Finance Officers Association for the twenty-
second consecutive year. It reflects the commitment of the City’s
staff to meet the highest principles of governmental budgeting
and the award represents a significant achievement. The budget
presents the plan for accomplishing the City’s goals and objectives
during the fiscal year. Preparation of this document requires a
comparison of the anticipated revenues with adopted programs
and priorities that are based on City Council’s priorities, service
demands and prior year project commitments.
Achievement for Excellence in Procurement
The City has also earned the Achievement for Excellence in
Procurement (AEP) from the National Procurement Institute for
the twenty-first consecutive year. The AEP is designed to recognize
organizational excellence in public procurement. This prestigious
award is earned by those organizations that demonstrate excellence
by meeting or exceeding criteria designed to measure innovation,
professionalism, productivity, e-procurement and leadership
attributes of the procurement organization.
Watters Creek at
Montgomery Farm
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT14
Changes in Net Position
The Statement of Net Position presents
information on all the City’s assets,
liabilities, and deferred inflows/outflows
with the difference reported as net
position. Over time, increases or decreases
in net position may serve as a useful
indicator of whether the financial position
of the City is improving or deteriorating.
In total, the City’s total net position
increased $18,421,305. Revenue increased
by $1,088,107 from fiscal year 2020. Major
components of revenue increases and
decreases can be attributed to decreases
in Grants and Contributions ($3,294,428),
decreases in Other Taxes ($476,144),
Financial Highlights
The Courses at Watters Creek
The City, like other state and local governments, utilizes fund accounting to ensure and demonstrate
compliance with finance-related legal requirements. A fund is a grouping of related accounts that is
used to maintain control over resources that have been segregated for specific activities or objectives.
The City of Allen currently maintains eighteen governmental funds, including five major funds: General
Fund, Debt Service Fund, General Capital Projects Fund, Grants Fund, and General Obligation Bond
Fund. More information can be found in the Annual Comprehensive Financial Report (ACFR) on the
City’s website at CityofAllen.org.
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 15
increases in Charges for Services ($2,396,627), increases in Property Taxes ($1,029,467), decrease
in Other ($2,481,025), and increase in Sales Tax ($3,913,610).
Expenses increased $777,357 from fiscal year 2020 and can be attributed to increases in expenses
in Public Safety ($2,163,776), Community Development ($1,092,306), Water and Sewer ($917,938),
Golf Course
($390,220), Interest
on Long-Term Debt
($357,494), Culture
and Recreation
($343,610), and Solid
Waste ($299,050),
and offset by
decreases in Public
Works ($2,731,754),
General Government
($1,996,727), and
Drainage ($58,556)
respectively.
Total Net Position
The assets and
deferred outflows of
resources of the City
exceeded its liabilities
and deferred inflows
of resources by
$647,175,402, which is
the City’s net position.
The largest portion
of the City’s net
position, $502,191,637
or 77.60%, is in capital
assets (land, buildings,
infrastructure,
equipment, and
construction in progress), less any related debt used to acquire those assets that is still outstanding.
The City uses these assets to provide services to its citizens; consequently, these assets are not
available for future spending. Although the City reports its capital assets net of related debt, the
resources needed to repay this debt must be provided from other sources since the capital assets
themselves cannot be used to liquidate these liabilities. A portion of the City’s net position is
restricted resources of $15,572,563 or 2.41%, which are subject to external restrictions on how they
may be used. The remaining balance of unrestricted net position, $129,411,202 or 20.00%, may be
used to meet the government’s ongoing obligations to citizens and creditors.
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT16
The City has two funds that are not included in total net position of the primary government, both
of which are considered discretely presented component units: the 4A Economic Development
Corporation (EDC 4A) and the 4B Community Development Corporation (CDC 4B) Fund. The City
Council appoints the EDC 4A and CDC 4B and can impose its will on their day-to-day operations. The
combined fiscal year 2021 net position of EDC 4A and CDC 4B was $74,288,010, of which $41,701,277
is in capital assets, $852,566 is restricted for debt service, and $31,734,167 is unrestricted. This is an
increase of $11,395,319 from last fiscal year.
Capital Assets
The City’s net investment in capital assets for its governmental and business-type activities at the
end of fiscal year 2021 amounts to $502,191,637 (net of accumulated depreciation). The investment in
capital assets includes land, buildings, improvements other than buildings, utility system, machinery
and equipment, and construction in progress. The total decrease in the City’s investment in capital
assets for the current year was $3,532,179 or 0.70%.
Major capital asset events during fiscal year 2021 included the following:
Long-Term Debt Obligations
The City’s primary government had total outstanding bonded debt at September 30, 2021 of
$156,710,955. Of this total, $124,275,849 was associated with governmental activities and $32,435,106
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 17
was associated with business-type activities. The total gross bonded debt includes $82,380,000
of General Obligation (G.O.) bonds and $22,945,000 of Certificates of Obligation backed by the full
faith and credit of the City; $28,955,000 secured solely by water and sewer revenues; notes payable
of $3,580,000; and $18,850,955 in net premiums and discounts from bond issuances.
Outstanding debts associated with the component units totaled $35,239,494. Out of which,
$33,845,000 are secured by future sales tax revenue; $666,522 (notes payable) are secured by land;
and $727,972 are premiums and discounts from bond issuances.
During fiscal year 2021, the City issued $10,595,000 of General Obligation Bonds; $22,945,000 of
Certificates of Obligation, and $10,675,000 in Waterworks and Sewer System Revenue Bonds.
Governmental Fund Balance
The focus of the City’s governmental funds is to provide information on near-term inflows, outflows,
and balances of spendable resources. Such information is useful in assessing the City’s financing
requirements. In particular, the unassigned fund balance may serve as a useful measure of a gov-
ernment’s net resources available for spending at the end of the fiscal year. At the end of fiscal year
2021, the City’s governmental funds reported a combined fund balance of $143,575,916, an increase
of $35,562,361 or 33%. The increase is due to actual expenditures being less than the revised budget,
revenues exceeding the revised budget, and the issuance of bonds.
The General Fund is the chief operating fund of the City. As of the end of the current fiscal year, the
total unassigned fund balance was $27,554,966. The total fund balance increased $866,147 or 3%
during the fiscal year due to primarily due to reductions in general government expenditures.
The Debt Service Fund balance of $918,379, all of which is restricted for the payment of debt, rep-
resents a decrease from the prior year of $940,351 or 51%. The City’s annual debt service require-
ments outweighed the higher property valuation.
The General Capital Projects Fund provides information on cash financed capital projects and had an
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT18
ending fund balance of $42,843,382 at September 30, 2021, an increase
of $8,139,412. Revenues and other financing sources totaled $11,215,800,
which includes $1.5M received from Allen Sports Association for the S.
G. Terrell Community P&R Center, $1,207,470 in roadway impact fees
for street improvements, $1,518,075 from other funds to cash finance
capital projects, $990,672 received from HHSC for reimbursement of
Fire Department ambulances service, and $333,156 in charges for me-
dian and streets improvements. Total expenditures and other uses of
$3,309,408 consisted primarily of $937,247 for street and alleys improve-
ments, $836,753 for traffic signal installation and improvements, and
$256,660 for Public Safety hardware and software.
The Grants Fund accounts for monies received from other governmen-
tal agencies that have restricted legal requirements and multi-year
budgets and had an ending fund balance of $261,457, a decrease of
$20,081 (7%) from the prior year. In fiscal year 2021, the Grants Fund
had $1,506,463 remaining from the 2020 advanced funding from the
CARES Act related to the COVID-19 pandemic. CARES Act expenditures
of $534,970.50 were recognized as revenue in fiscal year 2021 and the
remaining balance of $971,492.96 was refunded to Collin County. The
Grants Fund also received $5,079,934.50 in advanced funding from the
American Rescue Plan Act (ARPA) also related to the COVID-19 pan-
demic. There were no ARPA expenditures in 2021 and the full balance is
recorded as unearned revenue.
The General Obligation Bond Fund had an ending fund balance of
$57,534,190, which represents an increase of $25,646,884 from the
prior year. Expenditures totaled $7,651,596, which consisted mainly of
$4,099,524 for the S. G. Terrell Com-
munity P&R Center, $732,527 for
street and alleys improvements,
$619,837 for Central Fire Station re-
model, and $271,095 for traffic sig-
nals. Other financing sources con-
sisted mainly of issuance of bonds
totaling $27,200,000 and the relat-
ed premium of $6,026,155.
The fund balance of non-major
governmental funds increased by
$1,870,350 primarily due to actual
expenditures being less than the
revised budget.
Historic Downtown Allen
CITY OF ALLEN
POPULAR ANNUAL FINANCIAL REPORT 19
General Fund Budgetary Highlights
During April and May each year, all accounts are evaluated to determine whether they are in line
with the original budgets. Accounts that are under or over budget are revised to meet year-end
final estimates. New projects are not added to the year-end estimate; only the cost of maintaining
the current base operation is revised as needed. As is customary, during fiscal year ended Septem-
ber 30, 2021, the City Council amended the budget for the General Fund one time.
Adjustments made during fiscal year 2021 increased the original revenue budget by $91,484 and
increased the expenditure budget by $423,858. Due to actual expenditures being $1,996,490 less
than the revised budget and revenues exceeding the revised budget by $4,882,439, the City was
able to increase the unassigned General Fund balance by $728,782, after net transfers. The unas-
signed fund balance of $27,554,966 is equal to 25%, or 90 days of next year’s operating budget.
Credit Union of Texas Event
Center Name Unveiling Ceremony
“All In” at Don Rodenbaugh
Natatorium Ridgeview Drive Trail
Connections & Boardwalk
Stephen G. Terrell Recreation Center Groundbreaking
305 CENTURY PARKWAY
ALLEN, TX 75013
CITYOFALLEN.ORG